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PECB ISO-IEC-27001-Lead-Auditor 中文 Exam Syllabus Topics:

SectionObjectives
Information Security Management System (ISMS) based on ISO/IEC 27001- ISO/IEC 27001 requirements (Clauses 4–10)
  • 1. Improvement and corrective actions
    • 2. Performance evaluation
      • 3. Context of the organization
        • 4. Support and resources
          • 5. Leadership and commitment
            • 6. Operation and controls
              • 7. Planning and risk management
                Fundamentals of Information Security Auditing- Audit principles based on ISO 19011
                • 1. Confidentiality and independence
                  • 2. Integrity, fair presentation, due professional care
                    Closing the Audit- Audit reporting and follow-up
                    • 1. Corrective action review
                      • 2. Audit report preparation
                        Conducting an Audit- Audit execution
                        • 1. Nonconformity identification
                          • 2. Evidence collection and verification
                            • 3. Interviewing techniques
                              Planning and Initiating an Audit- Audit program and planning activities
                              • 1. Audit team selection
                                • 2. Defining audit objectives, scope, and criteria

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                                  PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q176-Q181):

                                  NEW QUESTION # 176
                                  當組織需要確定內部稽核計畫所需的資源時,下列哪一個問題不會影響其預期結果的實現?

                                  Answer: C

                                  Explanation:
                                  While competence is important for an effective ISMS, the specific competence records of the ISMS manager are less relevant when determining resources for the internal audit program. The focus should be on resources directly related to the audit process itself. Here's why the other options matter:
                                  * A . Availability of competent auditors and technical experts: Crucial for conducting thorough audits and accurately assessing the ISMS.
                                  * C . Availability of the necessary documented information: Essential for auditors to review policies, procedures, and records related to the ISMS.
                                  * D . Impact of different time zones: Can affect scheduling, coordination, and communication during the audit, potentially requiring additional resources.
                                  Reference:
                                  * ISO/IEC 27001:2022, Section 9.2 (Internal Audit): Emphasizes the need for competent auditors and emphasizes planning the audit program.


                                  NEW QUESTION # 177
                                  您正在一家提供醫療保健服務的住宅療養院進行 ISMS 審核。審核計畫的下一步是驗證資訊安全事件管理流程。 IT 安全經理介紹了資訊安全事件管理程序,並解釋該流程基於 ISO/IEC 27035-1:2016。
                                  您查看該文件並注意到一條聲明「任何資訊安全弱點、事件和事故應在識別後 1 小時內報告給聯絡人 (PoC)」。在訪問員工時,您發現大家對「弱點、事件、事件」意義的理解有差異。
                                  您從事件追蹤系統中抽取過去 6 個月的事件報告記錄樣本,總結結果如下表所示。

                                  您想進一步調查其他領域以收集更多審計證據。選擇兩個不會出現在您的審核追蹤中的選項。

                                  Answer: B,E

                                  Explanation:
                                  *C. Collect more evidence on how and when the Human Resources manager pays the ransom fee to unlock personal mobile data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) This is not relevant to the audit of the organization's incident management process. The HR manager's personal phone and how they handle a ransomware attack on it falls outside the scope of the ISMS audit. The organization is not responsible for personal devices.
                                  *B. Collect more evidence on how and when the company pays the ransom fee to unlock the company's mobile phone and data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) While seemingly relevant, this focuses on the method of payment for the ransom. The core issue is the organization paying the ransom at all, which is generally not best practice in incident response. The audit should focus on why this decision was made and if alternative solutions were considered (e.g., data backups, device wiping and restoration).
                                  Why the other options ARE relevant:
                                  *A. Collect more evidence by interviewing more staff about their understanding of the reporting process.
                                  (Relevant to control A.6.8) This directly addresses the identified discrepancy in understanding "weakness, event, and incident," which is crucial for proper incident reporting.
                                  *D. Collect more evidence on how the organisation determined the incident recovery time. (Relevant to control A.5.27) This investigates the basis for the 24-hour recovery time, which seems arbitrary and may not be appropriate for all incidents.
                                  *E. Collect more evidence on how the organization determined no further action was needed after the incident. (Relevant to control A.5.26) This probes the adequacy of the incident response, especially the lack of preventative measures after paying the ransom.
                                  *F. Collect more evidence on the incident recovery procedures. (Relevant to control A.5.26) This examines the actual procedures to assess their effectiveness and alignment with best practices.


                                  NEW QUESTION # 178
                                  場景 2:Knight 是一家來自美國北加州的電子公司,開發電玩遊戲機。 Knight 在全球擁有 300 多名員工。在成立五週年之際,他們決定推出 G-Console,這是一款面向全球市場的新一代電玩遊戲機。 G-Console被認為是2021年的終極媒體機,將為玩家帶來最佳的遊戲體驗。
                                  主機包將包括一副 VR 耳機、兩個
                                  遊戲和其他禮物。
                                  多年來,公司透過誠信、誠實和尊重客戶而建立了良好的聲譽。這種良好的聲譽是大多數熱衷遊戲玩家在Knight的G-console一上市就想擁有它的原因之一。
                                  Knight 除了是一家非常以客戶為導向的公司之外,
                                  也因其開發品質獲得了遊戲產業的廣泛認可。他們的價格比合理標準允許的要高一些。
                                  儘管如此,對於 Knight 的大多數忠實客戶來說,這並不是一個問題,因為它們的品質是一流的。
                                  作為世界頂級視訊遊戲機開發商之一,Knight 也經常成為惡意活動的焦點。該公司的 ISMS 已投入運作一年多了。 ISMS 範圍包括 Knight 的所有部門(財務和人力資源部門除外)。
                                  最近,奈特的一些包含專有資訊的文件被駭客洩露。 Knight 的事件回應團隊 (IRT) 立即開始分析系統的每個部分以及事件的詳細資訊。
                                  IRT 的第一個懷疑是 Knight 的員工使用了弱密碼,因此很容易被未經授權存取其帳戶的駭客破解。然而,在仔細調查該事件後,IRT 確定駭客透過擷取檔案傳輸協定 (FTP) 流量來存取帳戶。
                                  FTP 是一種用於在帳戶之間傳輸檔案的網路協定。它使用明文密碼進行身份驗證。
                                  受此資訊安全事件的影響,在IRT的建議下,Knight決定用Secure Shell (SSH)協定取代FTP,這樣任何捕獲流量的人都只能看到加密的資料。
                                  在這些變化之後,奈特進行了風險評估,以驗證控制措施的實施是否已將類似事件的風險降至最低。該過程的結果得到了 ISMS 專案經理的批准,他聲稱實施新控制措施後的風險等級符合公司的風險接受程度。
                                  根據該場景,回答以下問題:
                                  根據情境2,ISMS 專案經理批准了風險評估結果。這是可以接受的嗎?

                                  Answer: C

                                  Explanation:
                                  In the context of ISO/IEC 27001, the approval of the risk assessment and the acceptance of the remaining risk levels after treatment are typically responsibilities of the top management. This is because top management is accountable for the information security management system and its outcomes, and they have the authority to accept risks on behalf of the organization12. References: = The information provided is based on the standard practices of ISO/IEC 27001 risk assessment and treatment processes, which emphasize the role of top management in the approval and acceptance of risks


                                  NEW QUESTION # 179
                                  您是經驗豐富的審核團隊領導,指導審核員進行培訓。
                                  您的團隊目前正在對代表外部客戶儲存資料的組織進行第三方監督審核。接受培訓的審核員的任務是審查適用性聲明 (SoA) 中列出的並在現場實施的組織控制措施。
                                  從以下內容中選擇您希望接受培訓的審核員審查的四項控制措施。

                                  Answer: B,D,E,F

                                  Explanation:
                                  According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, the auditor in training should review the organisational controls that are related to the information security policy, the roles and responsibilities, the information classification, the information exchange, the supplier relationships, and the information asset management1. These controls are aligned with the ISO/IEC 27001 requirements for clauses 5, 7, 8.2, 8.3, and 8.42. The other controls (A, D, G, and H) are more relevant to the physical and environmental security, the communications security, or the business continuity management, which are not part of the organisational controls3. Reference: 1: PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, page 42, section 5.2.32: ISO/IEC 27001:2022, clauses 5, 7, 8.2, 8.3, and 8.43: ISO/IEC 27001:2022, clauses 8.1, 8.5, and 8.6.


                                  NEW QUESTION # 180
                                  設想:
                                  Northstorm 是一家線上零售商店,提供獨特的復古和現代配件。它最初進入了一個小型市場,但隨著整個電子商務格局的發展而逐漸發展壯大。 Northstorm 專門在線上工作,確保高效的付款處理、庫存管理、行銷工具和出貨訂單。它採用優先排序來接收、補貨和運送其最受歡迎的產品。
                                  Northstorm 傳統上透過託管其網站並完全控制其基礎架構(包括硬體、軟體和資料管理)來管理其 IT 營運。然而,由於缺乏響應的基礎設施,這種方法阻礙了其發展。為了增強其電子商務和支付系統,Northstorm 選擇擴展其內部資料中心,並在三個月內分兩個階段完成擴建。最初,該公司升級了其核心伺服器、銷售點、訂購、計費、資料庫和備份系統。第二階段涉及改善郵件、付款和網路功能。此外,在此階段,Northstorm 採用了針對個人識別資訊 (PII) 控制者和 PII 處理者的國際標準,以確保其資料處理實務安全並符合全球法規。
                                  儘管進行了擴張,但 Northstorm 升級後的資料中心仍未能滿足其不斷變化的業務需求。這種不足導致了一些新的挑戰,包括訂單優先事項問題。客戶報告未收到優先訂單,且公司難以迅速回應。這主要是因為主伺服器無法處理來自 YouDecide 的訂單,YouDecide 是一款旨在優先處理訂單和模擬客戶互動的應用程式。該應用程式依賴先進的演算法,與升級期間安裝的新作業系統(OS)不相容。
                                  面對緊急的兼容性問題,Northstorm 在沒有經過適當驗證的情況下迅速修補了應用程序,導致安裝了受損版本。這次安全漏洞導致主伺服器受到影響,該公司的網站離線一週。認識到需要更可靠的解決方案,該公司決定將其網站託管外包給電子商務提供者。該公司簽署了有關產品所有權的保密協議,並在過渡之前對使用者存取權限進行了徹底審查,以增強安全性。
                                  根據情境 1,Northstorm 在第二階段的擴張中採用了哪一種國際標準?

                                  Answer: C

                                  Explanation:
                                  Comprehensive and Detailed In-Depth
                                  Northstorm adopted an international standard for Personally Identifiable Information (PII) controllers and PII processors to ensure its data handling practices were secure and compliant with global regulations. This aligns directly with ISO/IEC 27701, which extends ISO/IEC 27001 and ISO/IEC 27002 to cover Privacy Information Management Systems (PIMS), specifically addressing the protection of PII.
                                  A . ISO/IEC 27701 - Correct Answer. This standard is designed for organizations acting as PII controllers and processors and provides guidelines on privacy management, regulatory compliance, and data protection.
                                  B . ISO/IEC 27009 - Incorrect because this standard provides guidance on sector-specific requirements for ISMS, not privacy or PII protection.
                                  C . ISO/IEC 27003 - Incorrect because it provides general implementation guidance for ISMS, not specific controls for PII processing.


                                  NEW QUESTION # 181
                                  ......

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