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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Certification and Accreditation Framework15%- Certification decision process
- Audit report preparation and documentation
- Surveillance and re-certification audits
- ISO/IEC 17021-1 requirements for certification bodies
- Principles of certification bodies
Topic 2: ISMS Audit Based on ISO 19011 and ISO/IEC 17021-125%- Auditing organizational structure and roles
- Auditing risk assessment and treatment processes
- Continual improvement processes
- Auditing control selection and implementation (Annex A)
- Measuring, monitoring, and reporting ISMS performance
- Auditing leadership commitment
- Auditing the context of the organization
Topic 3: Audit Principles and Audit Process20%- Audit sampling methodology
- Risk-based audit approach
- Audit evidence collection techniques
- Audit types and stages ( initiation, planning, execution, reporting)
- Audit scope and objectives
Topic 4: Information Security Management Systems (ISMS) and the ISO/IEC 27001 Standard15%- Regulatory and legal considerations in information security
- Fundamental principles and concepts of information security
- Overview of ISO/IEC 27001 and its relationship with ISO/IEC 27002
Topic 5: Audit Lifecycle and Competencies of the Lead Auditor25%- Audit follow-up and corrective action verification
- Leading an audit team
- Managing audit relationships with audited parties
- Conflict resolution during audits
- Audit communication strategies

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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q351-Q356):

NEW QUESTION # 351
Which one of the following conclusions in the audit report is not required by the certification body when deciding to grant certification?

Answer: A

Explanation:
The conclusion in the audit report that is not required by the certification body when deciding to grant certification is that the organisation fully complies with all legal and other requirements applicable to the ISMS. This is because the certification body does not have the authority or the responsibility to verify the legal compliance of the organisation, as this is outside the scope of ISO/IEC 27001:2022. The certification body only evaluates the conformity of the organisation's ISMS with the requirements of the standard, which include the establishment of a process to identify and evaluate the legal and other requirements that are relevant to the ISMS. The organisation is responsible for ensuring its own legal compliance and for providing evidence of such compliance to the certification body if requested. References: = ISO/IEC 27001:2022, clause 6.1.3; ISO/IEC 27006:2022, clause 9.2.2.4; PECB Candidate Handbook ISO 27001 Lead Auditor, page 29.


NEW QUESTION # 352
During a third-party certification audit you are presented with a list of issues by an auditee. Which four of the following constitute 'external' issues in the context of a management system to ISO/IEC 27001:2022?

Answer: A,B,E,G

Explanation:
According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), clause 4.1 requires an organization to determine external and internal issues that are relevant to its purpose and that affect its ability to achieve the intended outcomes of its ISMS2. External issues are those that originate from outside the organization, such as legal, regulatory, cultural, social, political, economic, natural and competitive factors2. Internal issues are those that originate from within the organization, such as governance, structure, roles and responsibilities, policies, objectives, culture, capabilities, resources and information systems2. Therefore, based on this definition, four examples of external issues in the context of a management system to ISO/IEC 27001:2022 are a rise in interest rates in response to high inflation (which affects the economic environment of the organization), a reduction in grants as a result of a change in government policy (which affects the political and legal environment of the organization), higher labour costs as a result of an aging population (which affects the social and demographic environment of the organization), and inability to source raw materials due to government sanctions (which affects the trade and supply environment of the organization)2. The other options are examples of internal issues, as they originate from within the organization or its activities. For example, poor levels of staff competence as a result of cuts in training expenditure (which affects the capabilities and resources of the organization), increased absenteeism as a result of poor management (which affects the culture and performance of the organization), poor morale as a result of staff holidays being reduced (which affects the motivation and satisfaction of the organization's personnel), and a fall in productivity linked to outdated production equipment (which affects the efficiency and quality of the organization's processes)2. Reference: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements


NEW QUESTION # 353
You are an experienced ISMS audit team leader, talking to an Auditor in training who has been assigned to your audit team. You want to ensure that they understand the importance of the Check stage of the Plan-Do-Check-Act cycle in respect of the operation of the information security management system.
You do this by asking him to select the words that best complete the sentence:
To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.

Answer:

Explanation:

Reference:
ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements ISO/IEC 27003:2022 Information technology - Security techniques - Information security management systems - Guidance Assess | Definition of Assess by Merriam-Webster Regular | Definition of Regular by Merriam-Webster Suitability | Definition of Suitability by Merriam-Webster


NEW QUESTION # 354
A well-executed risk analysis provides a great deal of useful information. A risk analysis has four main objectives.
What is not one of the four main objectives of a risk analysis?

Answer: C


NEW QUESTION # 355
Which two of the following options for information are not required for audit planning of a certification audit?

Answer: D,F

Explanation:
These two options are not required for audit planning of a certification audit, as they are not relevant to the audit objectives, scope, criteria, and methods. The working experience of the management system representative is not a requirement of ISO/IEC 27001, nor does it affect the conformity or effectiveness of the ISMS. The organisation's financial statement is not part of the ISMS documentation, nor does it provide evidence of the ISMS performance or improvement. The other options are required for audit planning, as they help to determine the audit activities, resources, schedule, and sampling strategy. References: PECB Candidate Handbook1, page 19-20; ISO 9001 Auditing Practices Group Guidance on2, page 1-2; ISO/IEC 27001:2022 (en)3, clause 9.2.


NEW QUESTION # 356
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