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| Section | Objectives |
|---|---|
| AI Risk Management | - Risk Frameworks and Standards
|
| AI Governance Implementation | - Data Governance for AI
|
| AI Laws, Regulations, and Standards | - Global AI Frameworks
|
| Foundations of AI Governance | - AI Governance Fundamentals
|
| AI Governance Management | - Life Cycle Management
|
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NEW QUESTION # 212
A deployer discovers that a high-risk AI recruiting system has been making widespread errors, resulting in harms to the rights of a considerable number of EU residents who are denied consideration for jobs for improper reasons such as ethnicity, gender and age.
According to the EU AI Act, what should the company do first?
Answer: C
Explanation:
Under theEU AI Act, serious incidents involvinghigh-risk AI systemsmust be reported. The deployer is required topromptly inform the provider and relevant authoritiesabout the issue.
From theAI Governance in Practice Report2025:
"Serious incidents involving high-risk systems... must be reported to the provider and relevant market surveillance authority." (p. 35)
"Timely reporting is required when AI systems result in or may result in violations of fundamental rights." (p.
35)
NEW QUESTION # 213
CASE STUDY
Please use the following to answer the next question:
You have recently assumed the role of AI Governance leader for a California-based medical technology company. The organization primarily serves hospitals and has recently expanded to include walk-in clinics located within local pharmacies.
The company ' s core business focuses on diagnostic assistance powered by a large language model LLM and back-office process optimization using Agentic AI, including chatbots, medical record request handling, scheduling and billing.
In preparation for its next round of funding, the board has asked you to prepare an AI Risk report to demonstrate to investors how the company is addressing AI-related risks. In preparing the report you learn that last year the company generated 30 million dollars in gross revenue across the US, EU, India, and South Korea and that vendors are engaged for various activities, including model testing and providing third-party AI solutions for chatbots.
Which of the following best exemplifies human oversight capabilities you should enable under the relevant AI laws?
Answer: B
Explanation:
The correct answer is A because it directly demonstrates meaningful human oversight over AI-generated outcomes, which is a key requirement in AI governance frameworks and regulations such as the EU AI Act.
Human oversight requires that a qualified human can review, intervene, and override AI decisions before they produce legal or significant real-world effects. In high-risk contexts like healthcare diagnostics, governance frameworks emphasize "human-in-the-loop" controls to prevent harm and ensure accountability. Option A ensures a licensed medical professional validates the AI output before it is finalized, aligning with safety, accountability, and risk mitigation principles. Other options describe training, system design, or monitoring, which are important governance measures but do not constitute direct oversight of individual AI decisions at the point of impact, making them insufficient under strict regulatory expectations.
NEW QUESTION # 214
All of the following are commonly adopted processes and policies in reducing potential risks introduced by third-party AI tools or applications EXCEPT:
Answer: B
Explanation:
Allowing publicly available information and personally identifiable information to be incorporated into prompts increases risk rather than reducing it, making it the least aligned with common risk- mitigation practices for third-party AI tools.
NEW QUESTION # 215
Which of the following is NOT required to be included in an AI impact assessment for a narrow AI use case?
Answer: A
Explanation:
The correct answer is D because AI impact assessments primarily focus on risks to individuals, society, and legal compliance, such as privacy, fairness, and potential harm. Core elements typically include evaluating the impact on privacy rights, identifying data sources and their lawfulness, and assessing potential bias or discriminatory outcomes. These factors are directly tied to regulatory expectations and ethical AI governance principles. While environmental considerations like energy consumption are increasingly discussed in broader AI sustainability conversations, they are not standard or required components of most AI impact assessments, especially for narrow use cases. AI governance frameworks prioritize human-centric risks, ensuring systems are lawful, fair, and safe, rather than focusing on operational metrics like energy usage in typical assessment processes.
NEW QUESTION # 216
CASE STUDY
Please use the following answer the next question:
ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.
ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM"). In particular, ABC intends to use its historical customer data-including applications, policies, and claims-and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed .. human underwriter for final review.
ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.
During the first month when ABC monitors the model for bias, it is most important to?
Answer: B
Explanation:
During the first month of monitoring the model for bias, it is most important to continue disparity testing.
Disparity testing involves regularly evaluating the model's decisions to identify and address any biases, ensuring that the model operates fairly across different demographic groups.
Reference: Regular disparity testing is highlighted in the AIGP Body of Knowledge as a critical practice for maintaining the fairness and reliability of AI models. By continuously monitoring for and addressing disparities, organizations can ensure their AI systems remain compliant with ethical and legal standards, and mitigate any unintended biases that may arise in production.
NEW QUESTION # 217
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