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| Section | Objectives |
|---|---|
| Regulatory and Legal Frameworks for AI | - Global AI governance regulations
|
| AI Risk Management and Impact Assessment | - Risk identification and mitigation
|
| Foundations of AI Systems and Governance | - AI system concepts, lifecycle, and terminology
|
| AI Lifecycle Governance Implementation | - Operational governance controls
|
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111. Frage
CASE STUDY
Please use the following to answer the next question:
A mid-size US healthcare network has decided to develop an AI solution to detect a type of cancer that is most likely to arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records to a radiologist for secondary review pursuant to agreed-upon criteria (e.g., a confidence score below a threshold).
To date, the healthcare network has:
- Defined its AI ethical principles.
- Conducted discovery to identify the intended uses and success
criteria for the system.
- Established an AI risk committee.
- Assembled a cross-functional team with clear roles and
responsibilities.
- Created policies and procedures to document standards, workflows,
timelines and risk thresholds during the project.
The healthcare network intends to retain a cloud provider to host the solution. It also intends to retain a large consulting firm to supplement its small data science team and help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.
In the design phase, what is the most important step for the healthcare network to take when mapping its existing data to the clinical research partner data?
Antwort: C
Begründung:
Identifying fits and gaps in the combined data helps the healthcare network understand the compatibility and completeness of datasets for effective AI model development.
112. Frage
What is the primary reason the EU is considering updates to its Product Liability Directive?
Antwort: B
Begründung:
The EU's update to the Product Liability Directive primarily aims to address the challenges posed by digital services and connected products, ensuring that liability rules are fit for purpose in the digital age and the circular economy.
113. Frage
Scenario:
An organization is evaluating different AI models for integration into its internal workflows. Before moving forward with a particular AI solution from a third-party vendor, the governance team needs to assess the ethical and operational implications of the model.
The most important policy to assess the operations of an AI model is to follow the:
Antwort: C
Begründung:
The correct answer is A. The Acceptable Use Policy (AUP) sets the primary terms and conditions under which the AI model can be used, including limitations, prohibited uses, and operational constraints.
From the AIGP ILT Guide:
"The AUP is the most critical document to assess what you can and cannot do with the AI system. It governs use cases, outlines forbidden uses (e.g., disinformation), and supports responsible AI practices." Also confirmed in the AI Governance in Practice Report 2024 (Third-Party AI Assurance section):
"Reviewing and adhering to the acceptable use policy ensures that the model is being used in a manner that aligns with both provider expectations and ethical AI practices."
114. Frage
According to the GDPR's transparency principle, when an Al system processes personal data in automated decision-making, controllers are required to provide data subjects specific information on?
Antwort: A
Begründung:
The GDPR's transparency principle requires that when personal data is processed for automated decision-making, including profiling, data subjects must be informed about the existence of such automated decision-making. Additionally, they must be provided with meaningful information about the logic involved, as well as the significance and the envisaged consequences of such processing for them. This requirement ensures that data subjects are fully aware of how their personal data is being used and the potential impacts, thereby promoting transparency and trust in the processing activities.
115. Frage
Which of the following compliance related controls within an organization is most easily adapted to identify AI risks?
Antwort: B
Begründung:
The correct answer is D because Privacy Impact Assessments are already structured processes designed to identify risks related to data use, processing, and potential harm to individuals. These assessments can be readily adapted to evaluate AI-specific risks, such as bias, automated decision-making impacts, and data protection concerns. AI governance frameworks emphasize leveraging existing compliance mechanisms to efficiently integrate AI risk management without duplicating processes. Privacy impact assessments align closely with AI risk evaluation because they examine how personal data is collected, used, and protected throughout the system lifecycle. Other options, such as penetration testing or training, focus on narrower objectives like security or awareness and are not comprehensive tools for identifying broader AI risks. Adapting PIAs supports a risk-based, scalable, and governance-aligned approach to managing AI systems.
116. Frage
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