ISO-IEC-27001-Lead-Auditor Originale Fragen - ISO-IEC-27001-Lead-Auditor Prüfungen

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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Requirements of ISO/IEC 27001:202230%- Leadership and planning
  • 1. Information security objectives and risk treatment planning
    • 2. Management commitment and policy establishment
      - Support, operation, performance evaluation and improvement
      • 1. Corrective action and continual improvement
        • 2. Internal audit and management review
          • 3. Resource management and competence
            - General requirements and ISMS scope definition
            • 1. Determining ISMS boundaries and applicability
              • 2. Understanding the organization and its context
                Auditing Principles and Practices30%- Audit concepts and principles
                • 1. Audit types and objectives
                  • 2. Independence, objectivity and evidence-based approach
                    - Audit execution
                    • 1. Collecting and verifying audit evidence
                      • 2. Conducting interviews and document reviews
                        • 3. Identifying nonconformities and opportunities for improvement
                          - Audit reporting and follow-up
                          • 1. Structure and content of audit report
                            • 2. Corrective action verification and closure
                              - Audit preparation and planning
                              • 1. Development of audit plan and checklist
                                • 2. Defining audit scope, criteria and methodology
                                  Information Security Controls (ISO/IEC 27002:2022)25%- Control categories and implementation guidance
                                  • 1. Technological controls
                                    • 2. Organizational controls
                                      • 3. People controls
                                        • 4. Physical controls
                                          Fundamental Concepts of Information Security15%- Information security principles and definitions
                                          • 1. Risk management fundamentals
                                            • 2. Confidentiality, integrity, availability
                                              - Overview of ISO/IEC 27000 family of standards
                                              • 1. Structure and scope of ISO/IEC 27000 series
                                                • 2. Relationship between ISO/IEC 27001 and other standards

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                                                  PECB Certified ISO/IEC 27001 Lead Auditor exam ISO-IEC-27001-Lead-Auditor Prüfungsfragen mit Lösungen (Q121-Q126):

                                                  121. Frage
                                                  What is the purpose of an Information Security policy?

                                                  Antwort: C

                                                  Begründung:
                                                  Explanation
                                                  The purpose of an information security policy is to provide direction and support to the management regarding information security. An information security policy is a statement of intent or direction that provides guidance for decision making and actions within an organization. It defines the scope, objectives, principles, and roles for information security management. It also establishes the general approach to information security and the expectations for compliance. An information security policy is the foundation of an information security management system (ISMS) based on ISO/IEC 27001:2022, which requires the organization to establish, implement, maintain, and continually improve an ISMS1. Therefore, the correct answer is C: References: ISO/IEC 27000:2022, clause 3.47; ISO/IEC 27001:2022, clause 5.2.


                                                  122. Frage
                                                  Which two of the following are examples of audit methods that 'do not' involve human interaction?

                                                  Antwort: E,F

                                                  Begründung:
                                                  Explanation
                                                  Audit methods are the techniques and procedures that auditors use to collect and evaluate audit evidence.
                                                  Audit methods can be classified into two categories: those that involve human interaction and those that do not. Human interaction methods are those that require direct or indirect communication with the auditee or other relevant parties, such as interviews, questionnaires, surveys, observations, or walkthroughs. Non-human interaction methods are those that do not require any communication with the auditee or other parties, such as document reviews, data analysis, or remote surveillance.
                                                  Some examples of audit methods that do not involve human interaction are:
                                                  * Performing a review of auditee's procedures in preparation for an audit: This method involves examining the auditee's documented information, such as policies, processes, records, or reports, to verify their adequacy and effectiveness in meeting the audit criteria. The auditor does not need to interact with the auditee or anyone else to perform this method.
                                                  * Analysing data by remotely accessing the auditee's server: This method involves accessing and processing the auditee's data, such as performance indicators, logs, metrics, or statistics, to verify their accuracy and reliability in meeting the audit criteria. The auditor does not need to interact with the auditee or anyone else to perform this method.
                                                  References:
                                                  * ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB
                                                  * ISO 19011:2018 Guidelines for auditing management systems [Section 6.2.2]


                                                  123. Frage
                                                  You are an experienced ISMS audit team leader who is currently conducting a third party initial certification audit of a new client, using ISO/IEC 27001:2022 as your criteria.
                                                  It is the afternoon of the second day of a 2-day audit, and you are just about to start writing your audit report. So far no nonconformities have been identified and you and your team have been impressed with both the site and the organisation's ISMS.
                                                  At this point, a member of your team approaches you and tells you that she has been unable to complete her assessment of leadership and commitment as she has spent too long reviewing the planning of changes.
                                                  Which one of the following actions will you take in response to this information?

                                                  Antwort: D

                                                  Begründung:
                                                  Review the audit plan and client availabilities to determine whether there is any opportunity for another member of your team to pick up this task before the closing meeting.
                                                  Explanation:
                                                  Leadership and commitment is a key requirement of ISO/IEC 27001:2022, as it establishes the top management's role and responsibility in establishing, implementing, maintaining, and continually improving the ISMS. Without assessing this aspect, the audit team cannot conclude that the ISMS is effective and conforms to the standard. Therefore, the audit team leader should advise the auditee and audit client that it is not possible to make a positive recommendation at this point, and explain the reason and the implications. The audit team leader should also consult with the certification body and the audit programme manager on the next steps, such as extending the audit duration, conducting a follow-up audit, or issuing a conditional certification, depending on the certification body's policy and the audit client's agreement. Reference: = ISO/IEC 27001:2022, clause 5, Leadership PECB Candidate Handbook ISO 27001 Lead Auditor, page 19, Audit Process PECB Candidate Handbook ISO 27001 Lead Auditor, page 22, Audit Report PECB Candidate Handbook ISO 27001 Lead Auditor, page 23, Audit Conclusion and Recommendation


                                                  124. Frage
                                                  Select the words that best complete the sentence:

                                                  Antwort:

                                                  Begründung:

                                                  Explanation:
                                                  "In a third-party audit an observation can indicate conformity at organisation is not required to take action." According to the PECB Candidate Handbook1, an observation is "a statement of fact made during an audit and substantiated by objective evidence". An observation can indicate conformity or nonconformity, but it does not require any corrective action from the audited organisation. A recommendation, on the other hand, is "a suggestion for improvement based on an observation". A recommendation may or may not be accepted by the audited organisation.
                                                  According to the Fundamentals - Third parties2, a third-party audit is "an audit conducted by an external organisation that has the legal right to audit an organisation's processes and procedures". A third-party audit can result in a finding, which is "a conclusion reached by the auditor based on the audit evidence collected". A finding can be positive or negative, depending on whether the audited organisation meets the audit criteria or not. A nonconformity is "a finding that indicates the non-fulfilment of a requirement". A nonconformity requires corrective action from the audited organisation to prevent recurrence.


                                                  125. Frage
                                                  You are performing an ISMS audit at a European-based residential
                                                  nursing home called ABC that provides healthcare services. You find all nursing home residents wear an electronic wristband for monitoring their location, heartbeat, and blood pressure always. You learned that the electronic wristband automatically uploads all data to the artificial intelligence (AI) cloud server for healthcare monitoring and analysis by healthcare staff.
                                                  The next step in your audit plan is to verify that the information security policy and objectives have been established by top management.
                                                  During the audit, you found the following audit evidence.
                                                  Match the audit evidence to the corresponding requirement in ISO/IEC 27001:2022.

                                                  Antwort:

                                                  Begründung:


                                                  126. Frage
                                                  ......

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