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| Topic | Details |
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| Topic 1 | - Conducting an ISO 45001 audit: This section of the exam measures the skills of Lead Auditors and covers the execution of an ISO 45001 audit. It focuses on gathering evidence, interviewing personnel, and assessing compliance with OHSMS requirements during the audit process.
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| Topic 2 | - Domain 4: Preparing for an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the preparation process for conducting an ISO 45001 audit. It emphasizes planning, resource allocation, and establishing audit objectives to ensure a thorough evaluation.
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| Topic 3 | - Closing an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the procedures for concluding an ISO 45001 audit. It emphasizes reporting results, discussing findings with stakeholders, and ensuring follow-up actions are planned.
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| Topic 4 | - Managing an ISO 45001 audit program: This section of the exam measures the skills of Audit Managers and covers the management of an ongoing ISO 45001 audit program. It focuses on scheduling audits, maintaining auditor competency, and ensuring continuous improvement within the auditing process. One skill to be measured is implementing strategies for effective audit program management.
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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q30-Q35):
NEW QUESTION # 30
Auditors should have certain knowledge and skills, while audit team leaders should have some additional knowledge and skills.
From the following list, select two that only apply to audit team leaders.
- A. Apply appropriate sampling techniques
- B. Plan the audit
- C. Make effective use of resources provided to the audit
- D. Verify the relevance and accuracy of collected information
- E. Understand and apply the risk-based approach to auditing
- F. Be aware of cultural and social aspects of the auditee
Answer: B,C
Explanation:
ISO 19011 distinguishes the generic competence required of all auditors from the additional leadership competence required of an audit team leader. Planning the audit is a team-leader responsibility because the leader must translate the audit objectives, scope and criteria into an effective sequence of activities and coordinate the team ' s work. Likewise, the team leader must make effective use of audit resources, including available personnel, expertise and time, to ensure that the audit objectives can be achieved efficiently.
Sampling, applying a risk-based auditing approach, understanding relevant cultural or social factors and verifying collected information are competencies expected of auditors generally rather than being exclusive to team leaders. The ISO 19011 guidance specifically identifies planning the audit and making effective use of resources as additional audit-team-leader capabilities.
NEW QUESTION # 31
Out of the following, which is not the Part of PDCA cycle of ISO 45001? Select the correct option, and then select Submit.
- A. Environment Management Program
- B. Treatment of Risks
- C. Analyzing OHSMS Performance Submit
- D. OHSMS Policy
Answer: A
Explanation:
The PDCA (Plan-Do-Check-Act) cycle is a core principle of ISO 45001 and many other management systems. It does not include environmental management, as ISO 45001 focuses on Occupational Health & Safety (OH&S), while environmental aspects are covered by ISO 14001.
Analysis of Options:
* A. Treatment of Risks:Correct. Risk assessment and control are part of the Plan phase.
* B. OHSMS Policy:Correct. The OH&S policy is established in the Plan phase.
* C. Environment Management Program:Incorrect. This is outside the scope of ISO 45001 and pertains to ISO 14001.
* D. Analyzing OHSMS Performance:Correct. Performance analysis occurs in the Check phase of the PDCA cycle.
ISO Reference:
* Clause 0.3: PDCA model in ISO 45001.
NEW QUESTION # 32
According to ISO 45001, who should participate in the continuous improvement of the health and safety management system?
- A. Top management, senior officers and designated safety representatives only
- B. Top management and senior officers only
- C. Top management only
- D. Everyone, at all levels of the company
Answer: D
Explanation:
ISO 45001 emphasizes worker participation and engagement at all levels of the organization to support continuous improvement (Clause 5.4 and Clause 10.3). Continuous improvement requires input from everyone, including workers who identify hazards, report incidents, and contribute to safety enhancements.
Analysis of Options:
* A. Everyone, at all levels of the company:Correct. Clause 5.4 explicitly includes all levels of the organization in consultation and participation, fostering continuous improvement.
* B. Top management and senior officers only:Incorrect. While top management plays a crucial role in leadership, ISO 45001 extends the responsibility for participation to all levels.
* C. Top management, senior officers, and designated safety representatives only:Incorrect. Limiting participation to designated representatives excludes a significant portion of the workforce from the improvement process.
* D. Top management only:Incorrect. While top management must lead and commit to continuous improvement, their involvement alone is insufficient under ISO 45001.
ISO References:
* Clause 5.4: Worker consultation and participation.
* Clause 10.3: Continual improvement.
NEW QUESTION # 33
Consider the emergency preparedness and response process outlined in ISO 45001. Match each process activity to the correct stage of the PDCA cycle.
To complete the table click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the options the appropriate process."

Answer:
Explanation:


NEW QUESTION # 34
Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified t ISO 45001 for some time and has appointed a new OHS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.
surveillance audit includes the Improvement actions and the auditor asks to see the most recent management review meeting minutes.
Which six of the statements would represent output audit evidence for the management review?
- A. Report showing the trend of an increase In safety incidents
- B. Improvements In the OHSMS
- C. Worker feedback of positive and negative comments
- D. Procurement of new safety harnesses for workers
- E. Updates to the risk register
- F. Allocation of a bigger budget for the OHS department
- G. Opportunities to integrate the OHS management system with other business processes
- H. Minutes of previous management reviews
- I. Plan to priorities health and safety issues as a business strategy
- J. Decagons related to continual improvement opportunities
Answer: B,E,F,G,I,J
Explanation:
Clause 9.3 of ISO 45001:2018 outlines the requirements for management reviews. These reviews must evaluate the performance of the OHSMS and identify opportunities for improvement. Outputs of management reviews typically include decisions and actions that align with strategic and operational priorities.
Analysis of Options:
A). Decisions related to continual improvement opportunities:This is a valid output, as continual improvement is a key objective of management reviews under Clause 10.3.
B). Allocation of a bigger budget for the OHS department:Resource allocation is a common output of management reviews to address identified needs.
C). Improvements in the OHSMS:Improvements reflect the organization's commitment to enhancing safety performance.
D). Minutes of previous management reviews:While minutes provide context, they are not an output of the current management review.
E). Opportunities to integrate the OHS management system with other business processes:Integration opportunities are valid outputs, as they enhance the system ' s effectiveness.
F). Plan to prioritize health and safety issues as a business strategy:Strategic alignment of health and safety with business objectives is an expected output.
G). Procurement of new safety harnesses for workers:This is an operational action, not a direct output of the management review process.
H). Report showing the trend of an increase in safety incidents:This is an input to the management review, not an output.
I). Updates to the risk register:Risk register updates reflect changes in identified hazards and risks, making this a valid output.
J). Worker feedback of positive and negative comments:Worker feedback is an input to the management review, not an output.
ISO References:
Clause 9.3: Management review inputs and outputs.
Clause 10.3: Continual improvement actions.
NEW QUESTION # 35
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