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| Topic | Details |
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| Topic 1 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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| Topic 2 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 3 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 4 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q207-Q212):
NEW QUESTION # 207
Scenario:
A financial services company is planning a new AI project to assess creditworthiness. The AI team is mapping out what tasks should be completed during the planning phase of the AI lifecycle.
The planning phase of the AI lifecycle includes all of the following EXCEPT:
- A. Definition of underlying assumptions
- B. Choice of the architecture
- C. Approach to governance
- D. Context in which the model will operate
Answer: B
Explanation:
The correct answer is C. The choice of architecture (e.g., neural networks vs. decision trees) is typically part of the design and development phase, not the initial planning.
From the AIGP Body of Knowledge - AI Lifecycle Module:
"Planning involves scoping, context definition, stakeholder identification, governance planning, and assumptions-not yet model selection." Confirmed in the ILT Participant Guide:
"Design decisions such as architecture or algorithm type come after planning-usually during development based on technical feasibility and data availability."
NEW QUESTION # 208
CASE STUDY
Please use the following to answer the next question:
A leading insurance provider that offers a range of coverage options to individuals has decided to utilize AI to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies. The company has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM").
The company intends to use its historical customer data - including applications, policies and claims - and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed to a human underwriter for final review.
The company and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. They have designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness and reliability of its output.
After the first month in production, the company realizes that the LLM declines a higher percentage of women's applications.
During the first month when the company monitors the model for bias, it is most important to:
- A. Continue disparity testing.
- B. Analyze the quality of the training and testing data.
- C. Seek approval from management for any changes to the model.
- D. Compare the results to human decisions prior to deployment.
Answer: A
Explanation:
Continuing disparity testing during monitoring helps identify ongoing bias issues in model outputs, allowing for timely mitigation and improvement.
NEW QUESTION # 209
An AI system's function, the industry and the location in which it operates are important factors in considering which of the following?
- A. Diversity of data sources.
- B. Internal governance needs.
- C. Explainability of results.
- D. Organizational accountability.
Answer: B
Explanation:
The AI system's function, industry, and operational location influence the internal governance needs necessary to ensure compliance, risk management, and ethical considerations appropriate to the context.
NEW QUESTION # 210
An autonomous vehicle maker deploys an AI system whereby the car is equipped with AI that makes decisions locally, without calling in to the AI's central server.
- The AI is capable of making decisions without waiting for a response
from a remote system.
- The AI can continue to function if it temporarily loses its
connection to the central server, such as driving through tunnels or
areas where its signal is lost.
- The AI can periodically receive updates to its model from its central server.
- A subset of anonymized data can be used to train the manufacturer's
AI model, depending on user privacy settings.
The manufacturer has deployed the AI using:
- A. A multimodal model.
- B. A federated model.
- C. An edge model.
- D. A cloud model.
Answer: C
Explanation:
An edge model processes data and makes decisions locally on the device, enabling operation without continuous connection to a central server.
NEW QUESTION # 211
Under the EU AI Act, which category includes AI systems that pose unacceptable risks and are generally prohibited?
- A. Minimal-risk AI
- B. Limited-risk AI
- C. High-risk AI
- D. Prohibited AI
Answer: D
NEW QUESTION # 212
......
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