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| Section | Weight | Objectives |
|---|
| Topic 1: Information Systems Auditing Process | 18% | - Planning
- 1. Audit standards, guidelines, codes of ethics
- 2. Audit scope, objectives, and methodology
- 3. Risk-based audit planning
- Reporting and Follow-up
- 1. Quality assurance and improvement
- 2. Communicating findings and recommendations
- 3. Follow-up on management actions
- Execution
- 1. Computer-assisted audit techniques
- 2. Audit project management
- 3. Evidence collection and analysis
- 4. Audit testing and sampling
|
| Topic 2: Governance and Management of IT | 18% | - IT Governance
- 1. Roles, responsibilities, and accountability
- 2. Frameworks, standards, and regulations
- 3. Alignment with business objectives
- IT Management
- 1. Legal, regulatory, and compliance requirements
- 2. IT strategy, policies, and procedures
- 3. Resource management and performance monitoring
|
| Topic 3: Protection of Information Assets | 26% | - Security Framework and Controls
- 1. Security policies, standards, and guidelines
- 2. Physical and environmental security
- 3. Network and infrastructure security
- Access and Data Protection
- 1. Identity and access management
- 2. Encryption and privacy controls
- 3. Data classification and protection
|
| Topic 4: Information Systems Acquisition, Development and Implementation | 12% | - Implementation
- 1. Testing and validation
- 2. Deployment and configuration management
- 3. Migration and post-implementation review
- Acquisition and Development
- 1. Control design and integration
- 2. Business case and feasibility analysis
- 3. System development methodologies
|
| Topic 5: Information Systems Operations and Business Resilience | 26% | - Operations Management
- 1. Problem and incident management
- 2. Infrastructure and service delivery
- 3. Performance monitoring and optimization
- Business Resilience
- 1. Disaster recovery strategies
- 2. Backup, recovery, and continuity planning
- 3. Resilience testing and maintenance
|
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ISACA Certified Information Systems Auditor Sample Questions (Q808-Q813):
NEW QUESTION # 808
Which of the following is the BEST sampling method to use when relatively few errors are expected to be found in a population?
- A. Variable sampling
- B. Discovery sampling
- C. Stop-or-go sampling
- D. Judgmental sampling
Answer: B
Explanation:
Discovery sampling is a type of statistical sampling that's used when the expected error rate in the population is very low1. This method is designed to discover at least one instance of an attribute or condition in a population1. It's often used in auditing to uncover fraud or noncompliance with rules and regulations1.
References:
* What are sampling methods and how do you choose the best one?
NEW QUESTION # 809
Which of the following would an IS auditor use to determine if unauthorized modifications were made to production programs?
- A. Analytical review
- B. Compliance testing
- C. Forensic analysis
- D. System log analysis
Answer: B
Explanation:
Explanation/Reference:
Explanation:
Determining that only authorized modifications are made to production programs would require the change management process be reviewed to evaluate the existence of a trail of documentary evidence.
Compliance testing would help to verify that the change management process has been applied consistently. It is unlikely that the system log analysis would provide information about the modification of programs. Forensic analysis is a specialized technique for criminal investigation. An analytical review assesses the general control environment of an organization.
NEW QUESTION # 810
An IS auditor can verify that an organization's business continuity plan (BCP) is effective by reviewing the:
- A. results of business continuity tests performed by IS and end-user personnel.
- B. off-site facility, its contents, security and environmental controls.
- C. alignment of the BCP with industry best practices.
- D. annual financial cost of the BCP activities versus the expected benefit of implementation of the plan.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
The effectiveness of the business continuity plan (BCP) can best be evaluated by reviewing the results from previous business continuity tests for thoroughness and accuracy in accomplishing their stated objectives. All other choices do not provide the assurance of the effectiveness of the BCP.
NEW QUESTION # 811
Which of the following is the GREATEST risk of cloud computing?
- A. Lack of scalability
- B. Reduced performance
- C. Disclosure of data
- D. Inflexibility
Answer: C
Explanation:
Section: Information System Operations, Maintenance and Support
NEW QUESTION # 812
Which of the following is the MAIN advantage of using one-time passwords?
- A. Passwords are hardware/software generated.
- B. An intercepted password would be of no use
- C. They are suitable for e-commerce authentication
- D. The user does not need to remember passwords
Answer: D
NEW QUESTION # 813
......
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