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ISACA AAISM Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: AI Technologies and Controls38%- Data and Model Controls
  • 1. Privacy-preserving techniques
    • 2. Monitoring and runtime controls
      • 3. Data protection and governance
        - AI Assurance and Safety
        • 1. Bias mitigation
          • 2. Ethical AI controls
            • 3. Model validation and testing
              - AI Security Architecture
              • 1. Model lifecycle security
                • 2. Secure AI system design
                  Topic 2: AI Governance and Program Management31%- AI Strategy and Policy
                  • 1. AI strategy development
                    • 2. Policies and procedures
                      • 3. Responsible and acceptable use
                        - AI Governance Foundations
                        • 1. Stakeholder considerations
                          • 2. Organizational structure and governance
                            • 3. Roles and responsibilities
                              - Frameworks and Compliance
                              • 1. Privacy and ethics considerations
                                • 2. Industry frameworks and standards (e.g., NIST AI RMF, ISO/IEC 42001)
                                  • 3. Regulatory requirements
                                    Topic 3: AI Risk Management31%- AI Risk Assessment
                                    • 1. Risk thresholds and treatment
                                      • 2. Risk identification and analysis
                                        - AI Threats and Vulnerabilities
                                        • 1. Supply chain and vendor risks
                                          • 2. Adversarial AI and ML attacks
                                            • 3. Data poisoning and model manipulation

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                                              ISACA Advanced in AI Security Management (AAISM) Exam 認定 AAISM 試験問題 (Q17-Q22):

                                              質問 # 17
                                              Which AI data management technique involves creating validation and test data?

                                              正解:A

                                              解説:
                                              AAISM describes data splitting as the process of dividing datasets into:
                                              - training
                                              - validation
                                              - test sets
                                              This is essential for reducing overfitting and ensuring robust evaluation.


                                              質問 # 18
                                              Which of the following is the BEST way to ensure an organization remains compliant with industry regulations when decommissioning an AI system used to record patient data?

                                              正解:C

                                              解説:
                                              For regulated data such as patient information, AAISM requires provable data lifecycle closure at decommissioning. The authoritative evidence is a certificate of destruction (covering primary, replicas, backups, and caches) retained per the organization's records retention policy.


                                              質問 # 19
                                              When deriving statistical information generated by AI systems, which of the following types of risk is MOST important to address?

                                              正解:A

                                              解説:
                                              The most critical risk when deriving statistical insights from AI-generated data is systemic bias in data.
                                              According to the AI Security Management (AAISM) framework, systemic bias directly undermines the fairness, reliability, and validity of analytical results derived from AI systems. If the input data or learned model patterns are biased-reflecting skewed representation, sampling imbalance, or embedded prejudice- the statistical outputs will propagate and amplify these biases, leading to misinformed decisions and compliance violations.
                                              Why Option A is Correct:
                                              * Systemic bias affects the integrity and trustworthiness of AI-generated statistical information.
                                              * It can introduce discriminatory outcomes, ethical breaches, and regulatory non-compliance-key concerns in AAISM's AI Risk Management and Governance principles.
                                              * Mitigating systemic bias requires data quality assessments, fairness audits, bias detection tools, and model interpretability measures to ensure the derived insights are accurate and ethically sound.
                                              Why Other Options Are Incorrect:
                                              * Option B: Incomplete outputs can affect accuracy but are typically handled through process monitoring or retraining, not as a primary risk factor in statistical validity.
                                              * Option C: Lack of data normalization is a technical preprocessing issue, not a governance-level risk impacting statistical trustworthiness.
                                              * Option D: Hallucinations occur mainly in generative models (e.g., LLMs) and affect content generation, not statistical computation pipelines.
                                              Exact Extract from Official AAISM Study Guide:
                                              "Systemic bias in AI training and inference data represents the most material statistical risk. Bias propagates through derived metrics, predictive models, and decision outputs, compromising fairness, accuracy, and compliance. AI Security Management requires implementing bias detection, fairness testing, and governance mechanisms to identify and mitigate such systemic bias before using AI-generated analytics for organizational or regulatory reporting." References:
                                              AI Security Management (AAISM) Body of Knowledge: AI Risk Identification and Evaluation, Bias and Fairness Management in AI Systems.
                                              AI Security Management Study Guide: Systemic Bias Mitigation Techniques, Fairness Assurance in AI Analytics.
                                              ISO/IEC 23894:2023 - Clause 7.2: Bias identification and treatment within AI risk frameworks.


                                              質問 # 20
                                              An organization has implemented a natural language processing model to respond to customer questions when personnel are not available. A pre-implementation security assessment revealed attackers could access sensitive company data through a chat interface injection attack. Which of the following is the BEST way to prevent this attack?

                                              正解:C

                                              解説:
                                              To prevent prompt/interface injection, AAISM prioritizes preventive technical controls at the boundary: input validation/sanitization, structured templates/system prompts, allow/deny lists, and context isolation. These measures constrain user-supplied content and block adversarial instructions from being interpreted as system directives. Monitoring (A) and audits (D) are detective/assurance activities; manual output review (B) is compensating but less scalable and does not prevent injection.
                                              References: AI Security Management™ (AAISM) Body of Knowledge - Secure Prompting & Input Controls; Interface Injection Mitigations; Context and Instruction Isolation Patterns.


                                              質問 # 21
                                              Which of the following is the GREATEST benefit of performing AI security risk assessments?

                                              正解:D

                                              解説:
                                              AAISM emphasizes that the core outcome of AI risk assessments is prioritization: mapping threat likelihood and business impact to determine which risks to treat first, at what strength, and with which controls. Implementing privacy controls (A), funding alignment (B), and updating registers (C) are important outputs, but the greatest benefit is making defensible, prioritized decisions that align with risk appetite and optimize control selection and resource allocation.
                                              References: AI Security Management (AAISM) Body of Knowledge - AI Risk Assessment & Treatment; Risk Appetite, Tolerance, and Prioritization; Governance of Risk Decisions and Tracking.


                                              質問 # 22
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