Free PDF Latest ACFE - CFE-Financial-Transactions-and-Fraud-Schemes - Exam Certified Fraud Examiner - Financial Transactions and Fraud Schemes Exam Quiz

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| Section | Weight | Objectives |
|---|
| Topic 1: Asset Misappropriation – Cash Receipts | 5–10% | - Cash larceny - Prevention and detection methods - Cash skimming schemes
|
| Topic 2: Asset Misappropriation – Fraudulent Disbursements | 15–20% | - Register disbursement fraud - Electronic payment tampering - Billing schemes - Expense reimbursement fraud - Payroll fraud schemes
|
| Topic 3: Financial Statement Fraud | 10–15% | - Asset and liability misrepresentation - Revenue recognition schemes - Financial statement analysis techniques - Improper disclosures
|
| Topic 4: Asset Misappropriation – Inventory and Other Assets | 5–10% | - Concealment of asset shrinkage - Prevention and detection controls - Inventory theft and misuse
|
| Topic 5: Internal Control and Fraud Prevention | 10–15% | - Fraud risk assessment - Design of anti-fraud controls - Control testing and evaluation
|
| Topic 6: Basic Accounting and Auditing Concepts | 15–20% | - Financial statement components and relationships - Fundamental accounting principles - Internal control frameworks and objectives - Auditing standards and procedures
|
| Topic 7: Other Fraud Schemes | 10–15% | - Theft of data and intellectual property - Procurement and contract fraud - Identity theft and financial crimes - Healthcare fraud - Insurance fraud
|
| Topic 8: Corruption Schemes | 5–10% | - Illegal gratuities and extortion - Prevention and detection strategies - Bribery and kickbacks - Conflicts of interest
|
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ACFE Certified Fraud Examiner - Financial Transactions and Fraud Schemes Exam Sample Questions (Q151-Q156):
NEW QUESTION # 151
Which of the following would be helpful in detecting a cash larceny scheme?
- A. Prohibiting employees from performing the duties of an absent employee
- B. Having the accounts receivable clerk prepare the bank deposit
- C. Reconciling cash register totals to the amount of cash in the register drawer
- D. Requiring cashiers to perform cash counts of their own cash registers at the end of each shift
Answer: C
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Cash larceny involves stealing cash after it has been recorded.
Reconciling register totals against actual drawer cash can reveal shortages, making option C the best detection method.
* Analysis of Incorrect Options:
* A - Weakens segregation of duties and increases fraud risk.
* B - Impractical; cross-training is often necessary.
* D - Cashiers counting their own registers weakens independent verification and may conceal theft.
* Key Concept: Detecting cash larceny through reconciliation controls.
Reference: ACFE Manual, Cash Receipts - Cash Larceny Schemes.
NEW QUESTION # 152
In which of the following process, all bidders are legally supposed to be placed on the same plane of equality, bidding on the same terms and conditions?
- A. Competitive bidding
- B. Bid solicitation
- C. Bid-rigging
- D. Kickbacks
Answer: A
NEW QUESTION # 153
The amount of cash on hand in a register may be compared to the amount showing in the register tape in order to detect _______.
- A. Occupational frauds
- B. Internal audits
- C. Recorded sales
- D. Employee theft
Answer: D
Explanation:
Detailed Explanation:
* Rationale for Correct Answer:Comparing register tape totals to the actual cash on hand is a classic reconciliation test used to detect employee theft. Discrepancies suggest cash has been skimmed or stolen after recording.
* Analysis of Incorrect Options:
* B. Recorded sales - Register tapes already show recorded sales; comparison is for theft detection.
* C. Internal audits - A process, not the purpose of the comparison.
* D. Occupational frauds - Too broad a term.
* Key Concept:Cash Reconciliation as a control to detect employee theft.
Reference:ACFE Fraud Examiners Manual (2020 International Edition), Cash Receipts - Detection Methods for Skimming and Larceny.
NEW QUESTION # 154
When employee committing the fraud removes cash from the register and also the item allegedly being returned is debited back into the inventory, this refers to:
- A. Concealing register disbursement
- B. Fraudulent register occurrences
- C. Registry destroying records
- D. Register false voids
Answer: A
NEW QUESTION # 155
Another way to eliminate competition in the solicitation phase of the selection process is to:
- A. Solicit bid-splitting from fictitious vendors
- B. None of the above
- C. Solicit transaction from fictitious vendors
- D. Solicit bid from fictitious suppliers
Answer: D
NEW QUESTION # 156
......
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