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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Law & Liability in Practice15%- Negligence and professional liability
  • 1. Contracts and legal agreements
  • 2. Intellectual property rights
Topic 2: Code of Ethics & Professional Duties25%- ASET Code of Ethics
  • 1. Duty to employer and client
  • 2. Duty to the profession and colleagues
  • 3. Duty to public safety, health and welfare
Topic 3: Safety, Health & Regulatory Compliance15%- Occupational Health and Safety Act (Alberta)
  • 1. Risk management and safety protocols
  • 2. Whistleblowing and reporting obligations
Topic 4: Legal Framework & Legislation25%- Engineering and Geoscience Professions Act
  • 1. Legal obligations and liabilities
  • 2. ASET Regulations
Topic 5: Professional Responsibility & Practice20%- Competence and scope of practice
  • 1. Accountability and professional conduct
  • 2. Conflict of interest and confidentiality

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ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q12-Q17):

NEW QUESTION # 12
Which of the following boards or committees is responsible for appointing members to the ASET Discipline Committee?

Answer: D

Explanation:
The corporate and regulatory structure of ASET is governed by the Engineering and Geoscience Professions Act (EGPA). The ASET Council functions as the ultimate governing body or "board of directors" for the association. As part of its statutory duty to manage the affairs of the profession and ensure the protection of the public, the ASET Council is granted the legal authority and responsibility to strike and populate the various statutory committees required by the Act. This includes formally appointing the qualified professional members and overseeing the government-appointed public members who sit on the Investigative Committee, the Practice Review Board, and the Discipline Committee. The Discipline Committee does not appoint itself (Option D), nor is it appointed by the Appeal Board (Option B). The Council ensures that the Discipline Committee is composed of experienced, impartial professionals capable of conducting fair, quasi-judicial hearings regarding member misconduct.


NEW QUESTION # 13
An officer is of the opinion that a tool, appliance, or piece of equipment is being used in an unsafe manner, or in a manner that is against code. Under the Occupational Health and Safety Act, what action may the officer take?

Answer: A

Explanation:
Provincial Occupational Health and Safety (OHS) officers possess significant legal authority to enforce workplace safety and prevent injuries. When an OHS officer conducts an inspection and identifies an immediate hazard-specifically, that a particular tool, appliance, or piece of equipment is defective, not up to code, or being used in an unsafe manner-they have the power to issue a targeted "Stop Use" order. This order legally compels the worker to immediately cease using that specific piece of equipment until it is repaired, replaced, or until proper training is administered. While OHS officers can issue broader "Stop Work" orders that shut down an entire site (Option A or C), they typically reserve that extreme measure for systemic, site-wide hazards that threaten imminent, catastrophic danger to all personnel. For a localized hazard involving a specific tool, the proportionate and standard legal action is a targeted order to stop using that specific item, allowing the rest of the compliant, safe site operations to continue.


NEW QUESTION # 14
A colleague tells a regulated member that a supervisor made unwelcome sexual advances at an after-work party. Which of the following should be the regulated member's first course of action in this situation?

Answer: C

Explanation:
Harassment, including sexual harassment, is a severe violation of professional ethics and occupational health and safety laws, regardless of whether it occurs strictly on company premises or at an after-work party connected to employment. The ASET Code of Ethics requires members to promote health and safety within the workplace, which includes psychological safety and freedom from harassment. When a colleague confides such an incident, doing nothing (A) or dismissing it as irrelevant (D) is unprofessional and lacks empathy. However, because the member is relying on hearsay and did not witness the event, they should generally not make a formal complaint on the victim's behalf without their consent (B), as this strips the victim of their agency and can complicate investigations. The most ethical, professional, and supportive first step is to empower the victim by strongly encouraging the colleague to report the incident directly to Human Resources or the appropriate internal authority so that a formal, legally sound investigation can be initiated.


NEW QUESTION # 15
A regulated member of ASET is preparing a bid on a major project. The member's friend, whose company is bidding on the same project, tells the member of a job opportunity at that company. The friend advises that the member would receive a very good salary plus a bonus if the member brought in a few documents, such as cost estimates and design details for the project. Which of the following ethical principles does this relate to?

Answer: D

Explanation:
This scenario describes a severe, multifaceted ethical violation and potential corporate espionage. Cost estimates, bidding strategies, and proprietary design details belong exclusively to the employer; they are highly confidential trade secrets. The friend is essentially offering a bribe (a job and a bonus) in exchange for stolen confidential information that would give the competitor an unfair advantage in the bidding process. Stealing this information violates the core ethical duty of fidelity and loyalty to the current employer. It is a direct breach of confidentiality. Furthermore, entertaining the offer while currently preparing a bid for the employer creates an immense, immediate conflict of interest.
Therefore, this situation most directly relates to the ASET ethical principle mandating that members must "Act with integrity towards clients or employers, maintain confidentiality and avoid a conflict of interest." A professional technologist must immediately reject this unethical offer and ideally disclose the competitor's corrupt behavior to their current employer.


NEW QUESTION # 16
A regulated member of ASET discovers that the organization the member works for is wrongly disposing of toxic substances in a river. Under the ASET Code of Ethics, which of the following is the first step for the member to take in this situation?

Answer: A

Explanation:
The ASET Code of Ethics mandates that members hold paramount the safety, health, and welfare of the public and the protection of the environment. Discovering the illegal dumping of toxic substances is a severe issue that a professional cannot ignore (Option C), as it directly violates this paramount duty.
However, professional protocol dictates a specific chain of escalation. A single technologist generally does not have the resources, authority, or specialized training to safely "clean up" toxic waste on their own (Option A), which could cause further harm. While reporting to an external environmental regulator (whistleblowing) is required if the company refuses to act (Option B), the ethical first step is to report the situation internally to the appropriate person in the organization, such as a direct supervisor, the environmental compliance officer, or upper management. This fulfills the duty of fidelity to the employer by giving the company the immediate opportunity to halt the illegal activity, initiate emergency response protocols, and self-report to the authorities as required by environmental law.


NEW QUESTION # 17
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