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ISACA AAIA Exam Overview:
| Certification Vendor: | ISACA |
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| Exam Name: | ISACA Advanced in AI Audit |
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| Exam Number: | AAIA |
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| Available Languages: | Chinese, Spanish, English |
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| Certificate Validity Period: | 3 years |
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| Exam Price: | US$459 (member) / US$599 (non-member) |
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| Related Certifications: | CIA CPA ACCA FCCA CISA |
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| Exam Format: | Computer-based testing, Scenario-based questions, Multiple-choice questions |
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| Passing Score: | 450 (scaled, range 200–800) |
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| Real Exam Qty: | 90 |
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| Exam Duration: | 150 minutes |
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| Recommended Training: | AAIA Official Review Course AAIA Review Manual |
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| Exam Registration: | ISACA Official Registration |
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| Sample Questions: | ISACA AAIA Sample Questions |
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| Exam Way: | Computer-based; PSI test centers or remote proctored (remote not available in India, Mainland China, Hong Kong) |
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| Pre Condition: | Hold active CISA, CIA, CPA, ACCA, FCCA or equivalent qualified certification with IT audit/advisory focus |
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| Official Syllabus URL: | https://www.isaca.org/credentialing/aaia/aaia-exam-content-outline |
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| Topic | Details |
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| Topic 1 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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| Topic 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| Topic 3 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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ISACA Advanced in AI Audit Sample Questions (Q222-Q227):
NEW QUESTION # 222
An IS auditor is testing an AI model used for determining insurance premiums and eligibility.
Which of the following is the MOST effective testing method to identify bias in algorithm outputs?
- A. Disparate impact analysis
- B. Predictive analytics
- C. Cross-cluster analysis
- D. Regression testing
Answer: A
Explanation:
Disparate impact analysis is a specific technique used to detect whether model decisions disproportionately disadvantage certain protected or sensitive groups (e.g., by gender, age, ethnicity, or other attributes). For an AI model determining premiums and eligibility, fairness and non-discrimination are critical regulatory and ethical requirements, and AAIA content highlights fairness and bias evaluation as core elements of AI governance and risk management.
NEW QUESTION # 223
Which of the following is the MOST important task when gathering data during the AI system development process?
- A. Isolating the system
- B. Training the system
- C. Cleaning the data
- D. Stratifying the data
Answer: C
NEW QUESTION # 224
Which of the following is the MOST important reason to conduct regular threat modeling exercises for AI systems and data?
- A. To comply with AI regulatory requirements
- B. To assess the performance of AI algorithms
- C. To proactively identify potential vulnerabilities in AI systems
- D. To prevent instances of AI model drift
Answer: C
Explanation:
Regular threat modeling allows organizations to proactively identify vulnerabilities specific to AI, such as:
* Data poisoning
* Model inversion attacks
* Membership inference attacks
* Prompt injection
* Unauthorized model manipulationAAIA highlights AI threat modeling as essential for anticipating and mitigating AI-specific security risks that traditional IT threat modeling does not fully address.Option C (regulatory compliance) is a secondary benefit. Option D (drift prevention) is unrelated. Option B relates to performance, not security.The primary purpose is early identification of security weaknesses before exploitation occurs.
References:
AAIA Domain 2: Threats and Vulnerabilities Specific to AI.
AAIA Domain 1: Risk Assessment and Control Planning.
NEW QUESTION # 225
An IS auditor learns that an organization uses AI facial recognition technology for security purposes. Which of the following is the GREATEST ethical concern with this practice?
- A. Potential bias against certain demographic groups
- B. Individuals beginning to interact more cautiously
- C. Difficulty of enforcing access controls to facial recognition data
- D. Absence of global standards for the use of AI in biometric security
Answer: A
Explanation:
According to the ISACA AAIATM Study Guide, facial recognition systems are prone to significant ethical risks related to fairness and bias. These systems often exhibit higher error rates for specific demographic groups--particularly based on race, gender, and age--due to non- representative training datasets. For an IS auditor, this represents a major compliance and reputational risk, as biased outcomes can lead to discriminatory access or false accusations.
NEW QUESTION # 226
What should be the IS auditor ' s GREATEST concern when an organization is mixing AI-generated content into training data without labeling?
- A. The model outputs become inconsistent across similar queries.
- B. The model reinforces its own mistakes as if they were facts.
- C. The model propagates outdated information.
- D. The model loses alignment safeguards.
Answer: B
Explanation:
This is known as " Data Contamination " or " Model Autophagy " . When an AI model is trained on data it (or another AI) previously generated, it creates a feedback loop. Errors, hallucinations, and biases in the generated content are re-ingested as " ground truth, " which causes the model to " Collapse " and lose its ability to accurately reflect the real world. The ISACA AAIA™ manual emphasizes that training data must be
" Primary " and " Authentic " to ensure model integrity. Failing to distinguish between human and AI content prevents the organization from detecting and correcting systemic errors in the model ' s logic.
NEW QUESTION # 227
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