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ISACA AAISM Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
Topic 2
  • AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.
Topic 3
  • AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.

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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q306-Q311):

NEW QUESTION # 306
A global organization experienced multiple incidents of staff pasting confidential data into public chatbots. Which action is MOST important to reduce short-term risk?

Answer: D

Explanation:
AAISM states that the most effective short-term mitigation for unintentional data leakage into public AI tools is targeted, role-based AI security awareness, focused on:
- what data cannot be entered
- consequences of leakage
- real-world scenarios employees face
An acceptable-use policy (C) is necessary but insufficient alone. Blocking LLMs (D) may reduce access but does not change user behavior and may cause shadow AI usage. Generic phishing training (B) does not address AI misuse risks.


NEW QUESTION # 307
A global organization has experienced multiple incidents of staff copying confidential data into public chatbots and acting on the model outputs. Which of the following is MOST important to reduce short-term risk when launching an AI security awareness initiative?

Answer: B

Explanation:
AAISM prescribes targeted, role-based, scenario-driven training aligned to policy and job tasks as the highest- impact near-term intervention for human-factor AI risks. By mapping concrete "do/don't" behaviors (e.g., what data may/may not be pasted into public chatbots, required redaction steps, approved tools, verification of outputs) to specific roles, organizations rapidly reduce incident likelihood and harmful actions.
* A (blocking) is a technical containment option but is not an awareness-initiative control and may cause workarounds; AAISM treats it as complementary, not a substitute for behavior change.
* B generic modules fail to address the specific misuse pattern.
* D signatures provide attestations without ensuring comprehension or changed behavior.
References:* AI Security Management™ (AAISM) Body of Knowledge: Human-centric Controls-Role- based training, policy-to-practice mapping, and scenario exercises for rapid risk reduction.* AI Security Management™ Study Guide: Awareness program design for generative AI misuse; behavior-anchored training outcomes.


NEW QUESTION # 308
When addressing privacy concerns related to AI systems, which of the following is the GREATEST significance of user consent for an organization?

Answer: B

Explanation:
Within AAISM's privacy governance, consent is a lawful basis that authorizes processing of personal data for defined purposes. Its principal significance is granting the organization the authority to process user data in AI workflows in line with stated purposes and limits. While fairness (A) and security controls (C) are essential, they are distinct obligations; data subject rights such as rectification/erasure (B) exist regardless of consent and are not "enabled" by it. Therefore, the greatest significance of consent is that it legally permits processing under declared purposes and constraints.
References: AI Security Management™ (AAISM) Body of Knowledge - Privacy & Data Protection in AI; Lawful Basis and Purpose Limitation. AAISM Study Guide - Consent, Transparency, and Data Subject Rights; Privacy-by-Design Controls in AI Pipelines.


NEW QUESTION # 309
As organizations increasingly rely on vendors to develop AI systems, which of the following is the MOST effective way to monitor vendors and ensure compliance with ethical and security standards?

Answer: A

Explanation:
AAISM vendor governance guidance identifies regular audits of vendor processes as the most effective method of ensuring compliance with ethical and security standards. Independent audits provide verifiable assurance that vendors are meeting agreed-upon requirements. Self- attestation, internal monitoring, or documentation sharing provide some transparency but do not guarantee compliance. The best practice, particularly for high-risk AI deployments, is independent and recurring audits of vendor processes.


NEW QUESTION # 310
Which of the following should be done FIRST when developing an acceptable use policy for generative AI?

Answer: C

Explanation:
According to the AAISM framework, the first step in drafting an acceptable use policy is defining the scope and intended use of the AI system. This ensures that governance, regulatory considerations, risk assessments, and alignment with organizational policies are all tailored to the specific applications and functions the AI will serve. Once scope and intended use are clearly defined, legal, regulatory, and risk considerations can be systematically applied. Without this step, policies risk being generic and misaligned with business objectives.
References:
AAISM Study Guide - AI Governance and Program Management (Policy Development Lifecycle) ISACA AI Governance Guidance - Defining Scope and Use Priorities


NEW QUESTION # 311
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