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| Section | Weight | Objectives |
|---|
| Information Systems Auditing Process | 18% | - Planning
- 1. Types of Audits and Assessments
- 2. Business Processes
- 3. Risk-Based Audit Planning
- 4. Types of Controls
- 5. IS Audit Standards, Guidelines, and Codes of Ethics
- Execution
- 1. Audit Project Management
- 2. Data Analytics
- 3. Reporting and Communication Techniques
- 4. Audit Evidence Collection Techniques
- 5. Sampling Methodology
- 6. Quality Assurance and Improvement of the Audit Process
|
| Governance and Management of IT | 18% | - IT Management
- 1. Quality Assurance and Quality Management of IT
- 2. IT Resource Management
- 3. IT Performance Monitoring and Reporting
- 4. IT Service Provider Acquisition and Management
- IT Governance
- 1. Organizational Structure
- 2. Enterprise Architecture
- 3. IT Standards, Policies, and Procedures
- 4. IT-Related Frameworks
- 5. IT Monitoring and Reporting Practices
- 6. IT Governance and IT Strategy
- 7. Enterprise Risk Management
- 8. Maturity and Process Improvement Models
- 9. IT Investment and Allocation Practices
|
| Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Implementation
- 1. Configuration and Release Management
- 2. System Migration, Infrastructure Deployment, and Data Conversion
- 3. Post-implementation Review
- 4. Testing Methodologies
- Information Systems Acquisition and Development
- 1. System Development Methodologies
- 2. Project Governance and Management
- 3. Control Identification and Design
- 4. Business Case and Feasibility Analysis
|
| Protection of Information Assets | 26% | - Security Event Management
- 1. Security Monitoring Tools and Techniques
- 2. Security Testing Tools and Techniques
- 3. Evidence Collection and Forensics
- 4. Incident Response Management
- 5. Information System Attack Methods and Techniques
- 6. Security Awareness Training and Programs
- Information Asset Security and Control
- 1. Network and Endpoint Security
- 2. Information Asset Security Frameworks, Standards, and Guidelines
- 3. Identity and Access Management
- 4. Data Classification
- 5. Physical Access and Environmental Controls
- 6. Data Encryption and Encryption-Related Techniques
- 7. Public Key Infrastructure (PKI)
- 8. Privacy Principles
|
| Information Systems Operations and Business Resilience | 26% | - Information Systems Operations
- 1. Common Technology Components
- 2. Job Scheduling and Production Process Automation
- 3. Database Management
- 4. End-User Computing
- 5. IT Service Level Management
- 6. IT Asset Management
- 7. System Interfaces
- Business Resilience
- 1. Data Backup, Storage, and Restoration
- 2. Disaster Recovery Plan (DRP)
- 3. Business Impact Analysis (BIA)
- 4. Business Continuity Plan (BCP)
- 5. System Resiliency
|
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ISACA Certified Information Systems Auditor Sample Questions (Q420-Q425):
NEW QUESTION # 420
What is the recommended initial step for an IS auditor to implement continuous-monitoring systems?
- A. Document existing internal controls
- B. Establish a controls-monitoring steering committee
- C. Identify high-risk areas within the organization
- D. Perform compliance testing on internal controls
Answer: C
Explanation:
Explanation/Reference:
When implementing continuous-monitoring systems, an IS auditor's first step is to identify highrisk areas within the organization.
NEW QUESTION # 421
Which of the following should be an IS auditor's GREATEST concern when an international organization intends to roll out a global data privacy policy?
- A. Local regulations may contradict the policy.
- B. Requirements may become unreasonable.
- C. Local management may not accept the policy.
- D. The policy may conflict with existing application requirements.
Answer: A
Explanation:
The greatest concern for an IS auditor when an international organization intends to roll out a global data privacy policy is that local regulations may contradict the policy. Data privacy regulations vary across different countries and regions, and they may impose different or conflicting requirements on how personal data can be collected, processed, stored, transferred, and disclosed. The organization should ensure that its global data privacy policy complies with the applicable local regulations in each jurisdiction where it operates, or risk facing legal sanctions or reputational damage. Requirements may become unreasonable, but this is not a major concern for an IS auditor, as it is a business decision that should be based on a cost-benefit analysis.
The policy may conflict with existing application requirements, but this is not a serious concern for an IS auditor, as it can be resolved by modifying or updating the applications to align with the policy. Local management may not accept the policy, but this is not a critical concern for an IS auditor, as it can be mitigated by providing adequate training and awareness on the policy and its benefits. References:
* CISA Review Manual, 27th Edition, pages 406-4071
* CISA Review Questions, Answers & Explanations Database, Question ID: 2592
NEW QUESTION # 422
Which type of control is an IS auditor assessing when reviewing the adequacy of existing policies and procedures related to end-user computing activities?
- A. Preventive control
- B. Detective control
- C. Directive control
- D. Corrective control
Answer: C
NEW QUESTION # 423
Which of the following should be the PRIMARY consideration for IT management when selecting a new information security tool that monitors suspicious file access patterns?
- A. Ability to contribute to key performance indicator data
- B. Integration with existing architecture
- C. Data correlation and visualization capabilities
- D. Ease of support and troubleshooting
Answer: A
Explanation:
Section: Information System Operations, Maintenance and Support
NEW QUESTION # 424
An organization shares some of its customers' personally identifiable information (PII) with third- party suppliers for business purposes. What is MOST important for the IS auditor to evaluate to ensure that risk associated with leakage of privacy-related data during transmission is effectively managed?
- A. The third party's privacy and data security policies
- B. Nondisclosure and indemnity agreements
- C. Service and operational level agreements
- D. Encrypting and masking of customer data
Answer: D
NEW QUESTION # 425
......
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