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IAPP AIGP Exam Syllabus Topics:

Topic	Details
Topic 1	Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
Topic 2	Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
Topic 3	Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
Topic 4	Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.

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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q91-Q96):

NEW QUESTION # 91
CASE STUDY
Please use the following to answer the next question:
A leading insurance provider that offers a range of coverage options to individuals has decided to utilize AI to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies. The company has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM").
The company intends to use its historical customer data - including applications, policies and claims - and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed to a human underwriter for final review.
The company and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. They have designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness and reliability of its output.
After the first month in production, the company realizes that the LLM declines a higher percentage of women's applications.
The best approach to enable a customer who wants information on the AI model's parameters for underwriting purposes is to provide:

A. A transparency notice.
B. Customer service support.
C. An opt-out mechanism.
D. Detailed terms of service.

Answer: A

Explanation:
Providing a transparency notice informs customers about how the AI model's parameters affect underwriting decisions, meeting regulatory and ethical requirements for explainability.

NEW QUESTION # 92
What is the primary purpose of an Al impact assessment?

A. To define and evaluate the legal risks associated with developing an Al system.
B. Anticipate and manage the potential risks and harms of an Al system.
C. To identify and measure the benefits of an Al system.
D. To define and document the roles and responsibilities of Al stakeholders.

Answer: B

Explanation:
The primary purpose of an AI impact assessment is to anticipate and manage the potential risks and harms of an AI system. This includes identifying the possible negative outcomes and implementing measures to mitigate these risks. This process helps ensure that AI systems are developed and deployed in a manner that is ethically and socially responsible, addressing concerns such as bias, fairness, transparency, and accountability.
The assessment often involves a thorough evaluation of the AI system's design, data inputs, outputs, and the potential impact on various stakeholders. This approach is crucial for maintaining public trust and adherence to regulatory requirements.

NEW QUESTION # 93
Scenario:
A European AI technology company was found to be non-compliant with certain provisions of the EU AI Act.
The regulator is considering penalties under the enforcement provisions of the regulation.
According to the EU AI Act, which of the following non-compliance examples could lead to fines of up to €
15 million or 3% of annual worldwide turnover (whichever is higher)?

A. In case of AI Act prohibitions
B. In case of a breach of AI Act prohibition by the Union institutions, bodies, offices and agencies
C. In case of the supply of misleading information to notified bodies in reply to a request
D. In case of breach of a provider's obligations for high-risk AI systems

Answer: D

Explanation:
The correct answer is B. The EU AI Act assigns a tiered penalty system based on the severity of the violation. A breach of obligations related to high-risk AI systems falls into the mid-tier category, triggering fines of €15 million or 3% of annual global turnover.
From the AIGP ILT Guide - EU AI Act Module:
"Providers of high-risk AI systems must comply with strict documentation, testing, monitoring, and registration obligations. Breaches of these result in significant fines of up to €15 million or 3% of turnover." AI Governance in Practice Report 2024 supports this:
"Non-compliance with obligations under Title III (high-risk systems) leads to financial penalties under Article
71(3) of the EU AI Act."
Note: The highest penalty (€35 million or 7%) applies to prohibited AI uses, not to obligations for high- risk systems.

NEW QUESTION # 94
CASE STUDY
Please use the following to answer the next question:
A leading insurance provider that offers a range of coverage options to individuals has decided to utilize AI to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies. The company has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM").
The company intends to use its historical customer data - including applications, policies and claims - and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed to a human underwriter for final review.
The company and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. They have designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness and reliability of its output.
After the first month in production, the company realizes that the LLM declines a higher percentage of women's applications.
During the first month when the company monitors the model for bias, it is most important to:

A. Continue disparity testing.
B. Seek approval from management for any changes to the model.
C. Analyze the quality of the training and testing data.
D. Compare the results to human decisions prior to deployment.

Answer: A

Explanation:
Continuing disparity testing during monitoring helps identify ongoing bias issues in model outputs, allowing for timely mitigation and improvement.

NEW QUESTION # 95
Which of the following is an obligation of an importer of high-risk AI systems under the EU AI Act?

A. Affix the CE marking.
B. Verify the Declaration of Conformity.
C. Provide technical documentation.
D. Conduct a data protection impact assessment.

Answer: B

Explanation:
Importers of high-risk AI systems into the EU havespecific responsibilitiesunder the EU AI Act. They arenotthe parties responsible for affixing the CE marking or providing technical documentation-but they must verify that these have been done by the provider.
From theAI Governance in Practice Report2025:
"Importers must verify that the appropriate conformity assessment has been carried out, the technical documentation is available, and the CE marking has been affixed." (p. 34-35) Thus:
* A. Provide technical documentation- done by theprovider.
* B. Affix the CE marking-provider'sresponsibility.
* C. Verify the Declaration of Conformity-importer obligation.
* D. Conduct a DPIA- relevant under data protection laws,not requiredunder the EU AI Act forimporters.

NEW QUESTION # 96
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