ActualPDF PECB ISO-IEC-27001-Lead-Implementer Practice Test

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PECB ISO-IEC-27001-Lead-Implementer Exam Syllabus Topics:

SectionObjectives
Topic 1: Monitoring, Measurement, and Continuous Improvement- Improvement actions
  • 1. Continual improvement of ISMS
    • 2. Nonconformity and corrective actions
      - Performance evaluation
      • 1. Internal audit process
        • 2. Management review
          Topic 2: Implementing and Operating an ISMS- ISMS controls implementation
          • 1. Annex A controls implementation
            • 2. Operational control of processes
              - Documentation and resource management
              • 1. Competence and awareness
                • 2. Documented information requirements
                  Topic 3: Certification Audit Preparation and ISMS Maintenance- Certification readiness
                  • 1. Stage 1 and Stage 2 audit preparation
                    • 2. Audit evidence preparation
                      Topic 4: Planning and Initiating ISMS Implementation- Risk management planning
                      • 1. Risk treatment planning
                        • 2. Risk assessment methodology
                          - Scope definition and leadership commitment
                          • 1. Leadership and policy establishment (Clause 5)
                            • 2. Context of the organization (Clause 4)
                              Topic 5: Fundamentals of Information Security Management System (ISMS)- ISO/IEC 27001 principles and structure
                              • 1. Information security concepts and terminology
                                • 2. ISMS framework overview

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                                  PECB Certified ISO/IEC 27001 Lead Implementer Exam Sample Questions (Q220-Q225):

                                  NEW QUESTION # 220
                                  Scenario 10: ProEBank
                                  ProEBank is an Austrian financial institution known for its comprehensive range of banking services.
                                  Headquartered in Vienna, it leaverages the city's advanced technological and financial ecosystem To enhance its security posture, ProEBank has implementied an information security management system (ISMS) based on the ISO/IEC 27001. After a year of having the ISMS in place, the company decided to apply for a certification audit to obtain certification against ISO/IEC 27001.
                                  To prepare for the audit, the company first informed its employees for the audit and organized training sessions to prepare them. It also prepared documented information in advance, so that the documents would be ready when external auditors asked to review them Additionally, it determined which of its employees have the knowledge to help the external auditors understand and evaluate the processes.
                                  During the planning phase for the audit, ProEBank reviewed the list of assigned auditors provided by the certification body. Upon reviewing the list, ProEBank identified a potential conflict of interest with one of the auditors, who had previously worked for ProEBank's mein competitor in the banking industry To ensure the integrity of the audit process. ProEBank refused to undergo the audit until a completely new audit team was assigned. In response, the certification body acknowledged the conflict of interest and made the necessary adjustments to ensure the impartiality of the audit team After the resolution of this issue, the audit team assessed whether the ISMS met both the standard's requirements and the company's objectives. During this process, the audit team focused on reviewing documented information.
                                  Three weeks later, the team conducted an on-site visit to the auditee's location where they aimed to evaluate whether the ISMS conformed to the requirements of ISO/IEC 27001. was effectively implemented, and enabled the auditee to reach its information security objectives. After the on-site visit the team prepared the audit conclusions and notified the auditee that some minor nonconformities had been detected The audit team leader then issued a recommendation for certification.
                                  After receiving the recommendation from the audit team leader, the certification body established a committee to make the decision for certification. The committee included one member from the audit team and two other experts working for the certification body.
                                  The certification body's final decision for certification was made by acommitteethat includedone auditor from the audit teamand two other experts.
                                  Question:
                                  Is this acceptable?

                                  Answer: A

                                  Explanation:
                                  ISO/IEC 17021-1:2015 Clause 7.2.7 clearly states:
                                  "The personnel making the certification decision shall not have participated in the audit." This separation of duties ensures impartiality. Including anauditor from the same audit teamin the decision- making process is aviolationof this clause, regardless of intent.


                                  NEW QUESTION # 221
                                  Nimbus Route, a cloud-native logistics optimization company based in the Netherlands, offers Al-driven route planning fleet management tools, and real time shipment tracking solutions to clients across Europe and North America. To safeguard sensitive logistics data and ensure resilience across its cloud services. Nimbus Route has implemented an information security management system (ISMS) based on ISO/lEC 27001. The company is also integrating intelligent transport systems and predictive analytics to increase operational efficiency and sustainability. As part of the ISMS implementation process, the company is determining the competence levels required to manage its ISMS. It has considered various factors when defining these competence requirements, including technological advancements, regulatory requirements, the company's mission.
                                  strategic objectives, available resources. as well as the needs and expectations of its customers. Furthermore, the company has established clear guidelines for internal and external communication related to the ISMS, defining what information to share, when to share it. with whom, and through which channels. However, not all communications have been formally documented: instead, the company classified and managed communication based on its needs. ensuring that documentation is maintained only to the extent necessary for the ISMS's effectiveness To support its expanding digital services and ensure operational scalability. Nimbus Route utilizes virtualized computing resources provided by an external cloud service provider. This setup allows the company to configure and manage its operating systems, deploy applications. and control storage environments as needed while relying on the provider to maintain the underlying cloud environment. To further enhance is predictive capabilities. Nimbus Route is adopting machine learning techniques across several of its core services Specifically, it uses machine learning for route optimization and delivery time estimation, leveraging algorithms such as logistic regression and support vector machines to identify patterns in historical transportation data. As Nimbus Route's ISMS matures, the company has chosen a chased approach to its transition into full operational mode Rather than waiting for a formal launch, individual elements of the ISMS, such as risk treatment procedures, access controls, and audit logging, are being activated progressively as soon as they are developed and approved Based on the scenario above answer the following question.
                                  According to scenario 7. which critical element is missing from United NetSure's communication strategy?

                                  Answer: B

                                  Explanation:
                                  The correct and verified answer is B. A defined timeline for when communications would take place.
                                  The scenario shows that Nimbus Route:
                                  * Identified what information to share
                                  * Determined with whom to communicate
                                  * Defined channels for communication
                                  * Used classification-based documentation
                                  However, the scenario does not explicitly state that a formal communication timeline or schedule was defined.
                                  ISO/IEC 27001:2022 Clause 7.4 - Communication requires organizations to determine:
                                  "what to communicate; when to communicate; with whom to communicate; and how to communicate." While Nimbus Route addressed what, with whom, and how, the explicit timing ("when") element is missing, which is essential for structured, auditable ISMS communication.
                                  * Option A is incorrect because stakeholders were clearly considered.
                                  * Option C is incorrect because communication channels and methods were defined.


                                  NEW QUESTION # 222
                                  The purpose of control 5.9 inventory of Information and other associated assets of ISO/IEC 27001 is to identify organization's information and other associated assets in order to preserve their information security and assign ownership. Which of the following actions docs NOT fulfill this purpose?

                                  Answer: B


                                  NEW QUESTION # 223
                                  Scenario 9: OpenTech provides IT and communications services. It helps data communication enterprises and network operators become multi-service providers During an internal audit, its internal auditor, Tim, has identified nonconformities related to the monitoring procedures He identified and evaluated several system Invulnerabilities.
                                  Tim found out that user IDs for systems and services that process sensitive information have been reused and the access control policy has not been followed After analyzing the root causes of this nonconformity, the ISMS project manager developed a list of possible actions to resolve the nonconformity. Then, the ISMS project manager analyzed the list and selected the activities that would allow the elimination of the root cause and the prevention of a similar situation in the future. These activities were included in an action plan The action plan, approved by the top management, was written as follows:
                                  A new version of the access control policy will be established and new restrictions will be created to ensure that network access is effectively managed and monitored by the Information and Communication Technology (ICT) Department The approved action plan was implemented and all actions described in the plan were documented.
                                  Based on scenario 9. is the action plan for the identified nonconformities sufficient to eliminate the detected nonconformities?

                                  Answer: A

                                  Explanation:
                                  According to ISO/IEC 27001:2022, clause 10.1, an action plan for nonconformities and corrective actions should include the following elements1:
                                  What needs to be done
                                  Who is responsible for doing it
                                  When it will be completed
                                  How the effectiveness of the actions will be evaluated
                                  How the results of the actions will be documented
                                  In scenario 9, the action plan only describes what needs to be done and who is responsible for doing it, but it does not specify when it will be completed, how the effectiveness of the actions will be evaluated, and how the results of the actions will be documented. Therefore, the action plan is not sufficient to eliminate the detected nonconformities.
                                  1: ISO/IEC 27001:2022, Information technology - Security techniques - Information security management systems - Requirements, clause 10.1, Nonconformity and corrective action.


                                  NEW QUESTION # 224
                                  Org Y. a well-known bank, uses an online banking platform that enables clients to easily and securely access their bank accounts. To log in. clients are required to enter the one-time authorization code sent to their smartphone. What can be concluded from this scenario?

                                  Answer: C


                                  NEW QUESTION # 225
                                  ......

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