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ISACA CRISC Exam Syllabus Topics:

SectionWeightObjectives
IT Risk Assessment22%- Risk identification
  • 1. Asset classification and valuation
    • 2. Impact and likelihood analysis
      • 3. Threat and vulnerability identification
        - Risk analysis and evaluation
        • 1. Risk prioritization and ranking
          • 2. Risk register development and maintenance
            • 3. Qualitative and quantitative assessment methods
              - Risk assessment methodologies and tools
              • 1. Assessment techniques and best practices
                • 2. Documentation and reporting
                  Governance26%- Risk management strategy and policies
                  • 1. Integration with enterprise risk management
                    • 2. Compliance with legal and regulatory requirements
                      • 3. Development and maintenance
                        - Control framework design and implementation
                        • 1. Control monitoring and evaluation
                          • 2. Control objectives and activities
                            - Organizational risk governance framework
                            • 1. Alignment with business objectives
                              • 2. Roles, responsibilities and accountability
                                • 3. Risk appetite and tolerance definition
                                  Technology and Security20%- Information systems security
                                  • 1. Security architecture and design
                                    • 2. Access control and identity management
                                      • 3. Data protection and privacy
                                        - Infrastructure and application security
                                        • 1. Network, cloud and endpoint security
                                          • 2. Application development and security testing
                                            • 3. Resilience and recovery strategies
                                              - Emerging technologies and risk
                                              • 1. Digital transformation risk management
                                                • 2. New technology risk assessment
                                                  Risk Response and Reporting32%- Risk communication and reporting
                                                  • 1. Stakeholder engagement and communication
                                                    • 2. Compliance and audit reporting
                                                      • 3. Reporting formats and frequency
                                                        - Risk monitoring and control
                                                        • 1. Key risk indicators (KRIs) definition and use
                                                          • 2. Performance measurement and trend analysis
                                                            • 3. Incident management and response
                                                              - Risk response strategies
                                                              • 1. Control selection and implementation
                                                                • 2. Cost-benefit analysis of responses
                                                                  • 3. Risk avoidance, mitigation, transfer, acceptance

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                                                                    ISACA Certified in Risk and Information Systems Control Sample Questions (Q1330-Q1335):

                                                                    NEW QUESTION # 1330
                                                                    A robotic process automation (RPA) project has implemented new robots to enhance the efficiency of a sales business process. Which of the following provides the BEST evidence that the new controls have been implemented successfully?

                                                                    Answer: B

                                                                    Explanation:
                                                                    Independent Assessment:
                                                                    Objective Evaluation: An assessment by a qualified independent party ensures that the evaluation of the new controls is unbiased and thorough. It provides a credible verification of the control's effectiveness.
                                                                    Expertise and Standards: Independent assessors bring specialized expertise and follow established standards and best practices, ensuring a comprehensive review of the control implementation.
                                                                    Validation and Assurance: This assessment provides assurance to stakeholders that the controls are functioning as intended and meet the required security and operational standards.
                                                                    Comparison with Other Options:
                                                                    Post-Implementation Review by Key Personnel: While valuable, this review may lack the objectivity and thoroughness of an independent assessment.
                                                                    Senior Management Sign-Off: Sign-off from senior management is important but does not provide the detailed validation of control effectiveness that an independent assessment offers.
                                                                    Daily Operation of Robots without Human Interference: This indicates operational stability but does not verify that all controls are functioning as intended.
                                                                    Best Practices:
                                                                    Regular Independent Assessments: Schedule regular independent assessments to continuously validate the effectiveness of controls.
                                                                    Comprehensive Reporting: Ensure that the independent assessment includes comprehensive reporting on findings and recommendations for improvement.
                                                                    Follow-Up Actions: Implement any recommended actions from the assessment to address identified gaps or weaknesses in the controls.
                                                                    References:
                                                                    CRISC Review Manual: Recommends independent assessments as a best practice for validating control effectiveness and ensuring comprehensive risk management.
                                                                    ISACA Standards: Support the use of independent assessments to provide objective and credible evaluations of control implementations.


                                                                    NEW QUESTION # 1331
                                                                    Which of the following components of risk scenarios has the potential to generate internal or external threat on an enterprise?

                                                                    Answer: B

                                                                    Explanation:
                                                                    Section: Volume A
                                                                    Explanation:
                                                                    Components of risk scenario that are needed for its analysis are:
                                                                    * Actor: Actors are those components of risk scenario that has the potential to generate the threat that can be internal or external, human or non-human. Internal actors are within the enterprise like staff, contractors, etc. On the other hand, external actors include outsiders, competitors, regulators and the market.
                                                                    * Threat type: Threat type defines the nature of threat, that is, whether the threat is malicious, accidental, natural or intentional.
                                                                    * Event: Event is an essential part of a scenario; a scenario always has to contain an event. Event describes the happenings like whether it is a disclosure of confidential information, or interruption of a system or project, or modification, theft, destruction, etc.
                                                                    * Asset: Assets are the economic resources owned by business or company. Anything tangible or intangible that one possesses, usually considered as applicable to the payment of one's debts, is considered an asset. An asset can also be defined as a resource, process, product, computing infrastructure, and so forth that an organization has determined must be protected. Tangible asset: Tangible are those asset that has physical attributes and can be detected with the senses, e.g., people, infrastructure, and finances.
                                                                    Intangible asset: Intangible are those assets that has no physical attributes and cannot be detected with the senses, e.g., information, reputation and customer trust.
                                                                    * Timing dimension: The timing dimension is the application of the scenario to detect time to respond to or recover from an event. It identifies if the event occurs at a critical moment and its duration. It also specifies the time lag between the event and the consequence, that is, if there an immediate consequence (e.g., network failure, immediate downtime) or a delayed consequence (e.g., wrong IT architecture with accumulated high costs over a long period of time).


                                                                    NEW QUESTION # 1332
                                                                    A risk practitioner is reviewing a vendor contract and finds there is no clause to control privileged access to the organization's systems by vendor employees. Which of the following is the risk practitioner's BEST course of action?

                                                                    Answer: A


                                                                    NEW QUESTION # 1333
                                                                    To ensure key risk indicators (KRIs) are effective and meaningful, the KRIs should be aligned to:

                                                                    Answer: D

                                                                    Explanation:
                                                                    KRIs must be aligned to business processes to ensure they reflect actual risk conditions affecting critical operations. Misalignment can lead to inaccurate monitoring and ineffective response.
                                                                    Reference:CRISC Manual - Domain 4, Slide 380-384


                                                                    NEW QUESTION # 1334
                                                                    The MAIN purpose of selecting a risk response is to.

                                                                    Answer: D

                                                                    Explanation:
                                                                    The main purpose of selecting a risk response is to mitigate the residual risk to be within tolerance. Residual
                                                                    risk is the risk that remains after applying a risk response. Risk tolerance is the amount and type of risk that an
                                                                    organization is willing to accept in order to achieve its objectives. Risk response is the process of selecting
                                                                    and implementing actions to address risk. The goal of risk response is to reduce the residual risk to a level that
                                                                    is acceptable to the organization and its stakeholders. The other options are not the main purpose of selecting
                                                                    a risk response, although they may be secondary benefits or outcomes. References = Risk and Information
                                                                    Systems Control Study Manual, Chapter 4, Section 4.3.1, page 4-23.


                                                                    NEW QUESTION # 1335
                                                                    ......

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