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NISM NISM-Series-VII 시험환경에 적응하고 싶은 분은 pdf버전 구매시 온라인버전 또는 테스트엔진 버전을 추가구매하시면 됩니다. 문제는 pdf버전의 문제와 같지만 pdf버전의 문제를 마스터한후 실력테스 가능한 프로그램이기에NISM NISM-Series-VII시험환경에 익숙해져 시험을 보다 릴렉스한 상태에서 볼수 있습니다.
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Securities Market Overview | 10% | - Market participants and their roles - Types of securities and products - Structure and segments of Indian securities market |
| Topic 2: Market Microstructure | 12% | - Trading mechanisms and order types - Market indices and their calculation - Price discovery and market efficiency |
| Topic 3: Trading Operations | 15% | - Client onboarding and KYC norms - Front office functions and processes - Order management and trade execution |
| Topic 4: Investor Protection | 7% | - Investor education and awareness initiatives - Mechanisms for dispute resolution - Investor rights and grievances redressal |
| Topic 5: Technology in Securities Markets | 8% | - Systems for trading, clearing and settlement - Data security and business continuity - Emerging technologies and their impact |
| Topic 6: Clearing and Settlement | 15% | - Settlement cycle and mechanisms - Clearing process and roles of clearing corporations - Delivery versus payment and settlement guarantee |
| Topic 7: Regulatory Framework | 15% | - Code of conduct and ethical practices - SEBI Act, Rules and Regulations - Compliance requirements for intermediaries |
| Topic 8: Risk Management and Margining | 18% | - Types of risks in securities operations - Margining systems and methodologies - Risk monitoring and control measures |
>> NISM-Series-VII최신버전 시험대비 공부문제 <<
여러분이 어떤 업계에서 어떤 일을 하든지 모두 항상 업그레이되는 자신을 원할 것입니다.,it업계에서도 이러합니다.모두 자기자신의 업그레이는 물론 자기만의 공간이 있기를 바랍니다.전문적인 IT인사들은 모두 아시다싶이NISM NISM-Series-VII인증시험이 여러분의 이러한 요구를 만족시켜드립니다.그리고 우리 Itexamdump는 이러한 꿈을 이루어드립니다.
질문 # 301
Based on the concept of Multilateral Netting, calculate the Net Quantity obligation for Broker 'Z' given the following trades in Security ABC:
1. Broker Y buys 50 shares from Broker Z @ Rs. 10.50
2. Broker X buys 100 shares from Broker Z @ Rs. 10.50
정답：C
설명：
For Broker Z:
Trade 1: Sell 50 shares (to Y).
Trade 2: Sell 100 shares (to X).
Total Sell = 150 shares. Total Buy = 0 shares.
Net Quantity = Buy - Sell = O - 150 = -150.
A negative quantity implies an obligation to Deliver 150 shares.
질문 # 302
An investor wishes to lodge a complaint against a registered intermediary on the SCORES platform. Under the current limitation period guidelines, which of the following scenarios would likely lead to SEBI reserving the right to reject the complaint?
정답：B
설명：
According to the guidelines for SCORES, the investor may lodge a complaint within one year from the date of cause of action. SEBI reserves its right to reject a complaint lodged on SCORES if the date of cause of action is more than one-year-old and/or the complainant has not taken up the complaint with the concerned entity prior to the said date.,
질문 # 303
What specific regulatory benefit regarding reserve requirements is accorded to funds borrowed through the Triparty Repo Dealing System (TREPS) in India?
정답：C
설명：
Funds borrowed on TREPS are exempted from RBI's CRR (Cash Reserve Ratio) and SLR (Statutory Liquidity Ratio) computation. Additionally, the security acquired under the deal is eligible for SLR by the acquiring Bank.
질문 # 304
Identify the correct timeline for the 'Auction Pay-in' and 'Auction Pay-out' of securities and funds in the context of the T+1 rolling settlement cycle.
정답：D
설명：
The auction for undelivered quantities is conducted on the settlement day (T+1 The members are required to deliver the shares (Auction Pay-in) to the clearing corporation on or before the auction pay-in day, i.e., the subsequent day (T+2). Pay-out of auction shares and funds is also done on the same day (T+2).
질문 # 305
In the context of clearing membership on a Stock Exchange, identify the member category that possesses only clearing rights (no trading rights) and is authorized to clear and settle trades executed by both trading members and custodian participants.
정답：D
설명：
A Professional Clearing Member (PCM) has only clearing rights and does not have trading rights. They clear and settle trades executed by trading members and custodian participants. A TCM has both trading and clearing rights. An SCM clears only their own trades. A TM has no clearing rights.
질문 # 306
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