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| Section | Weight | Objectives |
|---|
| Information Systems Acquisition, Development and Implementation | 12% | - Acquisition and Development
- 1. Business case and feasibility analysis
- 2. Control design and integration
- 3. System development methodologies
- Implementation
- 1. Deployment and configuration management
- 2. Migration and post-implementation review
- 3. Testing and validation
|
| Governance and Management of IT | 18% | - IT Governance
- 1. Frameworks, standards, and regulations
- 2. Roles, responsibilities, and accountability
- 3. Alignment with business objectives
- IT Management
- 1. IT strategy, policies, and procedures
- 2. Legal, regulatory, and compliance requirements
- 3. Resource management and performance monitoring
|
| Information Systems Auditing Process | 18% | - Execution
- 1. Computer-assisted audit techniques
- 2. Evidence collection and analysis
- 3. Audit testing and sampling
- 4. Audit project management
- Reporting and Follow-up
- 1. Quality assurance and improvement
- 2. Communicating findings and recommendations
- 3. Follow-up on management actions
- Planning
- 1. Risk-based audit planning
- 2. Audit scope, objectives, and methodology
- 3. Audit standards, guidelines, codes of ethics
|
| Protection of Information Assets | 26% | - Access and Data Protection
- 1. Data classification and protection
- 2. Identity and access management
- 3. Encryption and privacy controls
- Security Framework and Controls
- 1. Security policies, standards, and guidelines
- 2. Network and infrastructure security
- 3. Physical and environmental security
|
| Information Systems Operations and Business Resilience | 26% | - Operations Management
- 1. Infrastructure and service delivery
- 2. Problem and incident management
- 3. Performance monitoring and optimization
- Business Resilience
- 1. Disaster recovery strategies
- 2. Resilience testing and maintenance
- 3. Backup, recovery, and continuity planning
|
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ISACA Certified Information Systems Auditor Sample Questions (Q398-Q403):
NEW QUESTION # 398
An IT governance framework provides an organization with:
- A. organizational structures to enlarge the market share through IT
- B. assurance that there will be IT cost reductions
- C. assurance that there are surplus IT investments
- D. a basis for directing and controlling IT.
Answer: D
NEW QUESTION # 399
An organization has adopted a backup and recovery strategy that involves copying on-premise virtual machine (VM) images to a cloud service provider. Which of the following provides the BEST assurance that VMs can be recovered in the event of a disaster?
- A. Procurement of adequate storage for the VM images form the cloud service provider
- B. Existence of a disaster recovery plan (DRP) with specified roles for emergencies
- C. Inclusion of the right to audit in the cloud service provider contract
- D. Periodic on-site restoration of VM images obtained from the cloud provider
Answer: D
NEW QUESTION # 400
An IS auditor noted that an organization had adequate business continuity plans (BCPs) for each individual
process, but no comprehensive BCP. Which would be the BEST course of action for the IS auditor?
- A. Accept the BCPs as written.
- B. Recommend that an additional comprehensive BCP be developed.
- C. Determine whether the BCPs are consistent.
- D. Recommend the creation of a single BCP.
Answer: C
Explanation:
Section: Protection of Information Assets
Explanation:
Depending on the complexity of the organization, there could be more than one plan to address various
aspects of business continuity and disaster recovery. These do not necessarily have to be integrated into
one single plan; however, each plan should be consistent with other plans to have a viable business
continuity planning strategy.
NEW QUESTION # 401
Which of the following MOST effectively detects transposition and transcription errors?
- A. Check digit
- B. Sequence check
- C. Duplicate check
- D. Completeness check
Answer: A
Explanation:
Comprehensive and Detailed Step-by-Step Explanation:Transposition and transcription errors occur when characters or numbers are accidentally swapped or misentered during data entry.
* Option A (Incorrect):Duplicate checks ensure that the same record is not entered twice but do not specifically detect transposition or transcription errors.
* Option B (Incorrect):Completeness checks ensure that all required data is entered but do not validate data accuracy.
* Option C (Incorrect):Sequence checks verify that records follow a logical sequence but do not catch errors within individual data entries.
* Option D (Correct):Acheck digitis an additional number generated through an algorithm (e.g., Luhn algorithm for credit cards) that helps detect errors such as transpositions (e.g., swapping digits 45 # 54) and transcriptions (e.g., mistyping 8 as 3).
Reference:ISACA CISA Review Manual -Domain 3: Information Systems Acquisition, Development, and Implementation- Covers input validation and error detection techniques.
NEW QUESTION # 402
During the implementation of a new system, an IS auditor must assess whether certain automated calculations comply with the regulatory requirements Which of the following is the BEST way to obtain this assurance?
- A. Review the source code related to the calculation
- B. Re-perform the calculation with audit software
- C. Inspect user acceptance lest (UAT) results
- D. Review sign-off documentation
Answer: B
Explanation:
The best way to obtain assurance that certain automated calculations comply with the regulatory requirements is to re-perform the calculation with audit software. This will allow the auditor to independently verify the accuracy and validity of the calculation and compare it with the expected results. Reviewing sign-off documentation, source code, or user acceptance test results may not provide sufficient evidence or assurance that the calculation is correct and compliant. References:
CISA Review Manual (Digital Version), page 325
CISA Questions, Answers and Explanations Database, question ID 3335
NEW QUESTION # 403
......
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