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| Section | Objectives |
|---|
| Topic 1: Financial Crimes | - Corruption Schemes
- 1. Bribery
- 2. Conflicts of interest
- 3. Kickbacks
- Financial Statement Fraud
- 1. Revenue manipulation
- 2. Expense understatement
- 3. Asset overstatement
- Money Laundering
- 1. Layering stage
- 2. Placement stage
- 3. Integration stage
|
| Topic 2: Fraud Schemes | - Fraudulent Disbursements
- 1. Billing shell companies
- 2. Check tampering
- 3. Billing schemes
- Asset Misappropriation Schemes
- 1. Expense reimbursement fraud
- 2. Cash theft and skimming
- 3. Inventory and asset theft
- 4. Payroll fraud
|
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ACFE CFE-Fraud-Schemes-and-Financial-Crimes Practice Test Software for Desktop
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ACFE Certified Fraud Examiner -Fraud Schemes and Financial Crimes Sample Questions (Q214-Q219):
NEW QUESTION # 214
Which of the following is a TRUE statement regarding check fraud?
- A. The equipment required to commit check fraud is relatively inexpensive.
- B. None of the above statements are true.
- C. Most perpetrators of check fraud are caught and prosecuted.
- D. The penalties for committing check fraud are relatively severe.
Answer: A
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Check fraud is prevalent partly because the equipment needed (scanners, printers, software) is relatively inexpensive and widely available , lowering the barrier to entry.
* Analysis of Incorrect Options:
* A - False; many check fraud perpetrators are never caught.
* C - False; penalties are often not severe, and enforcement may be inconsistent.
* D - Incorrect, since B is a true statement.
* Key Concept: Nature and accessibility of check fraud schemes.
Reference: ACFE Manual, Fraud Prevention and Deterrence - Check Fraud .
NEW QUESTION # 215
Ron's vehicle is damaged by hail after a thunderstorm. Ron does not have full insurance coverage on his vehicle, so he contacts his agent to increase his coverage. Three weeks after his new coverage is in effect, Ron's city experiences another thunderstorm. Ron then files a claim for the hail damage that occurred during the first storm, but he claims that the damage occurred during the second storm. Ron has committed a fraudulent act known as:
- A. Past posting
- B. Ditching
- C. Bait and wait
- D. Double dipping
Answer: A
Explanation:
The ACFE Fraud Examiners Manual classifies this type of conduct under Insurance Fraud # Vehicle Insurance Schemes , and it specifically lists Past Posting as a recognized vehicle insurance fraud scheme.
In this question, Ron's vehicle was damaged before he obtained the additional coverage, but he later submitted the claim as though the damage happened after the new coverage became effective. That is the essence of past posting : attempting to obtain insurance benefits for a loss that occurred before coverage applied , while misrepresenting the time of the loss. This matches the scenario exactly.
Why the other options are incorrect
A). Ditching
The Manual lists Ditching as a separate vehicle insurance scheme. It does not describe the act of misrepresenting the timing of a preexisting loss after increasing coverage.
B). Bait and wait
This is not the insurance-fraud classification that fits the facts given. The fraud here depends on claiming an earlier loss as a later covered loss , which is the Manual's past posting category.
D). Double dipping
Double dipping generally refers to obtaining duplicate recovery for the same loss from multiple sources, which is not what Ron is doing here. The issue is the false date of loss , not duplicate reimbursement.
References
* ACFE Fraud Examiners Manual, 2020 International Edition
* Insurance Fraud - Vehicle Insurance Schemes - Past Posting
NEW QUESTION # 216
______________ is required not only for theft, but for procedures to detect errors, avoid waste, and ensure a proper amount of inventory is maintained.
Answer:
Explanation:
Internal control (Inventory Control)
* Rationale for Correct Answer: Strong internal controls - particularly inventory controls - are essential not just to prevent theft, but also to detect errors, reduce waste, and ensure that inventory levels are appropriate. Controls such as physical counts, reconciliations, and segregation of duties protect against misappropriation and inefficiencies.
* Key Concept: Internal Controls as a preventive and detective mechanism in asset safeguarding.
Reference: ACFE Fraud Examiners Manual (2020 International Edition) , Inventory and Other Assets - Inventory Control procedures.
NEW QUESTION # 217
Mario performs surgery on a patient to replace a bone. The surgery should be billed using one code, but Mario bills the surgery using three codes (one for the entire surgery, one for the removal of the bone, and another for the insertion of the artificial bone), which increases the cost. Which of the following BEST describes Mario's scheme?
- A. Upcoding
- B. Unbundling
- C. False diagnosis
- D. Fictitious services
Answer: B
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: This is unbundling , where services that should be billed under a single comprehensive code are split into multiple components to inflate reimbursement.
* Analysis of Incorrect Options:
* A. Fictitious services - Charging for services not performed.
* B. False diagnosis - Fabricating diagnoses to justify billing.
* C. Upcoding - Billing for more expensive services than provided.
* Key Concept: Health care billing fraud - unbundling .
Reference: ACFE Fraud Examiners Manual (2020) , Fraudulent Disbursements: Health Care Billing Schemes .
NEW QUESTION # 218
Placing any restriction in the solicitation documents that tend to restrict competition is called prebid solicitation.
Answer: A
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: This is False . Placing restrictions in solicitation documents that limit competition is a solicitation phase corruption scheme , not "prebid solicitation." The correct terminology is restrictive specifications or fraudulent solicitation practices .
* Analysis of Incorrect Options:
* A. True - Incorrect, as "prebid solicitation" is not the proper term.
* Key Concept: Restrictive solicitation practices limit competition unfairly.
Reference: ACFE Fraud Examiners Manual (2020 International Edition) , Corruption - Solicitation Phase Schemes .
NEW QUESTION # 219
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