NISM NISM-Series-VII자격증공부자료 - NISM-Series-VII최신덤프문제

2026 Fast2test 최신 NISM-Series-VII PDF 버전 시험 문제집과 NISM-Series-VII 시험 문제 및 답변 무료 공유: https://drive.google.com/open?id=1mxdL3jwYySUq-9swjP56_dS-1v53DLkL

NISM인증 NISM-Series-VII시험패스는 고객님의 IT업계종사자로서의 전환점이 될수 있습니다.자격증을 취득하여 승진 혹은 연봉협상 방면에서 자신만의 위치를 지키고 더욱 멋진 IT인사로 거듭날수 있도록 고고싱할수 있습니다. Fast2test의 NISM인증 NISM-Series-VII덤프는 시장에서 가장 최신버전으로서 시험패스를 보장해드립니다.

NISM NISM-Series-VII Exam Syllabus Topics:

Section	Weight	Objectives
Topic 1: Clearing and Settlement	15%	- Delivery versus payment and settlement guarantee - Settlement cycle and mechanisms - Clearing process and roles of clearing corporations
Topic 2: Risk Management and Margining	18%	- Risk monitoring and control measures - Types of risks in securities operations - Margining systems and methodologies
Topic 3: Trading Operations	15%	- Front office functions and processes - Client onboarding and KYC norms - Order management and trade execution
Topic 4: Securities Market Overview	10%	- Structure and segments of Indian securities market - Types of securities and products - Market participants and their roles
Topic 5: Technology in Securities Markets	8%	- Emerging technologies and their impact - Systems for trading, clearing and settlement - Data security and business continuity
Topic 6: Regulatory Framework	15%	- SEBI Act, Rules and Regulations - Compliance requirements for intermediaries - Code of conduct and ethical practices
Topic 7: Market Microstructure	12%	- Market indices and their calculation - Trading mechanisms and order types - Price discovery and market efficiency
Topic 8: Investor Protection	7%	- Investor education and awareness initiatives - Mechanisms for dispute resolution - Investor rights and grievances redressal

>> NISM NISM-Series-VII자격증공부자료 <<

NISM-Series-VII최신 덤프문제 - NISM-Series-VII시험대비 최신 덤프공부자료

IT업계에 종사하시는 분은 국제공인 IT인증자격증 취득이 얼마나 힘든지 알고 계실것입니다. 특히 시험이 영어로 되어있어 부담을 느끼시는 분도 계시는데 Fast2test를 알게 된 이상 이런 고민은 버리셔도 됩니다. Fast2test의NISM NISM-Series-VII덤프는 모두 영어버전으로 되어있어NISM NISM-Series-VII시험의 가장 최근 기출문제를 분석하여 정답까지 작성해두었기에 문제와 답만 외우시면 시험합격가능합니다.

최신 National Institute of Securities Markets NISM-Series-VII 무료샘플문제 (Q150-Q155):

질문 # 150
A stock broker intends to provide an Internet Based Trading (IBT) facility to clients using their own infrastructure. According to the regulatory framework, what is the specific Net Worth requirement for the broker, and what is the timeline within which the Stock Exchange must communicate its decision on the application?

A. Minimum Net Worth: Rs. 25 Lakhs; Decision Timeline: 30 working days.
B. Minimum Net Worth: Rs. 10 Lakhs; Decision Timeline: 7 working days.
C. Minimum Net Worth: Rs. 1 Crore; Decision Timeline: 15 calendar days.
D. Minimum Net Worth: Rs. 50 Lakhs; Decision Timeline: 15 working days.
E. Minimum Net Worth: Rs. 50 Lakhs; Decision Timeline: 7 calendar days.

정답：E

설명：
The broker must have a minimum net worth of Rs.50 lacs if the broker is providing the Internet based facility on his own. The stock exchange should grant approval or reject the application as the case may be and communicate its decision to the member within 7 calendar days of the date of completed application submitted to the exchange.

질문 # 151
Which of the following instruments allows foreign companies to raise capital directly from the Indian securities market in Indian Rupees?

A. Global Depository Receipts (GDRs)
B. Indian Depository Receipts (IDRs)
C. Foreign Currency Convertible Bonds (FCCBs)
D. External Commercial Borrowings (ECBs)
E. American Depository Receipts (ADRs)

정답：B

설명：
Foreign companies can raise capital from Indian markets by issuing IDR (Indian Depository Receipts). This will be in rupee terms. ADRs and GDRs are for Indian companies raising funds abroad,.

질문 # 152
What specific regulatory benefit regarding reserve requirements is accorded to funds borrowed through the Triparty Repo Dealing System (TREPS) in India?

A. Eligibility for priority sector lending classification
B. Waiver of stamp duty on the underlying collateral
C. Exemption from Securities Transaction Tax (STT)
D. Exemption from RBI's CRR/SLR computation
E. Automatic guarantee by the Central Government

정답：D

설명：
Funds borrowed on TREPS are exempted from RBI's CRR (Cash Reserve Ratio) and SLR (Statutory Liquidity Ratio) computation. Additionally, the security acquired under the deal is eligible for SLR by the acquiring Bank.

질문 # 153
Which of the following statements accurately describe the features and conditions of the 'Net Settlement of Cash segment and Futures & Options (F&O) segment upon expiry of stock derivatives'? (Select all that apply)

A. Clearing Corporations continue to maintain segment-wise default waterfalls.
B. Securities Transaction Tax (STT) is computed on the final netted obligation to avoid double taxation.
C. Investors whose Trading Member clears trades through different Clearing Corporations for Cash and F&O are eligible for netting.
D. The benefit of netting is available to non-institutional Custodial Participants (CPs) clearing through the same entity registered both as a custodian in cash and as a CM in F&O.
E. Netting of delivery obligations is strictly for the purpose of settlement.

정답：A,D,E

설명：
Statement A is correct: Netting is available for non-institutional CPs clearing through the same entity registered as custodian in cash and CM in F&O. Statement B is incorrect: Investors whose TM clears through different CM/CC will not be able to avail the benefit. Statement C is incorrect: STT/Stamp Duty continue to be computed on a segment-wise level. Statement D is correct: Netting is only for the purpose of settlement. Statement E is correct: CCs continue to maintain segment-wise default waterfalls.

질문 # 154
Select the correct statements regarding the 'Settlement of Funds' and 'Mode of Payment' compliance requirements for stock brokers.
(Select all that apply)

A. Authorization for maintaining a running account can be signed by the client's Power of Attorney (POA) holder.
B. Brokers are permitted to accept cash from clients for margin purposes up to Rs. 20,000.
C. All payments from/to clients must be strictly by account payee crossed cheques/demand drafts or direct credit into the bank account.
D. Brokers must maintain an audit trail of funds received through electronic fund transfers to ensure they are from the client's own account.
E. For clients with outstanding obligations on the settlement date, the broker may retain the requisite funds towards such obligations.

정답：C,D,E

설명：
Statement A is incorrect; Brokers should 'not accept cash'. Statement B is correct. Statement C is incorrect; authorization must be signed 'by the client only and not by any... holder of the Power of Attorney'. Statement D is correct. Statement E is correct.

질문 # 155
......

거침없이 발전해나가는 IT업계에서 자신만의 자리를 동요하지 않고 단단히 지킬려면NISM인증 NISM-Series-VII시험은 무조건 패스해야 합니다. 하지만NISM인증 NISM-Series-VII시험패스는 하늘에 별따기 만큼 어렵습니다. 시험이 영어로 출제되어 공부자료 마련도 좀 힘든편입니다. 여러분들의 고민을 덜어드리기 위해Fast2test에서는NISM인증 NISM-Series-VII시험의 영어버전 실제문제를 연구하여 실제시험에 대비한 영어버전NISM인증 NISM-Series-VII덤프를 출시하였습니다.전문적인 시험대비자료이기에 다른 공부자료는 필요없이Fast2test에서 제공해드리는NISM인증 NISM-Series-VII영어버전덤프만 공부하시면 자격증을 딸수 있습니다.

NISM-Series-VII최신 덤프문제: https://kr.fast2test.com/NISM-Series-VII-premium-file.html

Fast2test NISM-Series-VII 최신 PDF 버전 시험 문제집을 무료로 Google Drive에서 다운로드하세요: https://drive.google.com/open?id=1mxdL3jwYySUq-9swjP56_dS-1v53DLkL