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| Topic | Details |
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| Topic 1 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 2 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 3 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q162-Q167):
NEW QUESTION # 162
Testing data is defined as a subset of data that is used to:
- A. Enable a model to discover and learn patterns.
- B. Asses a model's on-going performance in production.
- C. Evaluate a model's handling of randomized edge cases.
- D. Provide a robust evaluation of a final model.
Answer: D
Explanation:
Testing data is used to provide an unbiased evaluation of the final model's performance before deployment.
NEW QUESTION # 163
If it is possible to provide a rationale for a specific output of an AI system, that system can best be described as:
- A. Transparent.
- B. Reliable.
- C. Explainable.
- D. Accountable.
Answer: C
Explanation:
An AI system that can provide a rationale for its specific outputs is considered explainable because it offers understandable reasons for its decisions.
NEW QUESTION # 164
CASE STUDY
Please use the following to answer the next question:
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address AI governance.
The marketing company has:
- Entered into a contract with the technology company with suitable
representations and warranties.
- Completed an impact assessment on the LLM for this intended use.
- Built technical guidance on how to measure and mitigate bias in the
LLM.
- Enabled technical aspects of transparency, explainability, robustness and privacy.
- Followed applicable regulatory requirements.
- Created specific legal statements and disclosures regarding the use
of the AI on its client's advertising.
The technology company has:
- Provided guidance and resources to developers to address
environmental concerns.
- Build technical guidance on how to measure and mitigate bias in the
LLM.
- Provided tools and resources to measure bias specific to the LLM.
- Enabled technical aspects of transparency, explainability, robustness and privacy.
- Mapped and mitigated potential societal harms and large-scale
impacts.
- Followed applicable regulatory requirements and industry standards.
- Created specific legal statements and disclosures regarding the LLM,
including with respect to IP and rights to data.
All of the following should be included in the marketing company's disclosures about the use of the LLM EXCEPT:
- A. Intended purpose.
- B. Compliance with law.
- C. Proprietary methods.
- D. Acknowledgement of limitations.
Answer: C
Explanation:
Disclosures by the marketing company should include the intended purpose, legal compliance, and limitations of the LLM but do not typically require revealing proprietary methods, which are confidential.
NEW QUESTION # 165
Under the NIST Al Risk Management Framework, all of the following are defined as characteristics of trustworthy Al EXCEPT?
- A. Accountable and Transparent.
- B. Explainable and Interpretable.
- C. Secure and Resilient.
- D. Tested and Effective.
Answer: B
Explanation:
The NIST AI Risk Management Framework outlines several characteristics of trustworthy AI, including being secure and resilient, explainable and interpretable, and accountable and transparent. While being tested and effective is important, it is not explicitly listed as a characteristic of trustworthy AI in the NIST framework.
The focus is more on the system's ability to function safely, securely, and transparently in a way that stakeholders can understand and trust. Reference: AIGP Body of Knowledge, NIST AI RMF section.
NEW QUESTION # 166
A US-based mortgage lender has purchased a chatbot. They plan to have the chatbot collect information from consumers who are interested in loans and offer the consumers 2-3 different options based on its current pricing and product offerings, which change frequently. This chatbot was initially developed and previously deployed by a Russian airline for booking flights. The best option for the part of the process that generates the loan offers is:
- A. Expert System.
- B. Quantum computing.
- C. Retrieval-Augmented Generation.
- D. Multimodal Generative AI.
Answer: A
Explanation:
Generating loan offers based on frequently changing pricing and product rules requires deterministic, rule-based logic to ensure accuracy, compliance, and consistency. An expert system is best suited for this task because it applies explicit business rules rather than probabilistic text generation.
NEW QUESTION # 167
......
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