Quiz 2026 Unparalleled PECB ISO-45001-Lead-Auditor: Valid PECB Certified ISO 45001 Lead Auditor Exam Test Prep

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| Topic | Details |
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| Topic 1 | - Closing an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the procedures for concluding an ISO 45001 audit. It emphasizes reporting results, discussing findings with stakeholders, and ensuring follow-up actions are planned.
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| Topic 2 | - Domain 4: Preparing for an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the preparation process for conducting an ISO 45001 audit. It emphasizes planning, resource allocation, and establishing audit objectives to ensure a thorough evaluation.
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| Topic 3 | - ISO 45001 requirements for an OH&S MS โ Clauses 4 to 10: This section of the exam measures the skills of Auditors related to specific requirements outlined in ISO 45001 about occupational health and safety management systems. It emphasizes understanding clauses that address context, leadership, planning, support, operation, performance evaluation, and improvement. A skill to be measured is applying ISO 45001 requirements to organizational practices.
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| Topic 4 | - Fundamental principles and concepts of an occupational health and safety management system: This section of the exam measures the skills of Health and Safety Managers and covers the essential principles and concepts underlying an occupational health and safety management system (OHSMS). It focuses on understanding the framework for managing health and safety risks to prevent workplace injuries and illnesses. One skill to be measured is identifying key components of an effective OHSMS.
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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q114-Q119):
NEW QUESTION # 114
You are preparing for a surveillance audit of an organisation that is ISO 45001 certified. When preparing the checklist, you decided to ask whether the auditee has a documented procedure for the workers ' consultation and participation. They submitted the documented procedure with the word " OBSOLETE " on the first page.
Which of the following would be the best reaction?
- A. Note the procedure and check during the audit if it is part of the auditee documented information.
- B. Raise a nonconformity to clause 7.5.3 and present it during the opening meeting.
- C. Ask the auditee to send the procedure related to the control of documented information.
- D. Use the procedure to prepare the checklist and check on site the differences with the valid versions.
Answer: A
Explanation:
The best answer is B .
Under ISO 45001, worker consultation and participation is required by Clause 5.4 , but the standard does not require a specific documented procedure for that clause. The organization must provide mechanisms, information, time, training, and resources for consultation and participation, but ISO 45001 does not say it must maintain a formal procedure specifically for this.
Also, ISO 45001 Clause 7.5.3 requires documented information to be controlled so that it is available and suitable for use, and adequately protected. An "obsolete" document is not automatically a nonconformity just because it exists. It may be retained for reference or historical reasons, provided the organization controls it properly and it is not being used unintentionally as current information. That is why the correct audit reaction is to note it and verify on site whether it is actually part of the current controlled documented information .
Why the other options are not the best:
* A is weak because using an obsolete procedure to prepare the checklist risks relying on invalid information before confirming what the current controlled version is.
* C is unnecessary as the first response. You already have enough evidence to note a potential document- control point and verify it during the audit.
* D is incorrect because you should not raise a nonconformity before verifying the facts on site. An obsolete-marked document alone does not prove a breach of Clause 7.5.3. A nonconformity must be based on objective evidence gathered during the audit.
NEW QUESTION # 115
You are conducting a Stage 2 audit of a fast-food provider that operates three local restaurants.
Earlier in the day, you visited restaurant no. 2, where you noted there were no first aid kits or fire extinguishers present on site.
You are now interviewing the Chief Executive Officer, and you ask him if he is aware of the absence of OHS equipment at restaurant 2. He confirms that he is and says that this is because all the restaurant equipment was removed from the room, and next week, the new restaurant equipment will start being installed.
He shows you a management of change record that confirms this and identifies several potential risks arising from the equipment refresh. A single action is recorded that states, "Close restaurant 2 to the public until replacement equipment is installed and staff are trained on its use." How should you react? Select one.
- A. Simply record your findings, then move on to your next checkpoint item.
- B. Raise a nonconformity against clause 9.1.2 as the restaurant is not meeting its legal requirements.
- C. Raise an opportunity for improvement, as the new equipment should have been ordered in sufficient time so as not to have had to close restaurant no. 2.
- D. Interview the chefs and front-of-house staff at restaurant 2 to see how they feel about the restaurant having to be closed.
Answer: A
Explanation:
The available audit evidence demonstrates that the organisation has recognised the hazards arising from the equipment change and has implemented an appropriate temporary control: restaurant 2 is closed to the public until replacement equipment is installed and personnel are trained. ISO 45001 Clause 8.1.3 requires organisations to establish processes for implementing and controlling planned temporary and permanent changes that can affect OH and S performance. The auditor should assess conformity against requirements and objective evidence, not criticise legitimate business decisions. There is no evidence that restaurant 2 is operating without required emergency equipment; consequently, raising a legal-compliance nonconformity is unsupported. Nor should the auditor prescribe improved purchasing schedules. The correct audit response is therefore to record the evidence demonstrating controlled management of change and continue with the planned audit trail.
NEW QUESTION # 116
An auditor has just completed an interview with a member of top management (TM), a highly experienced professional, but who has never worked within an ISO management system environment before.
They want to take the opportunity to ask the auditor about a number of management system requirements. As the interview has finished a little early, the auditor agrees.
Which three of the following auditor responses are correct?
- A. TM - Do we as top management have to ensure processes are established for worker consultation and participation? Auditor - No, you do not.
- B. TM - Do we as top management have to determine the scope of our OH and S management system?
Auditor - No, you do not. - C. TM - Do we as top management have to document responsibilities and authorities for relevant roles?
Auditor - Yes, you do. - D. TM - Do we as top management have to ensure that the OH and S management system achieves its intended results? Auditor - No, you do not.
- E. TM - Do we as top management have to write the OH and S policy statement? Auditor - Yes, you do.
- F. TM - Do we as top management have to write the organisation ' s OH and S objectives for the coming year? Auditor - Yes, you do.
- G. TM - Do we as top management need to ensure the resources necessary for the effective operation of the OHSMS are made available? Auditor - Yes, you do.
- H. TM - Do we as top management need to promote continual improvement? Auditor - Yes, you do.
Answer: C,G,H
Explanation:
The three correct responses are A, B, and G.
A is correct because ISO 45001 Clause 5.3 requires top management to ensure that the responsibilities and authorities for relevant roles are assigned, communicated and understood at all levels within the organization, and that they are maintained as documented information. So if top management asks whether responsibilities and authorities for relevant roles have to be documented, the correct answer is yes.
B is correct because Clause 5.1 Leadership and commitment requires top management to ensure that the resources needed to establish, implement, maintain and improve the OH and S management system are available. Therefore, the auditor's "Yes, you do" is correct.
G is correct because Clause 5.1 also requires top management to promote continual improvement. This is stated directly as part of top management leadership and commitment responsibilities under ISO 45001.
Why the others are not correct:
C is incorrect because top management does have to ensure that processes are established for consultation and participation of workers. Clause 5.4 makes this a requirement, so "No, you do not" is wrong.
D is incorrect as written. Top management must establish, implement and maintain the OH and S policy, but ISO 45001 does not state that top management personally has to "write" it. The wording in the option is too specific and not how the standard states the requirement.
E is incorrect because top management does have to ensure that the OH and S management system achieves its intended results. Clause 5.1 says this directly.
F is incorrect because top management must ensure OH and S objectives are established and compatible with the strategic direction, but ISO 45001 does not require top management personally to "write" the objectives.
H is incorrect because the organization must determine the scope under Clause 4.3, and top management remains accountable for the OH and S management system. Saying "No, you do not" is not correct in this context.
NEW QUESTION # 117
Which two of these statements about processes are true?
- A. The organisation must seek to continually improve its OHSMS processes
- B. The organisation must implement controls to ensure processes are operating in accordance with defined criteria.
- C. OHS and S processes that are undertaken by external providers may or may not form part of the organisation ' s OHSMS.
- D. All processes must have a designated process owner who has specific responsibility to ensure the process remains under control.
- E. All processes needed to meet the requirements of the OHSMS must be documented.
- F. OHS and S processes that are undertaken by external providers must be audited to ensure they are controlled.
Answer: B,F
NEW QUESTION # 118
ISO 45001 requires the organisation to maintain and retain documented OH and SMS information.
Check each statement and determine which two are true:
- A. The terms " maintain " and " retain " can be used interchangeably. "
- B. Industry-specific standards provided by the client should be maintained.
- C. Documented information to be retained includes material safety data sheets.
- D. The results of emergency drills should be kept.
- E. The occupational health and safety policy is an example of a document to be kept.
- F. A documented plan for achieving occupational health and safety objectives should be maintained.
Answer: E,F
NEW QUESTION # 119
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