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PECB ISO-IEC-27001-Lead-Auditor 中文 Exam Syllabus Topics:

SectionObjectives
Fundamentals of Information Security Auditing- Audit principles based on ISO 19011
  • 1. Confidentiality and independence
    • 2. Integrity, fair presentation, due professional care
      Information Security Management System (ISMS) based on ISO/IEC 27001- ISO/IEC 27001 requirements (Clauses 4–10)
      • 1. Improvement and corrective actions
        • 2. Operation and controls
          • 3. Support and resources
            • 4. Leadership and commitment
              • 5. Performance evaluation
                • 6. Context of the organization
                  • 7. Planning and risk management
                    Closing the Audit- Audit reporting and follow-up
                    • 1. Corrective action review
                      • 2. Audit report preparation
                        Conducting an Audit- Audit execution
                        • 1. Nonconformity identification
                          • 2. Interviewing techniques
                            • 3. Evidence collection and verification
                              Planning and Initiating an Audit- Audit program and planning activities
                              • 1. Audit team selection
                                • 2. Defining audit objectives, scope, and criteria

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                                  PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q46-Q51):

                                  NEW QUESTION # 46
                                  選出最能完成句子的單字:

                                  Answer:

                                  Explanation:


                                  NEW QUESTION # 47
                                  選出最能完成句子的單字:

                                  Answer:

                                  Explanation:

                                  Explanation:
                                  "In a third-party audit an observation can indicate conformity at organisation is not required to take action." According to the PECB Candidate Handbook1, an observation is "a statement of fact made during an audit and substantiated by objective evidence". An observation can indicate conformity or nonconformity, but it does not require any corrective action from the audited organisation. A recommendation, on the other hand, is
                                  "a suggestion for improvement based on an observation". A recommendation may or may not be accepted by the audited organisation.
                                  According to the Fundamentals - Third parties2, a third-party audit is "an audit conducted by an external organisation that has the legal right to audit an organisation's processes and procedures". A third-party audit can result in a finding, which is "a conclusion reached by the auditor based on the audit evidence collected".
                                  A finding can be positive or negative, depending on whether the audited organisation meets the audit criteria or not. A nonconformity is "a finding that indicates the non-fulfilment of a requirement". A nonconformity requires corrective action from the audited organisation to prevent recurrence.


                                  NEW QUESTION # 48
                                  您正在一家提供醫療保健服務的住宅療養院進行 ISMS 審核。審核計畫的下一步是驗證資訊安全事件管理流程。 IT 安全經理介紹了資訊安全事件管理程序,並解釋該流程基於 ISO/IEC 27035-1:2016。
                                  您查看該文件並注意到一條聲明「任何資訊安全弱點、事件和事故應在識別後 1 小時內報告給聯絡人 (PoC)」。在訪問員工時,您發現大家對「弱點、事件、事件」意義的理解有差異。
                                  您從事件追蹤系統中抽取過去 6 個月的事件報告記錄樣本,總結結果如下表所示。

                                  您想進一步調查其他領域以收集更多審計證據。選擇兩個不會出現在您的審核追蹤中的選項。

                                  Answer: A,B

                                  Explanation:
                                  According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), clause 4.2 requires an organization to determine the needs and expectations of interested parties that are relevant to its ISMS1. This includes identifying the legal, regulatory, contractual and other requirements that apply to its information security activities1. Therefore, collecting more evidence on what the service requirements of healthcare monitoring are may not be relevant to verifying the information security incident management process, as it is not directly related to the audit objective or criteria. This option will not be in the audit trail.


                                  NEW QUESTION # 49
                                  下列哪一項關於組織 ISMS 中文件化資訊的敘述是不正確的?

                                  Answer: B

                                  Explanation:
                                  Comprehensive and Detailed In-Depth
                                  ISO/IEC 27001:2022 Clause 7.5 (Documented Information) defines the role of documentation in an ISMS.
                                  A . Correct Statement:
                                  Documented information serves as a guideline for ISMS operations and provides audit evidence.
                                  B . Incorrect Statement:
                                  Collecting documented information is not a goal in itself.
                                  The purpose of documentation is to support the ISMS and ensure compliance, not just to generate paperwork.
                                  C . Correct Statement:
                                  Documents should be clear and concise, avoiding unnecessary complexity while still being detailed enough to be useful.
                                  Thus, documentation should be purposeful and functional, not just a bureaucratic requirement.
                                  Relevant Standard Reference:


                                  NEW QUESTION # 50
                                  情境 4:SendPay 是一家金融公司,透過代理商和金融機構網路提供服務。他們的主要服務之一是在全球範圍內轉帳。 SendPay 作為一家新公司,致力於為客戶提供最優質的服務。由於該公司提供國際交易,因此要求客戶提供個人信息,例如身份、交易原因以及完成交易可能需要的其他詳細信息。因此,SendPay 已實施安全措施來保護客戶的訊息,包括偵測、調查和回應可能出現的任何資訊安全威脅。他們對提供安全服務的承諾也體現在 ISMS 實施過程中,該公司投入了大量時間和資源。
                                  去年,SendPay 推出了他們的數位平台,允許透過智慧型手機或筆記型電腦等電子設備進行貨幣交易,而無需支付額外費用。透過這個平台,SendPay 的客戶可以隨時隨地發送和接收資金。該數位平台幫助SendPay簡化了公司營運並進一步拓展了業務。當時SendPay正在外包其軟體業務,因此該專案是由外包公司的軟體開發團隊完成的。
                                  該團隊還負責維護 SendPay 的技術基礎設施。
                                  最近,該公司在實施 ISMS 近一年後申請了 ISO/IEC 27001 認證。他們與符合其標準的認證機構簽訂了合約。不久之後,認證機構任命了一個由四名審核員組成的團隊來審核 SendPay 的 ISMS。
                                  審計過程中,發現以下情況:
                                  1.外包軟體公司在未事先通知的情況下終止了與SendPay的合約。結果,SendPay 無法立即將服務恢復到內部,其營運中斷了五天。審計人員要求 SendPay 的代表提供證據,證明他們在合約終止的情況下有計劃遵循。這些代表沒有提供任何書面證據,但在接受審計時,他們告訴審計人員,SendPay的高層已經確定了另外兩家軟體開發公司,如果類似情況再次發生,可以立即提供服務。
                                  2. 沒有證據顯示對外包給軟體開發公司的活動進行了監控。 SendPay 的代表再次告訴審計人員,他們定期與軟體開發公司溝通,並適當地告知可能發生的任何變更。
                                  3.防火牆測試未發現異常狀況。審核員測試了防火牆配置,以確定這些服務提供的安全等級。他們使用資料包分析器來測試防火牆策略,這使他們能夠即時檢查發送或接收的資料包。
                                  根據該場景,回答以下問題:
                                  您如何評估所獲得的與外包業務監控流程相關的證據?請參閱場景 4。

                                  Answer: C

                                  Explanation:
                                  The evidence provided by SendPay, which is solely verbal confirmation about the monitoring of outsourced operations, is not considered reliable under ISO/IEC 27001. The standard requires documented evidence to support claims of effective monitoring and control over outsourced processes.
                                  References: ISO/IEC 27001:2013 Standard, Clause A.15 (Supplier relationships)


                                  NEW QUESTION # 51
                                  ......

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