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| Certification Vendor: | ISACA |
|---|---|
| Exam Name: | Advanced in AI Security Management (AAISM) Exam |
| Exam Number: | AAISM |
| Exam Price: | USD 459 (member) / USD 599 (non-member) |
| Real Exam Qty: | 90 |
| Available Languages: | English, Spanish |
| Exam Format: | Multiple-choice questions |
| Exam Duration: | 150 minutes |
| Certificate Validity Period: | 3 years (continuing professional education required for renewal) |
| Related Certifications: | CISSP CISM |
| Passing Score: | 450/800 |
| Recommended Training: | ISACA Official Training & Review Materials |
| Exam Registration: | ISACA AAISM Credentialing Page |
| Sample Questions: | ISACA AAISM Sample Questions |
| Exam Way: | Computer-based exam (online proctored or authorized test center) |
| Pre Condition: | Recommended: Active CISM or CISSP certification and experience in IT/security management or advisory roles |
| Official Syllabus URL: | https://www.isaca.org/credentialing/aaism |
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NEW QUESTION # 302
When preparing for an AI incident, which of the following should be done FIRST?
Answer: A
Explanation:
AAISM prescribes Preparation as the foundational phase of AI incident response. The first priority is to form and empower a cross-functional incident response (IR) team with AI/ML expertise (security, data science, product, legal/compliance). Only once the accountable team exists can you define playbooks, communications, containment/eradication steps, recovery processes, and escalation paths. Without a designated team, procedures and channels lack ownership and effectiveness.
References:* AI Security Management (AAISM) Body of Knowledge: Incident Management-Preparation; Roles & Responsibilities; Cross-functional Coordination* AAISM Study Guide: AI IR Operating Model; Stakeholder Mapping; Authority & Escalation* AAISM Mapping to Standards: Security Operations- Preparation Before Procedures (people and roles precede playbooks)
NEW QUESTION # 303
Which of the following is the MAIN objective of the operational phase of AI life cycle management?
Answer: D
Explanation:
In the operational phase, AAISM emphasizes continuous monitoring of models for performance, stability, robustness, drift, data quality, security events, and policy compliance. This includes telemetry, thresholds, alerts, incident response for AI failures, and evidence collection for audits.
Alignment to business needs is established earlier in planning/governance; algorithmic optimization and feedback collection are supporting activities, but the primary operational objective is live monitoring and assurance to keep risk within tolerance.
NEW QUESTION # 304
A financial services firm received a regulatory fine after a vendor switched its chatbot's AI model without due diligence, resulting in unethical investment advice to the firm's clients. Which of the following controls should be implemented by the firm to BEST prevent recurrence of this scenario?
Answer: D
Explanation:
AAISM requires formal change management for AI systems, including vendor-initiated changes: pre- approval, documented impact assessment (ethics/compliance/performance), regression testing, sign-off by accountable owners, and traceable release records. While MSAs (A) and shared responsibility models (B) set contractual/role baselines, they do not enforce per-change approvals. Data minimization (C) reduces exposure but does not control model substitutions.
References: AI Security Management (AAISM) Body of Knowledge - AI Governance: Change Control & Release Management; Third-Party AI Assurance and Approval Workflows; Accountability and Sign-off for Model Changes.
NEW QUESTION # 305
An organization is looking to purchase an AI application from a vendor but is concerned about the security of its data. Which of the following is the MOST effective way to address this concern?
Answer: B
Explanation:
The priority control in AI vendor due diligence is ensuring explicit disclosure of data handling: data flows, purpose limitation, retention/deletion, training vs. inference use, isolation controls, access paths, subcontractors, and storage/transfer boundaries. This disclosure is then tied to contractual commitments and measurable controls. A public policy (Option A) may be incomplete; a pre-procurement external audit (Option C) can be valuable but is not always feasible or targeted to your data use; legal discussions (Option D) are necessary for terms but must be grounded in clear, detailed data-use disclosures to be effective.
References:
AAISM Body of Knowledge: Third-Party AI Risk Management; Data Governance and Usage Controls; Contractual and Technical Safeguards for Vendor AI.
AAISM Study Guide: AI Procurement Due Diligence; Data-Use Transparency (Training vs. Fine-tuning vs.
Inference); Retention, Purpose Limitation, and Cross-Border Controls.
NEW QUESTION # 306
What is the PRIMARY purpose of a dedicated AI management system policy?
Answer: A
Explanation:
AAISM states that an AI management system policy provides organizational structure by:
- defining AI objectives
- aligning governance
- outlining accountability
- defining roles, responsibilities, and guiding principles
NEW QUESTION # 307
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