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| Section | Objectives |
|---|
| Topic 1: Fraud Schemes | - Asset Misappropriation Schemes
- 1. Skimming and cash larceny
- 2. Billing and expense reimbursement fraud
- Financial Statement Fraud
- 1. Asset overstatement and liability concealment
- 2. Revenue recognition manipulation
|
| Topic 2: Fraud Investigation and Analysis | - Data analysis in fraud detection
- 1. Trend and anomaly identification
- Evidence collection and documentation
- 1. Chain of custody principles
|
| Topic 3: Financial Crimes | - Banking and Payment Fraud
- 1. Check and credit card fraud
- 2. Wire fraud and electronic transfers
- Money Laundering
- 1. Placement, layering, integration stages
|
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ACFE Certified Fraud Examiner -Fraud Schemes and Financial Crimes Sample Questions (Q36-Q41):
NEW QUESTION # 36
Which of the following search is used for unusually high incidence of returns and allowances scheme?
- A. Disposals of allowances than reorders
- B. Returns and allowances
- C. None of the above
- D. Allowances by vendors
Answer: B
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Fraudulent schemes involving returns and allowances can be detected by analyzing accounts for unusually high transactions in these categories. This is a common red flag for concealment of theft or manipulation of sales.
* Analysis of Incorrect Options:
* A. Allowances by vendors - Too narrow, not a standard analytic test.
* B. Disposals of allowances than reorders - Not a recognized search method.
* D. None of the above - Incorrect, since option C is valid.
* Key Concept: Returns and allowances analysis for fraud detection.
Reference: ACFE Fraud Examiners Manual (2020 International Edition) , Fraudulent Disbursements - Analytical Procedures .
NEW QUESTION # 37
Which of the following is one of the sections on the statement of cash flows?
- A. Cash flows from earnings activities
- B. Cash flows from financing activities
- C. Cash flows from purchasing activities
- D. Cash flows from strategic activities
Answer: B
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: The statement of cash flows has three standard sections:
* Cash flows from operating activities
* Cash flows from investing activities
* Cash flows from financing activities Thus, option B is correct.
* Analysis of Incorrect Options:
* A - No section called "purchasing activities"; such outflows fall under investing or operating.
* C - No section called "earnings activities"; related cash flows are operating.
* D - "Strategic activities" is not a formal category in GAAP or IFRS.
* Key Concept: Structure of the statement of cash flows.
Reference: ACFE Manual, Accounting Concepts - Financial Statements Overview .
NEW QUESTION # 38
Which of the following terms BEST describes a property and casualty insurance scheme that involves filing an insurance claim for destroyed items, such as a boat or expensive equipment, that never actually existed?
- A. Inflated inventory scheme
- B. Staged theft scheme
- C. Paper property scheme
- D. Inflated theft scheme
Answer: C
Explanation:
The correct answer is B. A paper property scheme involves an insurance claim for property that exists only
"on paper," meaning the claimed property never actually existed or was never owned by the claimant. The question describes a claim for destroyed items, such as a boat or expensive equipment, that did not exist. This differs from a staged theft, where an actual event is falsely created or arranged to appear like a theft. It also differs from an inflated theft or inflated inventory scheme, where property might exist but the claimant exaggerates the quantity, quality, or value of the loss. The ACFE insurance fraud material identifies property schemes, including phony or inflated thefts and paper boats, as property and casualty insurance fraud methods.
NEW QUESTION # 39
A common way that dishonest contractors collude to evade the competitive bidding process is:
- A. Making bids on fake contracts to give the appearance of genuine competition
- B. Submitting token bids that are not genuine attempts to win the contract
- C. Seeking work in all available areas and portions of a shared market
- D. Invoicing for work that was not performed on joint projects
Answer: B
Explanation:
Submitting token bids is a common collusive procurement fraud method known as complementary bidding, also called protective, shadow, or cover bidding. In this scheme, competing contractors submit bids that are not serious attempts to win the contract. These bids might be intentionally too high, technically unacceptable, or structured with unfavorable terms so the preferred contractor wins while the process still appears competitive. This undermines the purpose of competitive bidding, which is to place bidders on equal terms and obtain the best price and conditions. Option B is inconsistent with market division, where conspirators divide markets rather than seek all areas. Option C refers more generally to shell or fictitious bidding, and option D is a billing fraud issue, not the common collusive bidding method described here.
NEW QUESTION # 40
__________ may be defined as the offering, giving, receiving, or soliciting anything of value to influence an official act.
- A. Diverting business to vendors
- B. Bribery
- C. Lacking approval authority
- D. Corruption
Answer: B
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Bribery is specifically defined as offering, giving, receiving, or soliciting anything of value to influence an official act or business decision. It is one of the four primary corruption categories.
* Analysis of Incorrect Options:
* A. Corruption - Broader category; bribery is one part of it.
* B. Diverting business to vendors - A conflict of interest scheme, not bribery.
* D. Lacking approval authority - Refers to control weaknesses, not corruption.
* Key Concept: Bribery definition and its role in corruption.
Reference: ACFE Fraud Examiners Manual (2020 International Edition) , Corruption - Bribery .
NEW QUESTION # 41
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