BTW, DOWNLOAD part of DumpsReview NISM-Series-VII dumps from Cloud Storage: https://drive.google.com/open?id=1VkONkCyWFKifZDM_hPWOhea321BrBLqt
As the saying goes, opportunities for those who are prepared. If you have made up your mind to get respect and power, the first step you need to do is to get the NISM-Series-VII certification, because the certification is a reflection of your ability. If you have the NISM-Series-VII Certification, it will be easier for you to get respect and power. Our company happened to be designing the NISM-Series-VII exam question.
| Section | Weight | Objectives |
|---|---|---|
| Securities Market Overview | 10% | - Types of securities and products - Structure and segments of Indian securities market - Market participants and their roles |
| Technology in Securities Markets | 8% | - Data security and business continuity - Systems for trading, clearing and settlement - Emerging technologies and their impact |
| Clearing and Settlement | 15% | - Settlement cycle and mechanisms - Clearing process and roles of clearing corporations - Delivery versus payment and settlement guarantee |
| Market Microstructure | 12% | - Trading mechanisms and order types - Market indices and their calculation - Price discovery and market efficiency |
| Trading Operations | 15% | - Client onboarding and KYC norms - Front office functions and processes - Order management and trade execution |
| Regulatory Framework | 15% | - Code of conduct and ethical practices - SEBI Act, Rules and Regulations - Compliance requirements for intermediaries |
| Risk Management and Margining | 18% | - Types of risks in securities operations - Margining systems and methodologies - Risk monitoring and control measures |
| Investor Protection | 7% | - Mechanisms for dispute resolution - Investor education and awareness initiatives - Investor rights and grievances redressal |
>> Hottest NISM-Series-VII Certification <<
The NISM NISM-Series-VII pdf questions learning material provided to the customers from DumpsReview is in three different formats. The first format is PDF format which is printable and portable. It means it can be accessed from tablets, laptops, and smartphones to prepare for the NISM NISM-Series-VII Exam. The NISM NISM-Series-VII PDF format can be used offline, and candidates can even prepare for it in the classroom or library by printing questions or on their smart devices.
NEW QUESTION # 318
In the context of the Indian Money Market, issuers must adhere to specific credit rating requirements to issue Commercial Paper (CP).
What is the minimum credit rating required from a Credit Rating Agency (CRA) for the issuance of CPs?
Answer: A
Explanation:
A Commercial Paper (CP) is used by Indian corporates to raise short-term unsecured funds. According to RBI regulations, the minimum credit rating assigned by a Credit Rating Agency (CRA) for the issuance of CPs shall be 'A3' as per the rating symbol and definition prescribed by SEBI.
NEW QUESTION # 319
A Trading Member executes the following trades in a specific scrip on a given day:
* Buy 500 shares @ Rs. 100
* Sell 300 shares @ Rs. 105
* Buy 200 shares @ Rs. 95
What are the final Net Quantity and Net Fund obligations for the member to be settled with the Clearing Corporation?
Answer: E
Explanation:
Net Quantity:
Total Buy = 500 + 200 = 700.
Total Sell = 300.
Net Qty = 700 - 300 = 400 (Buy/Receive).
Net Funds:
Outflow (Buy) = + (200*95) = 50,000 + 19,000 = Rs. 69,000.
Inflow (Sell) = 300*105 = Rs. 31 ,500.
Net Funds = Inflow - Outflow = 31 ,500 - 69,000 = -37,500.
Negative implies Pay Rs. 37,500.
NEW QUESTION # 320
Which of the following statements accurately reflect the regulatory requirements regarding the 'Statement of Accounts' and dispute resolution related to the settlement of funds? (Select all that apply)
Answer: A,B,C
Explanation:
Statement A is correct (Statement must contain extracts). Statement B is correct (Dispute notice within 30 working days). Statement D is correct (Settlement frequency is monthly/quarterly). Statement C is incorrect because 'There is no inter-client adjustment for the purpose of settlement'. Statement E is incorrect because funds lying with the Clearing Member/Clearing Corporation must be transferred within 'three working days' from the request, not 7.
NEW QUESTION # 321
Regarding the 'Default Waterfall' in the context of the Net Settlement mechanism for Cash and F&O segments, which of the following statements is correct?
Answer: B
Explanation:
Clearing Corporations (CCs) shall continue to settle obligations on a net basis at the CM level. Further, CCs shall continue to maintain segment-wise default waterfalls, regardless of a single settlement across segments. The losses, if any, in case of default of a CM to CC shall be computed on the basis of the segment-wise obligation of CM to CC, on a pro-rata basis.
NEW QUESTION # 322
In the context of the Indian Money Market, which of the following instruments represents an extension of the interbank call market for uncollateralized lending and borrowing of funds for a period specifically defined as between 15 days and 1 year?
Answer: B
Explanation:
Term Money is defined as an extension of the interbank call market for uncollateralized lending and borrowing of funds for a period between 15 days and 1 year. Call money is predominantly overnight, and Notice money is for a period beyond overnight and up to 14 days,.
NEW QUESTION # 323
......
Under the help of our NISM-Series-VII exam questions, the pass rate among our customers has reached as high as 98% to 100%. We are look forward to become your learning partner in the near future. As we all know, to make something right, the most important thing is that you have to find the right tool. Our NISM-Series-VII study quiz is the exact study tool to help you pass the NISM-Series-VII exam by your first attempt.
VCE NISM-Series-VII Dumps: https://www.dumpsreview.com/NISM-Series-VII-exam-dumps-review.html
BTW, DOWNLOAD part of DumpsReview NISM-Series-VII dumps from Cloud Storage: https://drive.google.com/open?id=1VkONkCyWFKifZDM_hPWOhea321BrBLqt