ISO-IEC-27001-Lead-Auditor合格受験記 & ISO-IEC-27001-Lead-Auditor認定内容

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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Information Security Controls (ISO/IEC 27002:2022)25%- Control categories and implementation guidance
  • 1. Physical controls
    • 2. People controls
      • 3. Technological controls
        • 4. Organizational controls
          Topic 2: Requirements of ISO/IEC 27001:202230%- Leadership and planning
          • 1. Management commitment and policy establishment
            • 2. Information security objectives and risk treatment planning
              - General requirements and ISMS scope definition
              • 1. Understanding the organization and its context
                • 2. Determining ISMS boundaries and applicability
                  - Support, operation, performance evaluation and improvement
                  • 1. Internal audit and management review
                    • 2. Resource management and competence
                      • 3. Corrective action and continual improvement
                        Topic 3: Auditing Principles and Practices30%- Audit execution
                        • 1. Collecting and verifying audit evidence
                          • 2. Conducting interviews and document reviews
                            • 3. Identifying nonconformities and opportunities for improvement
                              - Audit concepts and principles
                              • 1. Independence, objectivity and evidence-based approach
                                • 2. Audit types and objectives
                                  - Audit preparation and planning
                                  • 1. Defining audit scope, criteria and methodology
                                    • 2. Development of audit plan and checklist
                                      - Audit reporting and follow-up
                                      • 1. Corrective action verification and closure
                                        • 2. Structure and content of audit report
                                          Topic 4: Fundamental Concepts of Information Security15%- Information security principles and definitions
                                          • 1. Confidentiality, integrity, availability
                                            • 2. Risk management fundamentals
                                              - Overview of ISO/IEC 27000 family of standards
                                              • 1. Structure and scope of ISO/IEC 27000 series
                                                • 2. Relationship between ISO/IEC 27001 and other standards

                                                  >> ISO-IEC-27001-Lead-Auditor合格受験記 <<

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                                                  PECB Certified ISO/IEC 27001 Lead Auditor exam 認定 ISO-IEC-27001-Lead-Auditor 試験問題 (Q111-Q116):

                                                  質問 # 111
                                                  What is the goal of classification of information?

                                                  正解:A

                                                  解説:
                                                  Explanation
                                                  The goal of classification of information is to structure information according to its sensitivity and value for the organization. Classification of information helps to determine the appropriate level of protection and handling for each type of information. Applying labels making the information easier to recognize is not the goal of classification, but a method of implementing classification. Creating a manual about how to handle mobile devices is not related to classification of information, but to information security policies and procedures. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 33. : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 34. : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 35. : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page
                                                  36.


                                                  質問 # 112
                                                  An external auditor received an offer to conduct an ISMS audit at a research development company. Before accepting it, they discussed with the internal auditor of the auditee, who was their friend, about previous audit reports. Is this acceptable?

                                                  正解:B

                                                  解説:
                                                  No, the auditor should uphold objectivity even when deciding whether to accept the audit mandate or not. Discussing previous audit reports with a friend who is an internal auditor at the auditee may compromise the external auditor's objectivity and independence.


                                                  質問 # 113
                                                  Please match the following situations to the type of audit required.

                                                  正解:

                                                  解説:

                                                  Explanation
                                                  * Top management requests auditors from the organisation's compliance department to audit the production process in order to ensure the final product meets quality requirements = First-party audit
                                                  * Auditors from the buyer's organisation audit their raw material supplier to ensure the supply fulfils the order and contract = Second-party audit
                                                  * Auditors from an independent certification body conduct an audit of the organisation to verify conformity with an ISO Standard for certification purposes = Third-party audit
                                                  * The organisation has been audited against two management system standards in one audit = Combined audit Explanation: According to the ISO/IEC 27001 standard, there are three main categories of audits: internal, external, and certification1. An internal audit, also known as a first-party audit, is an audit conducted by the organisation itself, or by an external party on its behalf, for management review and other internal purposes12. An external audit, also known as a second-party audit, is an audit conducted by a customer or other interested party on a supplier or contractor to verify compliance with contractual or other requirements12. A certification audit, also known as a third-party audit, is an audit conducted by an independent certification body to verify conformity with an ISO standard for certification purposes12. A combined audit is an audit where two or more management system standards are audited together3.
                                                  References: 1: PECB Candidate Handbook - ISO/IEC 27001 Lead Auditor, page 192: ISO 27001 Audit Types and How They are Conducted23: The Four ISO 27001 Audit Categories, Explained4


                                                  質問 # 114
                                                  You are an experienced ISMS audit team leader providing guidance to an auditor in training.
                                                  The auditor in training appears to be confused about the interpretation of competence in ISO 27001:2022 and is seeking clarification from you that his understanding is correct. He sets out a series of mini scenarios and asks you which of these you would attribute to a lack of competence. Select four correct options.

                                                  正解:B、D、E、F

                                                  解説:
                                                  These four scenarios are examples of a lack of competence, which is defined as the ability to apply the knowledge and skills needed to perform a work role or a task effectively and efficiently12. Competence in ISO 27001:2022 is determined by the organisation's needs and expectations, and it is based on the relevant education, training, or experience of the people involved in the ISMS34. The organisation is required to ensure that all the people who affect the performance of the ISMS are competent, and to provide them with the necessary training and awareness to fulfil their roles and responsibilities35. The four scenarios indicate that the people involved either lack the knowledge or skills to perform their tasks, or have not received the appropriate training or guidance to do so. The other scenarios are not related to competence, but to other factors such as negligence, error, or policy violation.
                                                  References: = 1: ISO 19011:2018 Guidelines for auditing management systems, clause 3.72: ISO/IEC 27007:
                                                  2011 Information technology - Security techniques - Guidelines for information security management systems auditing, clause 53: ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, clause 7.24: ISO 27001 Requirement 7.2 - Competence | ISMS.online15: ISO27001 Clause 7.2 Competence - Ultimate Certification Guide - High Table3


                                                  質問 # 115
                                                  Which of the following is a preventive security measure?

                                                  正解:C

                                                  解説:
                                                  Explanation
                                                  A preventive security measure is a measure that aims to prevent or deter potential incidents from occurring, or to reduce their likelihood or impact. A preventive security measure can be a policy, a procedure, a device, a technique or an action that reduces the exposure to threats and vulnerabilities. Storing sensitive information in a data safe is an example of a preventive security measure, because it protects the information from unauthorized access, disclosure, modification or destruction by physical means, such as theft, fire, flood, etc.
                                                  ISO/IEC 27001:2022 defines preventive control as "control that modifies risk by avoiding an unwanted incident" (see clause 3.19). References: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, [What is Preventive Security?]


                                                  質問 # 116
                                                  ......

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