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ISACA AAIA Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
  • Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
Topic 3
  • AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.

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ISACA Advanced in AI Audit Sample Questions (Q216-Q221):

NEW QUESTION # 216
An organization ' s AI model used in the recruitment screening process was found to favor one gender of candidates over others. It was noted that the AI model was trained on recruitment records where the majority of new hires were male. Which bias would this BEST demonstrate?

Answer: A

Explanation:
" Historical Bias " occurs when the training data reflects existing social prejudices or past inequalities. If an organization's historical hiring practices favored males, an AI model trained on those records will " learn " that being male is a characteristic of a successful candidate. This automates and perpetuates past discrimination into future decisions. The AAIA™ manual emphasizes that auditors must evaluate training data for historical bias to ensure fairness. Unlike confirmation bias (which involves seeking data that supports existing beliefs) or label bias (which involves incorrect classification), historical bias is a systemic issue inherent in the data collection from a flawed real-world environment.


NEW QUESTION # 217
Which of the following is the BEST recommendation for an organization that has adopted "vibe coding" (using AI to generate code based on high-level natural language prompts)?

Answer: D

Explanation:
"Vibe coding" or AI-assisted development carries the risk of introducing "hallucinated" vulnerabilities or insecure coding patterns that the AI learned from public (and potentially flawed) repositories. The most responsible control is to implement a rigorous, human-led "security checklist" for code reviews. This ensures that every line of AI-generated code is checked for common flaws like SQL injection or hardcoded credentials.


NEW QUESTION # 218
Which of the following is an IS auditor MOST likely to use in order to ensure an AI model has the ability to make correct predictions?

Answer: B

Explanation:
The confusion matrix is a key performance evaluation tool in machine learning and AI auditing.
According to the AAIATM Study Guide, a confusion matrix presents detailed information about actual versus predicted classifications, allowing auditors to assess accuracy, precision, recall, and F1 scores.
"A confusion matrix reveals not just how often predictions are correct, but also the types of errors being made--false positives and false negatives--thereby providing a clear view of the model's predictive reliability." Adversarial testing evaluates robustness, group analysis identifies bias across subgroups, and latency testing examines performance speed--not predictive accuracy. Thus, D is the most relevant for ensuring correct predictions.


NEW QUESTION # 219
During an AI audit, which artifact provides the BEST evidence that a model's decisions can be explained to a non-technical stakeholder?

Answer: A

Explanation:
Model cards and explainability reports translate technical model behavior into human- interpretable summaries of feature influence, intended audience, limitations, and performance characteristics.


NEW QUESTION # 220
An IS auditor is reviewing a dataset used by a university to train a predictive machine learning model. Which of the following MOST likely indicates risk that the model could not process all data and make necessary correlations?

Answer: C

Explanation:
A numeric field stored as an object (string) format (option C) indicates improper data typing. Models cannot correctly compute correlations or statistical relationships when numerical values are stored as textual data.
AAIA emphasizes that incorrect datatypes are one of the most common causes of ML model misbehavior, including:
* Failure to compute averages, correlations, or mathematical operations
* Silent errors in preprocessing
* Skewed learning patterns
* Incorrect feature importance evaluationsThus, the Final Grade Percent field in object format is the most significant indicator of processing risk.Options A, B, and D are valid datatypes for their respective fields and pose no inherent model processing risk.
References:
AAIA Domain 2: Data Quality, Data Types, and Preprocessing.
AAIA Domain 3: AI Readiness and Data Validation.


NEW QUESTION # 221
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