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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: CMMC Ecosystem | 5% | - Roles and responsibilities across the CMMC ecosystem |
| Topic 2: Scoping | 15% | |
| Topic 3: CMMC-AB Code of Professional Conduct (Ethics) | 5% | |
| Topic 4: CMMC Governance and Source Documents | 15% | |
| Topic 5: CMMC Model Construct and Implementation Evaluation | 35% | |
| Topic 6: CMMC Assessment Process (CAP) | 25% |
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NEW QUESTION # 93
The results package for a Level 2 Assessment is being submitted. What MUST a Final Report. CMMC Assessment Results include?
Answer: C
Explanation:
Understanding the CMMC Level 2 Final Report Requirements
For aCMMC Level 2 Assessment, theFinal CMMC Assessment Results Reportmust include:
Assessment findings for each practice
Final ratings (MET or NOT MET) for each practice
A detailed rationale for each practice rated as NOT MET
Why "B. Documented rationale for each failed practice" is Correct?
The CMMC Assessment Process (CAP) Guidestates that if a practice is markedNOT MET, theassessors must provide a rationale explaining why it failed.
This rationale helps theOSC understand what needs remediationand, if applicable, whether the deficiency can be addressed via aPlan of Action & Milestones (POA&M).
TheFinal Report serves as an official recordand must be submitted as part of theresults package.
Why Other Answers Are Incorrect?
A). Affirmation for each practice or control (Incorrect)
While the report includes aMET/NOT MET ratingfor each practice,affirmation is not a required component.
C). Suggested improvements for each failed practice (Incorrect)
Assessors do not provide recommendations for improvement-they only document findings and rationale.
Providing suggestions would create aconflict of interestperCMMC-AB Code of Professional Conduct.
D). Gaps or deltas due to any reciprocity model are recorded as met (Incorrect) If an organization isleveraging reciprocity (e.g., FedRAMP, Joint Surveillance Voluntary Assessments), gapsmust still be documented-not automatically marked as "MET." Conclusion The correct answer isB. Documented rationale for each failed practice, as this is amandatory requirement in the Final CMMC Assessment Results Report.
References:
CMMC Assessment Process (CAP) Guide
DFARS 252.204-7021
NEW QUESTION # 94
Per DoDI 5200.48: Controlled Unclassified Information (CUI), CUI is marked by whom?
Answer: B
Explanation:
Who is Responsible for Marking CUI?According toDoDI 5200.48 (Controlled Unclassified Information (CUI)), the responsibility for marking CUI falls on theauthorized holder of the information.
* Definition of an Authorized Holder
* PerDoDI 5200.48, Section 3.4, anauthorized holderis anyone who has beengranted accessto CUI and is responsible for handling, safeguarding, and marking it according toDoD CUI policy.
* The authorized holder may be:
* ADoD employee
* Acontractorhandling CUI
* Anyorganization or individual authorizedto access and manage CUI
* DoD Guidance on CUI Marking Responsibilities
* DoDI 5200.48, Section 4.2:
* The individual creating or handling CUImust apply the appropriate markings as per the DoD CUI Registry guidelines.
* DoDI 5200.48, Section 5.2:
* Themarking responsibility is NOT limited to a specific positionlike an Information Disclosure Official or a high-level DoD office.
* Instead, it is theresponsibility of the person or entity generating, handling, or disseminatingthe CUI.
* Why the Other Answer Choices Are Incorrect:
* (A) DoD OUSD (Office of the Under Secretary of Defense):
* The OUSD plays apolicy-setting rolebut doesnot directly mark CUI.
* (C) Information Disclosure Official:
* This role is responsible forpublic release of information, but marking CUI is the duty of theauthorized holdermanaging the data.
* (D) Presidential authorized Original Classification Authority (OCA):
* OCAs classifynational security information (Confidential, Secret, Top Secret), not CUI, which isnot classified information.
Step-by-Step Breakdown:Final Validation from DoDI 5200.48:PerDoDI 5200.48, authorized holders are explicitly responsible for marking CUI, making this the correct answer.
NEW QUESTION # 95
There are 15 practices that are NOT MET for an OSC's Level 2 Assessment. All practices are applicable to the OSC. Which determination should be reached?
Answer: C
NEW QUESTION # 96
Who makes the final determination of the assessment method used for each practice?
Answer: B
NEW QUESTION # 97
An OSC has submitted evidence for an upcoming assessment. The assessor reviews the evidence and determines it is not adequate or sufficient to meet the CMMC practice. What can the assessor do?
Answer: D
Explanation:
Step 1: Understand the Assessor's Role and Chain of Responsibility
During a CMMC assessment, the assessor ispart of the team organized by a C3PAO (Certified Third-Party Assessment Organization). If the assessor determines thatevidence is insufficient or inadequate, they arenot authorizedto act independently in terms of halting or postponing the assessment.
Source Reference: CMMC Assessment Process (CAP) v1.0 - Section 3.5.4 & 3.5.6
"If the Assessment Team identifies gaps in the sufficiency or adequacy of evidence, they must work with the Lead Assessor and C3PAO to determine the appropriate course of action."
#Step 2: Why Contacting the C3PAO Is the Correct Action
The C3PAO is responsible for overseeing the assessment lifecycle.
If evidence isnot adequate, the assessor mustescalate within their organization(i.e., to the Lead Assessor or C3PAO point of contact) to:
Request clarifications from the OSC,
Determine if additional evidence can be requested,
Decide on continuing, pausing, or modifying the assessment schedule.
#Why the Other Options Are Incorrect
A). Notify the CMMC-AB
#Incorrect. The Cyber AB (formerly CMMC-AB) isnot involved in operational aspectsof assessments. They do not manage day-to-day assessment decisions.
B). Cancel the assessment
#Incorrect. An assessorcannot unilaterally cancelan assessment. Only theC3PAO, in consultation with all parties, may take such action.
C). Postpone the assessment
#Incorrect. Postponements are logistical decisions that must be managed through theC3PAO, not an individual assessor.
When an assessor determines that the evidence submitted by an OSC is inadequate or insufficient to meet a CMMC practice, thecorrect and required course of action is to consult with the C3PAO. The C3PAO will provide guidance or coordinate appropriate next steps.
NEW QUESTION # 98
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