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| Topic 1 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 2 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 3 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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| Topic 4 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q104-Q109):
NEW QUESTION # 104
The White House Executive Order from November 2023 requires companies that develop dual- use foundation models to provide reports to the federal government about all of the following EXCEPT:
- A. The results of red-team testing of each dual-use foundation model.
- B. The physical and cybersecurity protection measures of their dual-use foundation models.
- C. Any current training or development of dual-use foundation models.
- D. Any environmental impact study for each dual-use foundation model.
Answer: D
Explanation:
Under the White House Executive Order on Artificial Intelligence (EO 14110), companies developing dual-use foundation models are required to report specific information to the federal government. These requirements include:
1. Ongoing or planned activities related to training, developing, or producing dual-use foundation models, including physical and cybersecurity protections taken to assure the integrity of the training process against sophisticated threats.
2. Ownership and possession of the model weights of any dual-use foundation models, and the physical and cybersecurity measures taken to protect those model weights.
3. The results of any developed dual-use foundation model's performance in relevant AI red-team testing, including a description of any associated measures the company has taken to meet safety objectives, such as mitigations to improve performance on these red-team tests and strengthen overall model security.
4. Other information pertaining to the safety and reliability of dual-use foundation models, or activities or risks that present concerns to U.S. national security.
Notably, the EO does not mandate companies to conduct or report on environmental impact studies for each dual-use foundation model. Therefore, option C is not a required reporting obligation under the Executive Order.
NEW QUESTION # 105
MULTI-SELECT
Please select 3 of the 5 options below. No partial credit will be given.
In cooperation with an Italian University, a US technology company called Nudge 2078, with no offices or employees in other countries, is developing an AI system which subtly encourages " good " behaviors, such as saving money and exercising. The two companies plan to conduct some experiments on volunteers. However, the study protocol is misleading on the purpose of the study, the experiments that will be conducted and its relevance to the application.
Which regulations are most likely applicable?
- A. The EU AI Act.
- B. The Federal Trade Commission Act.
- C. The Digital Services Act.
- D. The General Data Protection Act.
- E. Payment Card Industry PCI Standards.
Answer: A,B,D
Explanation:
The correct answers are A, C, and D because multiple regulatory regimes apply based on jurisdiction, data use, and deceptive practices. The EU AI Act applies because the system is being developed and tested in cooperation with an EU-based university and involves behavioral influence, which may fall under prohibited or high-risk AI practices, especially where manipulation or deception is present. The General Data Protection Regulation applies due to the processing of personal data of EU-based participants, particularly given the misleading study protocol, which violates principles such as transparency and informed consent. The Federal Trade Commission Act applies to the US company because deceptive or unfair practices, such as misleading participants about the purpose of experiments, fall under FTC enforcement. The Digital Services Act and PCI standards are not relevant to this specific use case.
NEW QUESTION # 106
You are an engineer that developed an Al-based ad recommendation tool.
Which of the following should be monitored to evaluate the tool's effectiveness?
- A. Algorithmic patterns, to show the model has a high degree of accuracy.
- B. Input data, to ensure the ads are reaching the target audience.
- C. Output data, assess the delta between the prediction and actual ad clicks.
- D. GPU performance, to evaluate the tool's robustness.
Answer: C
Explanation:
To evaluate the effectiveness of an AI-based ad recommendation tool, the most relevant metric is the output data, specifically assessing the delta between the prediction and actual ad clicks. This metric directly measures the tool's accuracy and effectiveness in making accurate recommendations that lead to user engagement. While monitoring algorithmic patterns and input data can provide insights into the model's behavior and targeting accuracy, and GPU performance can indicate the robustness and efficiency of the tool, the primary indicator of effectiveness for an ad recommendation tool is how well it predicts actual ad clicks.
NEW QUESTION # 107
Which of the following is an obligation of an importer of high-risk AI systems under the EU AI Act?
- A. Provide technical documentation.
- B. Affix the CE marking.
- C. Verify the Declaration of Conformity.
- D. Conduct a data protection impact assessment.
Answer: C
Explanation:
Importers of high-risk AI systems into the EU havespecific responsibilitiesunder the EU AI Act. They arenotthe parties responsible for affixing the CE marking or providing technical documentation-but they must verify that these have been done by the provider.
From theAI Governance in Practice Report2025:
"Importers must verify that the appropriate conformity assessment has been carried out, the technical documentation is available, and the CE marking has been affixed." (p. 34-35) Thus:
* A. Provide technical documentation- done by theprovider.
* B. Affix the CE marking-provider'sresponsibility.
* C. Verify the Declaration of Conformity-importer obligation.
* D. Conduct a DPIA- relevant under data protection laws,not requiredunder the EU AI Act forimporters.
NEW QUESTION # 108
An organization establishes a cross-functional AI governance committee including legal, engineering, compliance, and HR teams. What is the primary purpose of this approach?
- A. To ensure diverse expertise and risk perspectives
- B. To reduce the need for external audits
- C. To accelerate AI deployment timelines
- D. To centralize technical decision-making
Answer: A
NEW QUESTION # 109
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