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| Topic | Details |
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| Topic 1 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| Topic 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| Topic 3 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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ISACA Advanced in AI Audit Sample Questions (Q169-Q174):
NEW QUESTION # 169
Which of the following is the GREATEST risk associated with using AI in audit planning?
- A. Scope creep
- B. Limited knowledge
- C. Increased planning costs
- D. Incomplete data
Answer: D
Explanation:
In the context of AI-driven audit planning, the AAIATM Study Guide identifies incomplete or inaccurate data as the most significant risk. If the data input into AI tools is missing, outdated, or inconsistent, the model's suggestions for risk prioritization or control testing will be flawed.
"Audit planning supported by AI tools is only as strong as the underlying data. Incomplete data may cause incorrect risk assessments or misallocate audit resources, undermining audit effectiveness." While scope creep and cost are common concerns in project management, and limited AI knowledge can be mitigated through training, only incomplete data directly impacts the validity of audit planning outputs.
NEW QUESTION # 170
Which control is MOST effective in reducing the risk of sensitive data being exposed through a large language model's outputs?
- A. Data minimization and output filtering/redaction of sensitive information
- B. Increasing the model's context window
- C. Reducing model latency
- D. Using a larger training corpus
Answer: A
Explanation:
Limiting what sensitive data enters the model (minimization) and filtering outputs before they reach end users reduces the risk of inadvertent disclosure of PII or confidential data.
NEW QUESTION # 171
A bank uses a video-based know your customer (KYC) verification process. Cybercriminals exploit this process by using deepfake technology to impersonate bank customers. Which of the following countermeasures is the BEST way for the bank to mitigate this risk?
- A. Leveraging AI-based liveness detection during video verification
- B. Discontinuing the use of the video-based verification process
- C. Requesting additional identity and address documents for verification
- D. Encrypting all customer data and communication
Answer: A
Explanation:
Liveness detection is the most effective countermeasure against deepfakes in video-based verification. AI-based liveness detection analyzes facial movement, micro-expressions, and other biometric cues to differentiate real humans from manipulated video content.
"To protect against identity spoofing and deepfake exploitation, biometric systems must incorporate liveness detection protocols capable of detecting synthetic imagery or falsified video data." Encryption (C) protects data at rest and in transit but does not prevent impersonation.
Discontinuation (D) may not be necessary if effective countermeasures like B are in place.
NEW QUESTION # 172
When auditing a research agency's use of generative AI models for analyzing scientific data, which of the following is MOST critical to evaluate in order to prevent hallucinatory results and ensure the accuracy of outputs?
- A. The measures in place to ensure the appropriateness and relevance of input data for generative AI models
- B. The algorithms for generative AI models designed to detect and correct data bias before processing
- C. The frequency of data audits verifying the integrity and accuracy of inputs
- D. The effectiveness of data anonymization processes that help preserve data quality
Answer: A
NEW QUESTION # 173
A car manufacturer uses an AI model to predict maintenance needs for its vehicles. Which of the following techniques can an IS auditor apply to MOST effectively verify the AI model's decisions to stakeholders?
- A. Utilizing support vector machines (SVM) to classify vehicles based on maintenance urgency
- B. Using neural network visualization to show how the AI model processes data through its layers
- C. Using local interpretable model-agnostic explanation (LIME) to analyze how specific features contribute to predictions
- D. Using K-means algorithms to group vehicles based on mileage or engine temperature for maintenance patterns
Answer: C
NEW QUESTION # 174
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