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| Section | Objectives |
|---|---|
| Conducting an Audit | - Audit execution
|
| Closing the Audit | - Audit reporting and follow-up
|
| Planning and Initiating an Audit | - Audit program and planning activities
|
| Fundamentals of Information Security Auditing | - Audit principles based on ISO 19011
|
| Information Security Management System (ISMS) based on ISO/IEC 27001 | - ISO/IEC 27001 requirements (Clauses 4–10)
|
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NEW QUESTION # 335
您正在對一家位於歐洲的名為 ABC 的住宅護理院進行 ISMS 審核,該護理院提供醫療保健服務。
在審計過程中,您發現有證據表明,儘管簽署了禁止向第三方洩露居民家庭成員個人資料的協議,但 ABC 可能出於行銷目的向第三方洩露此類資料。
投訴被視為不符合項,糾正措施依照 ISMS L2 10.1 程序記錄在案。
你決定寫一篇不合規的文章。請選出最適合這篇不合規文章的句子:
Answer: E
Explanation:
* ISO/IEC 27001:2022, clause 10.2 (Nonconformity and corrective action):
When a nonconformity occurs, the organization shall ... take action to control and correct it, and deal with the consequences; evaluate the need for action to eliminate the cause(s) of the nonconformity, in order that it does not recur or occur elsewhere; implement any action needed; review the effectiveness of any corrective action taken.
* The auditor's responsibility is to verify effectiveness of corrective actions. This means the auditor must look for evidence of change that actually addresses the root cause and prevents recurrence - not just temporary fixes, promises, or documentation.
* Let's analyse the distractors:
* A. Incorrect - corrective action should not allow recurrence.
* B. Incorrect - refers to preventive action, which ISO 27001:2022 no longer uses as a separate concept; instead, it is integrated into risk management.
* C. Weak - merely "reducing probability" is not sufficient; ISO 27001 requires elimination of causes to prevent recurrence.
* D. Incorrect - "assurance from the auditee" is not acceptable evidence; auditors need objective evidence, not verbal commitment.
* E. Incorrect - "comfort" is not an audit principle; ISO 19011 requires objective evidence.
* F. Correct - aligns directly with ISO 27001 clause 10.2: "review the effectiveness of any corrective action taken ... so that nonconformity does not recur." Thus, the correct nonconformity statement is:
"When reviewing the effectiveness of action taken in response to a nonconformity, an auditor seeks evidence of change that will prevent recurrence of the issue."
NEW QUESTION # 336
場景 9:Techmanic 是一家比利時公司,成立於 1995 年,目前在布魯塞爾運作。它提供 IT 諮詢、軟體設計和硬體/軟體服務,包括部署和維護。該公司服務於公共服務、金融、電信、能源、醫療保健和教育等行業。作為一家以客戶為中心的公司,它優先考慮建立牢固的客戶關係並引領安全實踐。
Techmanic 已獲得 ISO/IEC 27001 認證一年,並對此認證感到自豪。在認證審核期間,審核員發現其 ISMS 實施上存在一些不一致之處。由於觀察到的情況並不影響其 ISMS 實現預期結果的能力,因此在審計師遠端跟進根本原因分析和糾正措施後,Techmanic 獲得了認證。的遵守情況。認識持續改進的價值並從過去的評估中學習。 Techmanic 實施了審查先前的監督審計報告的做法。這種積極主動的方法不僅有助於識別和解決潛在的不合格情況,而且還旨在簡化 IT 諮詢領域的重新認證流程。
監督審核期間,發現了多處不符合項。 ISMS 繼續滿足 ISO/IEC 27001*s 的要求,但根據內部稽核員的報告,Techmanic 未能解決與託管服務相關的不符合問題。此外,內部稽核報告存在多處不一致之處,這使人們對內部稽核師在託管服務審計過程中的獨立性產生了質疑。基於此,延期認證未獲核准。因此。 Techmanic 請求轉移到另一個認證機構。同時,該公司向客戶發布聲明稱,ISO/IEC 27001 認證涵蓋 IT 服務以及託管服務。
根據上述情景,回答以下問題:
針對 Techmanic 認證應該採取什麼行動?
Answer: A
Explanation:
Comprehensive and Detailed In-Depth
A . Correct answer:
Techmanic misrepresented its certification scope, which is a violation of ISO certification rules.
Suspension allows time for corrective action before withdrawal is considered.
B . Incorrect:
Certification withdrawal is only necessary if corrective actions fail after suspension.
C . Incorrect:
Transfer does not resolve misrepresentation issues.
Relevant Standard Reference:
NEW QUESTION # 337
一個體面的訪客在沒有訪客 ID 的情況下四處閒逛。作為員工,您應該執行以下操作,但以下情況除外:
Answer: B
Explanation:
As an employee, you should do the following when you see a visitor roaming around without visitor's ID, except saying "hi" and offering coffee. Saying "hi" and offering coffee is not an appropriate action, as it may imply that you are welcoming or endorsing the visitor without verifying their identity or purpose. This may also give the visitor an opportunity to gain your trust or exploit your kindness. Calling the receptionist and informing about the visitor is an appropriate action, as it alerts the responsible staff to handle the situation and ensure that the visitor is authorized and registered. Greeting and asking him what is his business is an appropriate action, as it shows your concern and curiosity about the visitor's presence and intention. Escorting him to his destination is an appropriate action, as it prevents the visitor from wandering around unattended and accessing unauthorized areas or information. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 42. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 15.
NEW QUESTION # 338
選出最能完成句子的單字:
要使用最佳單字完成句子,請按一下要完成的空白部分,使其以紅色突出顯示,然後從下面的選項中按一下適用的文字。或者,您可以將該選項拖曳到適當的空白部分。
Answer:
Explanation:
Explanation:
* A third-party audit team leader is a person who leads an audit team that conducts audits on behalf of an external organization, such as a certification body, that provides certification or accreditation services to other organizations12.
* One of the main responsibilities of a third-party audit team leader is to act on behalf of the certification body, which means to represent its interests, policies, and procedures during the audit process12.
* Acting on behalf of the certification body involves communicating with the audit client and the auditee, planning and conducting the audit, reporting and evaluating the audit results, and making recommendations for certification or accreditation decisions12.
* Acting on behalf of the certification body also requires maintaining professional integrity, impartiality, confidentiality, and competence throughout the audit process12.
References :=
* ISO 19011:2022 Guidelines for auditing management systems
* ISO/IEC 17021-1:2022 Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements
NEW QUESTION # 339
您正在作為審核組組長進行首次第三方 ISMS 監督審核。您目前與審核團隊的另一位成員以及組織的指南一起位於受審核方的資料中心。
您要求進入受密碼鎖和虹膜掃描器保護的上鎖房間。房間角落的桌子上堆放著一堆硬碟。您詢問嚮導驅動器的狀態是什麼。他告訴您驅動器是多餘的並等待處置。這些車輛本應在上週被接走,但由於員工生病,該組織的安全銷毀服務外部提供者無法找到司機。他說這種情況最近變得越來越普遍,儘管他不知道為什麼。然後,他向您提供了一張工作票,確認取件已重新安排在明天。
根據上述情況,您現在會採取以下哪三項行動?
Answer: A,C,F
NEW QUESTION # 340
......
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