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| Topic 1 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 2 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q206-Q211):
NEW QUESTION # 206
All of the following are obligations of providers under the EU AI Act EXCEPT?
- A. Establishing a quality management system.
- B. Ensuring human oversight in accordance with the instructions for use.
- C. Performing post-market monitoring.
- D. Record keeping.
Answer: B
Explanation:
D is the exception because the EU AI Act distinguishes obligations imposed on providers from those imposed on deployers. Under Article 16, providers of high-risk AI systems must maintain required documentation and automatically generated logs under their control. Article 17 requires providers to establish a documented quality management system, which includes setting up, implementing, and maintaining a post-market monitoring system. These provisions support A, B, and C. By contrast, Article 26 requires deployers to take appropriate organizational and technical measures to use high-risk systems according to the provider's instructions and to assign human oversight to suitably competent, trained, and authorized natural persons. Providers must design high-risk systems so effective human oversight is possible, but actually ensuring oversight during operational use in accordance with instructions is principally a deployer obligation.
NEW QUESTION # 207
What is the key feature of Graphical Processing Units (GPUs) that makes them well-suited to running Al applications?
- A. GPUs can access memory quickly, resulting in lower latency than CPUs.
- B. The number of transistors on GPUs doubles every two years, making thechips smaller and lighter.
- C. GPUs run many tasks concurrently, resulting in faster processing.
- D. GPUs can run every task on a computer, making them more robust than CPUs.
Answer: C
Explanation:
GPUs (Graphical Processing Units) are well-suited to running AI applications due to their ability to run many tasks concurrently, which significantly enhances processing speed. This parallel processing capability makes GPUs ideal for handling the large-scale computations required in AI and deep learning tasks. Reference:
AIGP BODY OF KNOWLEDGE, which explains the importance of compute infrastructure in AI applications.
NEW QUESTION # 208
Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of Al systems?
- A. National Institute of Standards and Technology (NIST).
- B. National Science and Technology Council (NSTC).
- C. Department of Homeland Security (DHS).
- D. Office of Science and Technology Policy (OSTP).
Answer: A
Explanation:
The White House Executive Order of November 2023 designates the National Institute of Standards and Technology (NIST) as the responsible body for creating guidelines to conduct red-teaming tests of AI systems. NIST is tasked with developing and providing standards and frameworks to ensure the security, reliability, and ethical deployment of AI systems, including conducting rigorous red-teaming exercises to identify vulnerabilities and assess risks in AI systems.
Reference: AIGP BODY OF KNOWLEDGE, sections on AI governance and regulatory frameworks, and the White House Executive Order of November 2023.
NEW QUESTION # 209
CASE STUDY
Please use the following to answer the next question:
A mid-size US healthcare network has decided to develop an AI solution to detect a type of cancer that is most likely to arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records to a radiologist for secondary review pursuant to agreed-upon criteria (e.g., a confidence score below a threshold).
To date, the healthcare network has:
- Defined its AI ethical principles.
- Conducted discovery to identify the intended uses and success
criteria for the system.
- Established an AI risk committee.
- Assembled a cross-functional team with clear roles and
responsibilities.
- Created policies and procedures to document standards, workflows,
timelines and risk thresholds during the project.
The healthcare network intends to retain a cloud provider to host the solution. It also intends to retain a large consulting firm to supplement its small data science team and help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.
The most significant risk from combining the healthcare network's existing data with the clinical research partner data is?
- A. Privacy risk.
- B. Reputational risk.
- C. Security risk.
- D. Operational risk.
Answer: A
Explanation:
Combining datasets, even if de-identified, increases the risk of re-identification and other privacy concerns, making privacy risk the most significant in this context.
NEW QUESTION # 210
A company deploys an AI model for fraud detection in online transactions. During its operation, the model begins to exhibit high rates of false positives, flagging legitimate transactions as fraudulent.
Which is the best step the company should take to address this development?
- A. Conduct training for customer service teams to handle flagged transactions.
- B. Maintain records of all false positives.
- C. Dedicate more resources to monitor the model.
- D. Deactivate the model until an assessment is made.
Answer: D
Explanation:
When an AI system causessignificant false positives, especially in sensitive contexts likefraud detection, the priority is tohalt harmful activityand perform a full assessment. Continued use without understanding the fault may cause furthercustomer harmand legal exposure.
From theAI Governance in Practice Report2025:
"Incident management plans should enable identification, escalation, and system rollback to prevent continued harm from malfunctioning AI systems." (p. 12, 35)
NEW QUESTION # 211
......
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