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| Section | Weight | Objectives |
|---|
| Tools, Technologies and Investigations | 22% | - Remediation and response
- 1. Corrective actions and regulatory engagement
- Technology and systems
- 1. Monitoring systems, screening tools, data analytics
- 2. Cryptoasset and virtual asset compliance
- Investigation processes and evidence handling
- 1. Case management and escalation
- 2. Cooperation with authorities and information sharing
|
| Building and Managing Anti-Financial Crime Compliance Programs | 28% | - Customer due diligence and know-your-customer
- 1. CDD, EDD, beneficial ownership identification
- 2. politically exposed persons and high-risk clients
- Audit, testing and continuous improvement - Program framework and policies
- 1. Policies, procedures and controls design
- 2. Risk assessment and risk-based approach
- Training, awareness and internal communication - Monitoring, reporting and record keeping
- 1. Transaction monitoring and alert management
- 2. Suspicious activity reporting (SAR/STR)
- 3. Legal record retention requirements
|
| Understanding Risks and Methods of Financial Crime | 26% | - Money laundering stages and techniques
- 1. Methods across financial sectors and businesses
- 2. Placement, layering, integration
- Financial crime risks and consequences
- 1. Institutional, individual, economic and social impacts
- Sanctions regimes and compliance risks
- 1. UN, EU, OFAC frameworks
- 2. Risk identification and mitigation
- Terrorism financing and proliferation financing
- 1. Distinctions from money laundering
- 2. Sources and mechanisms
|
| Global Anti-Financial Crime Frameworks, Governance and Regulations | 24% | - Regional and national regulations
- 1. USA PATRIOT Act and extraterritorial laws
- 2. EU AML Directives
- Governance, accountability and ethics
- 1. Ethical obligations and professional standards
- 2. Roles of board, senior management and compliance function
- International standards and bodies
- 1. Basel Committee, Wolfsberg Group, UN conventions
- 2. FATF 40 Recommendations
|
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Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) Valid Torrent & CAMS7 Vce Cram & Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) Actual Cert Test
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ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) Sample Questions (Q129-Q134):
NEW QUESTION # 129
A company is rapidly expanding into several international markets, including jurisdictions considered high risk in terms of regulatory oversight. The board has requested the Money Laundering Reporting Officer (MLRO) to review and adjust the company's anti-financial crime (AFC) compliance framework to align with the evolving regulatory landscape and expansion strategy. During this process, the MLRO identifies vulnerabilities, particularly in markets with AML deficiencies, and updates the framework to mitigate these risks.
Which element of the AFC compliance program does this process describe?
- A. Training and awareness
- B. Transaction monitoring
- C. Governance arrangements
- D. Risk assessment
Answer: D
Explanation:
This scenario describes the risk assessment element of an anti-financial crime (AFC) compliance program.
FATF standards require organizations to regularly assess and reassess their money laundering and terrorist financing risks, particularly when there are material changes to business models, geographic exposure, or regulatory environments.
The MLRO's review of the company's expansion into high-risk jurisdictions and identification of vulnerabilities reflects a dynamic and forward-looking risk assessment process. Updating the compliance framework to address identified risks ensures that controls remain proportionate and effective.
Risk assessments form the foundation of the risk-based approach and directly inform decisions on enhanced due diligence, monitoring, governance, and resource allocation. This process is distinct from transaction monitoring, governance arrangements, or training activities, although those elements may be updated as a result of the risk assessment.
NEW QUESTION # 130
Criminals may misuse financial statements prepared by accountants to hide illicit assets. Which of the following scenarios poses the greatest risk of financial statement manipulation by criminals?
- A. Incomplete records being provided during bookkeeping, making them difficult to audit
- B. Criminals posing as individuals seeking financial advice to place assets out of reach to avoid future liabilities
- C. A lack of professional body oversight or required use of accounting and auditing standards in the country of incorporation of the entity
- D. Accountants being used as intermediaries to introduce criminals to financial institutions
Answer: C
Explanation:
A: The absence of professional oversight or accounting/auditing standards creates a high-risk environment for financial statement manipulation. Without external checks or mandated standards, criminals can more easily falsify statements to hide illicit assets.
"The lack of regulatory oversight and professional standards in accounting and auditing significantly increases the risk of manipulation and fraud in financial reporting."
NEW QUESTION # 131
Which of the following controls is typically implemented at customer onboarding to mitigate the risk of onboarding high-risk customers?
- A. Sanctions screening
- B. Customer risk assessment
- C. Enhanced due diligence (EDD)
- D. Transaction monitoring
Answer: C
Explanation:
* A (Enhanced due diligence): EDD is a key control at onboarding for high-risk customers, involving deeper scrutiny, additional documentation, and approval layers to address increased ML/TF risk.
* "High-risk customers must be subject to enhanced due diligence during onboarding to ensure a thorough understanding of potential ML/TF risks."(CAMS 6th Edition, CDD/EDD for High-Risk Customers) References:
CAMS 6th Edition, CDD/EDD
FATF Recommendations 10, 12
NEW QUESTION # 132
Public-private partnerships (PPPs) that involve the sharing of information between law enforcement authorities. Financial Intelligence Units (FIUs), and the private sector are established to: (Choose two.)
- A. exchange strategic information between financial institutions
- B. create a common database of key information and share analysis of suspicious activities with FATF
- C. exchange operational information between public authorities and obliged entities
- D. exchange strategic information between FlUs and obliged entities
Answer: C,D
Explanation:
Public-private partnerships facilitate strategic information exchange between FIUs and obliged entities and operational information sharing between public authorities and obliged entities, improving collaboration and effectiveness in detecting and preventing financial crime.
NEW QUESTION # 133
According to Basel Committee guidelines, which level of the organization should determine whether or not to enter business relationships with higher risk customers?
- A. Middle management
- B. Senior management
- C. Account opening staff
- D. First-level management
Answer: B
NEW QUESTION # 134
......
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