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| Topic | Details |
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| Topic 1 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| Topic 2 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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| Topic 3 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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ISACA Advanced in AI Audit Sample Questions (Q161-Q166):
NEW QUESTION # 161
During a walkthrough, an auditor learns that model retraining occurs automatically without any approval gate. What is the GREATEST risk this presents?
- A. Slower model training time
- B. Increased computing costs
- C. Unvalidated model changes being deployed to production, potentially degrading performance or introducing bias
- D. Reduced explainability
Answer: C
Explanation:
Automated retraining without a human approval/validation gate can silently push a degraded or biased model into production, bypassing change management controls.
NEW QUESTION # 162
Which of the following is the BEST indicator that an organization has mature MLOps practices?
- A. Models are deployed directly by data scientists without a pipeline
- B. All models are retrained manually once per year
- C. Automated CI/CD pipelines with testing, validation, monitoring, and rollback capabilities
- D. Model documentation is optional
Answer: C
Explanation:
Mature MLOps integrates automated testing, validation gates, continuous monitoring, and rollback mechanisms into the deployment pipeline, mirroring DevOps discipline applied to machine learning.
NEW QUESTION # 163
Which of the following strategies used by modelers to enhance data accuracy has the GREATEST risk of bias and information loss?
- A. Filling blank attributes in records with the mean, median, or mode within a grouping
- B. Placing numerical data into bins or buckets for a manageable quantity of correlations and result analyses
- C. Identifying and deleting duplicate entries in the data set
- D. Separating multiple data attributes within one field into individual attribute columns
Answer: A
NEW QUESTION # 164
Which of the following is an IS auditor MOST likely to use in order to ensure an AI model has the ability to make correct predictions?
- A. Latency testing
- B. Group analysis
- C. Adversarial testing
- D. Confusion matrix
Answer: D
NEW QUESTION # 165
An organization ' s AI model used in the recruitment screening process was found to favor one gender of candidates over others. It was noted that the AI model was trained on recruitment records where the majority of new hires were male. Which bias would this BEST demonstrate?
- A. Confirmation
- B. Historical
- C. Geographic
- D. Label
Answer: B
Explanation:
" Historical Bias " occurs when the training data reflects existing social prejudices or past inequalities. If an organization's historical hiring practices favored males, an AI model trained on those records will " learn " that being male is a characteristic of a successful candidate. This automates and perpetuates past discrimination into future decisions. The AAIA™ manual emphasizes that auditors must evaluate training data for historical bias to ensure fairness. Unlike confirmation bias (which involves seeking data that supports existing beliefs) or label bias (which involves incorrect classification), historical bias is a systemic issue inherent in the data collection from a flawed real-world environment.
NEW QUESTION # 166
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