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| Section | Weight | Objectives |
|---|
| Information Systems Auditing Process | 18% | - Planning
- 1. Business Processes
- 2. Types of Audits and Assessments
- 3. Risk-Based Audit Planning
- 4. Types of Controls
- 5. IS Audit Standards, Guidelines, and Codes of Ethics
- Execution
- 1. Quality Assurance and Improvement of the Audit Process
- 2. Data Analytics
- 3. Reporting and Communication Techniques
- 4. Audit Evidence Collection Techniques
- 5. Audit Project Management
- 6. Sampling Methodology
|
| Governance and Management of IT | 18% | - IT Management
- 1. IT Resource Management
- 2. IT Service Provider Acquisition and Management
- 3. Quality Assurance and Quality Management of IT
- 4. IT Performance Monitoring and Reporting
- IT Governance
- 1. Organizational Structure
- 2. IT Investment and Allocation Practices
- 3. IT Governance and IT Strategy
- 4. IT-Related Frameworks
- 5. Maturity and Process Improvement Models
- 6. IT Monitoring and Reporting Practices
- 7. Enterprise Architecture
- 8. Enterprise Risk Management
- 9. IT Standards, Policies, and Procedures
|
| Information Systems Operations and Business Resilience | 26% | - Business Resilience
- 1. System Resiliency
- 2. Disaster Recovery Plan (DRP)
- 3. Business Impact Analysis (BIA)
- 4. Data Backup, Storage, and Restoration
- 5. Business Continuity Plan (BCP)
- Information Systems Operations
- 1. System Interfaces
- 2. Job Scheduling and Production Process Automation
- 3. IT Service Level Management
- 4. IT Asset Management
- 5. Common Technology Components
- 6. End-User Computing
- 7. Database Management
|
| Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Acquisition and Development
- 1. Control Identification and Design
- 2. Business Case and Feasibility Analysis
- 3. Project Governance and Management
- 4. System Development Methodologies
- Information Systems Implementation
- 1. Configuration and Release Management
- 2. Post-implementation Review
- 3. System Migration, Infrastructure Deployment, and Data Conversion
- 4. Testing Methodologies
|
| Protection of Information Assets | 26% | - Security Event Management
- 1. Security Testing Tools and Techniques
- 2. Security Monitoring Tools and Techniques
- 3. Information System Attack Methods and Techniques
- 4. Evidence Collection and Forensics
- 5. Security Awareness Training and Programs
- 6. Incident Response Management
- Information Asset Security and Control
- 1. Network and Endpoint Security
- 2. Identity and Access Management
- 3. Information Asset Security Frameworks, Standards, and Guidelines
- 4. Data Encryption and Encryption-Related Techniques
- 5. Physical Access and Environmental Controls
- 6. Data Classification
- 7. Privacy Principles
- 8. Public Key Infrastructure (PKI)
|
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ISACA Certified Information Systems Auditor Sample Questions (Q882-Q887):
NEW QUESTION # 882
An IS auditor is conducting a review of a data center. Which of the following observations could indicate an access control Issue?
- A. Antistatic mats deployed at the computer room entrance
- B. Fencing around facility is two meters high
- C. Security cameras deployed outside main entrance
- D. Muddy footprints directly inside the emergency exit
Answer: D
NEW QUESTION # 883
In the course of performing a risk analysis, an IS auditor has identified threats and potential impacts. Next, the IS auditor should:
- A. disclose the threats and impacts to management.
- B. identify and assess the risk assessment process used by management.
- C. identify and evaluate the existing controls.
- D. identify information assets and the underlying systems.
Answer: C
Explanation:
It is important for an IS auditor to identify and evaluate the existing controls and security once the potential threats and possible impacts are identified. Upon completion of an audit an IS auditor should describe and discuss with management the threats and potential impacts on the assets.
NEW QUESTION # 884
What is the best defense against Local DoS attacks?
- A. patch your systems.
- B. run an anti-spy software.
- C. find this program and kill it.
- D. run a virus checker.
- E. None of the choices.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Local DoS attacks can be a program that creates an infinite loop, makes lots of copies of itself, and continues to open lots of files. The best defense is to find this program and kill it.
NEW QUESTION # 885
Which of the following would provide management with the MOST reasonable assurance that a new data warehouse will meet the needs of the organization?
- A. Appointing data stewards to provide effective data governance
- B. Facilitating effective communication between management and developers
- C. Integrating data requirements into the system development life cycle (SDLC)
- D. Classifying data quality issues by the severity of their impact to the organization
Answer: C
NEW QUESTION # 886
Which of the following is a benefit of using callback devices?
- A. Permit unlimited user mobility
- B. Provide an audit trail
- C. Can be used in a switchboard environment
- D. Allow call forwarding
Answer: B
Explanation:
Section: Protection of Information Assets
Explanation:
A callback feature hooks into the access control software and logs all authorized and unauthorized access attempts, permitting the follow-up and further review of potential breaches. Call forwarding (choice D) is a means of potentially bypassing callback control. By dialing through an authorized phone number from an unauthorized phone number, a perpetrator can gain computer access. This vulnerability can be controlled through callback systems that are available.
NEW QUESTION # 887
......
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