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| Topic | Details |
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| Topic 1 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 2 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 3 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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| Topic 4 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q13-Q18):
NEW QUESTION # 13
CASE STUDY
Please use the following answer the next question:
ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.
ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM"). In particular, ABC intends to use its historical customer data-including applications, policies, and claims-and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.
ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.
Each of the following steps would support fairness testing by the compliance team during the first month in production EXCEPT?
- A. Providing the loan applicants with information about the model capabilities and limitations.
- B. Validating a similar level of decision-making across different demographic groups.
- C. Identifying if additional training data should be collected for specific demographic groups.
- D. Using tools to help understand factors that may account for differences in decision-making.
Answer: A
Explanation:
Providing the loan applicants with information about the model capabilities and limitations would not directly support fairness testing by the compliance team. Fairness testing focuses on evaluating the model's decisions for biases and ensuring equitable treatment across different demographic groups, rather than informing applicants about the model.
Reference: The AIGP Body of Knowledge outlines that fairness testing involves technical assessments such as validating decision-making consistency across demographics and using tools to understand decision factors. While transparency to applicants is important for ethical AI use, it does not contribute directly to the technical process of fairness testing.
NEW QUESTION # 14
Which of the following AI uses is best described as human-centric?
- A. Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.
- B. Virtual assistants are used to adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.
- C. Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.
- D. Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.
Answer: B
Explanation:
Virtual assistants that personalize education based on individual abilities and needs focus directly on enhancing human learning experiences, making this use human-centric.
NEW QUESTION # 15
Scenario:
A mid-sized tech firm is building its AI governance program and is exploring ISO/IEC standards that could support consistency in terminology and risk assessment processes across teams.
ISO/IEC 22989 and ISO/IEC 42001 can be valuable resources for AI Governance professionals in all of the following ways EXCEPT:
- A. Establishing terminology and describing concepts so that governance team members can communicate with diverse parties and stakeholders from around the world
- B. Being applicable to organizations of any size and industry seeking to use AI responsibly and effectively in their design processes, information systems and controls
- C. Recommending key activities to assess and manage risk: test, evaluate, verify and validate (TEVV)
- D. Addressing specific issues related to managing procurement processes with third parties that provide or develop AI systems for their organization
Answer: D
Explanation:
The correct answer is C. ISO/IEC 22989 and 42001 focus on terminology, risk, and management systems, but do not specifically address procurement-related concerns with third-party vendors.
From the AIGP Body of Knowledge - Standards Section:
"ISO/IEC 22989 defines terminology and foundational concepts. ISO/IEC 42001 provides a management system standard for AI. They are not procurement-focused documents." Also confirmed in the AI Governance in Practice Report 2024:
"These standards help establish common language and risk governance procedures. Procurement governance typically falls under separate frameworks or sector-specific guidance." Thus, procurement governance (Option C) is not a central use case for these standards.
NEW QUESTION # 16
All of the following are commonly adopted processes and policies in reducing potential risks introduced by third-party AI tools or applications EXCEPT:
- A. Allowing publicly available information and personally identifiable information (pii) to be incorporated into the prompt.
- B. Including clauses in the procurement agreement for buyers of generative AI tools to put certain liabilities on the tool supplier.
- C. Requiring new use cases of the generative AI tools or applications to be reviewed and approved by the generative AI governance body.
- D. Requiring an independent third-party bias audit for third-party generative AI tools.
Answer: A
Explanation:
Allowing publicly available information and personally identifiable information to be incorporated into prompts increases risk rather than reducing it, making it the least aligned with common risk- mitigation practices for third-party AI tools.
NEW QUESTION # 17
All of the following may be copyright risks from teachers using generative AI to create course content EXCEPT?
- A. Students must expressly consent to this use of generative AI.
- B. Generative AI is generally trained using intellectual property owned by third parties.
- C. Content created by an LLM may be protectable under U.S. intellectual property law.
- D. Generative AI often creates content without attribution.
Answer: A
NEW QUESTION # 18
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