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| Section | Weight | Objectives |
|---|
| Topic 1: IT Risk Identification | 26% | - Analyze and classify information
- 1. Threat landscape and vulnerability assessment
- 2. Risk scenarios and events
- Communicate risk analysis
- 1. Risk reporting and escalation
- 2. Risk register management
- Collect and process information
- 1. Business continuity and disaster recovery
- 2. Risk taxonomy and terminology
- 3. Risk aggregation and reporting
|
| Topic 2: Monitoring and Reporting | 28% | - Communicate risk and control status
- 1. Senior management reporting
- 2. Board reporting
- 3. Risk dashboards and reporting
- Risk and control monitoring
- 1. Continuous monitoring
- 2. Control testing and validation
- 3. Incident management
- Key risk indicator (KRI) development
- 1. KRI threshold setting
- 2. Performance monitoring
|
| Topic 3: IT Risk Assessment | 26% | - Risk analysis methodologies
- 1. Qualitative and quantitative analysis
- 2. Risk ownership and accountability
- Assess capability maturity
- 1. Risk management maturity models
- 2. Control assessment framework
- Identify control effectiveness
- 1. Risk and control gap analysis
- 2. Root cause analysis
|
| Topic 4: Risk Response and Mitigation | 20% | - Manage and monitor risk treatment
- 1. Risk response strategies
- 2. Risk appetite and tolerance
- 3. Third-party risk management
- Develop and implement controls
- 1. Control types and classification
- 2. Control design and optimization
|
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ISACA Certified in Risk and Information Systems Control Sample Questions (Q466-Q471):
NEW QUESTION # 466
You are elected as the project manager of GHT project. You have to initiate the project. Your Project request document has been approved, and now you have to start working on the project. What is the FIRST step you should take to initialize the project?
- A. Define requirements of project
- B. Explanation:
Conducting a feasibility study begins once initial approval has been given to move forward with a project. It includes an analysis to clearly define the need and to identify alternatives for addressing
the need. - C. is incorrect. Acquiring software involves building new or modifying existing hardware or
software after final approval by the stakeholder, which is not a phase in the standard SDLC
process.
If a decision was reached to acquire rather than develop software, this task should occur after
feasibility study and defining requirements. - D. Acquire software
- E. is incorrect. This is latter phase in project development process.
- F. Conduct a feasibility study
- G. Plan project management
Answer: F
Explanation:
is incorrect. Requirements of the project is being defined after conducting feasibility
study.
NEW QUESTION # 467
Which of the following is the MAIN benefit of involving stakeholders in the selection of key risk indicators (KRIs)?
- A. Improving risk awareness
- B. Leveraging existing metrics
- C. Obtaining buy-in from risk owners
- D. Optimizing risk treatment decisions
Answer: D
NEW QUESTION # 468
The PRIMARY advantage of implementing an IT risk management framework is the:
- A. compliance with relevant legal and regulatory requirements.
- B. establishment of a reliable basis for risk-aware decision making.
- C. improvement of controls within the organization and minimized losses.
- D. alignment of business goals with IT objectives.
Answer: B
Explanation:
* An IT risk management framework is a set of principles, processes, and practices that guide and support the identification, analysis, evaluation, treatment, monitoring, and communication of IT-related risks within an organization12.
* The primary advantage of implementing an IT risk management framework is the establishment of a reliable basis for risk-aware decision making, which enables the organization to balance the potential benefits and adverse effects of using IT, and to allocate resources and prioritize actions accordingly12.
* A reliable basis for risk-aware decision making consists of the following elements12:
* A common language and understanding of IT risk, its sources, impacts, and responses
* A consistent and structured approach to IT risk identification, analysis, evaluation, and treatment
* A clear and transparent governance structure and accountability for IT risk management
* A comprehensive and up-to-date IT risk register and profile that reflects the organization's risk appetite and tolerance
* A regular and effective IT risk monitoring and reporting process that provides relevant and timely information to stakeholders
* A continuous and proactive IT risk improvement process that incorporates feedback and lessons learned
* The other options are not the primary advantage, but rather possible outcomes or benefits of implementing an IT risk management framework. For example:
* Compliance with relevant legal and regulatory requirements is an outcome of implementing an IT risk management framework that ensures the organization meets its obligations and avoids penalties or sanctions12.
* Improvement of controls within the organization and minimized losses is a benefit of implementing an IT risk management framework that reduces the likelihood and impact of IT-related incidents and events12.
* Alignment of business goals with IT objectives is a benefit of implementing an IT risk management framework that ensures the IT strategy and activities support the organization's mission and vision12. References =
* 1: Risk IT Framework, ISACA, 2009
* 2: IT Risk Management Framework, University of Toronto, 2017
NEW QUESTION # 469
When presenting risk, the BEST method to ensure that the risk is measurable against the organization's risk appetite is through the use of a:
- A. risk map
- B. technology strategy plan.
- C. cause-and-effect diagram
- D. maturity model
Answer: D
NEW QUESTION # 470
Which of the following is MOST important for an organization that wants to reduce IT operational risk?
- A. Decentralizing IT infrastructure
- B. Minimizing complexity of IT infrastructure
- C. Increasing senior management's understanding of IT operations
- D. Increasing the frequency of data backups
Answer: B
NEW QUESTION # 471
......
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