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| Section | Objectives |
|---|---|
| AI Governance Implementation | - Data Governance for AI
|
| AI Laws, Regulations, and Standards | - Global AI Frameworks
|
| AI Risk Management | - Operationalizing Risk Management
|
| Foundations of AI Governance | - Impacts of AI
|
| AI Governance Management | - Life Cycle Management
|
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65. Frage
Scenario:
A distributor operating in the EU is responsible for selling imported high-risk AI systems to businesses. The distributor wants to ensure they fulfill all applicable obligations under the EU AI Act.
All of the following are obligations of a distributor of high-risk AI systems under the EU AI Act EXCEPT?
Antwort: C
Begründung:
The correct answer is C. Registration in the EU database is an obligation of providers of high-risk AI systems-not distributors.
From the AIGP ILT Guide - Roles & Obligations Module:
"Distributors must verify CE marking, ensure instructions for use are provided, inform authorities of risks, and take corrective action when necessary. However, registration duties in the EU database lie with the provider." Also from the AI Governance in Practice Report 2024:
"The AI Act differentiates responsibilities for developers, providers, importers, and distributors. Only providers of high-risk systems are obligated to register their systems in the EU AI Database." Distributors focus on verification and communication, not formal registration.
66. Frage
In 2025, which U.S. agency ordered companies to provide information about the safety of their AI companion chatbots?
Antwort: D
Begründung:
The correct answer is C, the Federal Trade Commission. The FTC plays a central role in U.S. AI governance by enforcing consumer protection and unfair or deceptive practices laws. In the context of AI systems such as companion chatbots, the FTC has authority to investigate risks related to user harm, transparency, safety, and misleading claims. AI governance frameworks emphasize regulatory oversight where AI systems may impact individuals psychologically, financially, or socially. Agencies like the FTC focus on ensuring that companies deploying AI systems do not cause harm through unsafe or deceptive practices and that they provide adequate disclosures about risks and system behavior. This aligns with broader AI governance principles of accountability, transparency, and risk management highlighted in the AI Governance in Practice Report 2024 , which stresses the importance of regulatory involvement in managing AI-related risks.
67. Frage
An organization establishes a cross-functional AI governance committee including legal, engineering, compliance, and HR teams. What is the primary purpose of this approach?
Antwort: B
68. Frage
What is the primary purpose of conducting ethical red-teaming on an Al system?
Antwort: B
Begründung:
The primary purpose of conducting ethical red-teaming on an AI system is to simulate model risk scenarios.
Ethical red-teaming involves rigorously testing the AI system to identify potential weaknesses, biases, and vulnerabilities by simulating real-world attack or failure scenarios. This helps in proactively addressing issues that could compromise the system's reliability, fairness, and security. Reference: AIGP Body of Knowledge on AI Risk Management and Ethical AI Practices.
69. Frage
CASE STUDY
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.
The marketing company has:
* Entered into a contract with the technology company with suitable representations and warranties.
* Completed an impact assessment on the LLM for this intended use.
* Built technical guidance on how to measure and mitigate bias in the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Followed applicable regulatory requirements.
* Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.
The technology company has:
* Provided guidance and resources to developers to address environmental concerns.
* Build technical guidance on how to measure and mitigate bias in the LLM.
* Provided tools and resources to measure bias specific to the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Mapped and mitigated potential societal harms and large-scale impacts.
* Followed applicable regulatory requirements and industry standards.
* Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.
Which stakeholder is responsible for the lawful collection of data used to train the foundational AI model?
Antwort: A
Begründung:
The correct answer isB - The tech company. The party thatdevelops and trains the foundational modelis responsible for ensuring thelawful collection of training data.
From the AIGP ILT Guide - Foundational Models & Data Governance:
"Responsibility for the lawfulness of data collection typically lies with the party that trains the model- usually the provider or developer of the foundational model." AI Governance in Practice Report2025confirms:
"General Purpose AI providers are required to ensure that training data is lawfully acquired, including compliance with intellectual property and privacy requirements." The marketing agency is only auserordownstream integrator, not responsible for original data collection.
70. Frage
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