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ISACA AAIA 考試大綱:
| 主題 | 簡介 |
|---|
| 主題 1 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
|
| 主題 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
|
| 主題 3 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
|
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最新的 Advanced in AI Audit AAIA 免費考試真題 (Q221-Q226):
問題 #221
Which of the following is MOST important to consider when auditing an organization's AI procedures?
- A. Frequency of AI system updates to enhance security
- B. Backup and recovery in the event of an AI data breach
- C. AI data validation and filtration to prevent data poisoning
- D. Employee training on recognized AI best practices
答案:C
解題說明:
The integrity of data fed into AI systems is a critical concern. The AAIATM Study Guide emphasizes that validation and filtration processes are essential to mitigate the risk of data poisoning--an attack that can manipulate model behavior by injecting malicious inputs.
"Data poisoning represents a major vulnerability in AI pipelines. Effective controls include robust validation, filtration, and monitoring of training data sources. These preventive practices are essential to ensure model reliability and security."
問題 #222
Which of the following is the GREATEST risk associated with the use of AI coding tools by software developers?
- A. Introduction of security vulnerabilities by AI tools
- B. Increased likelihood of human biases in code
- C. Difficulty in training developers due to the complexity of AI tools
- D. Excessive reliance on AI tools to accomplish routine development tasks
答案:A
解題說明:
AI-based coding assistants can inadvertently generate insecure code patterns, reuse vulnerable libraries, or bypass secure coding practices.
AAIA highlights security vulnerabilities as the primary risk because insecure code can lead to:
Data breaches
Injection attacks
Authentication bypasses
Supply chain compromise
Privilege escalation
問題 #223
Which of the following is the BEST way to ensure an AI model's outputs are effectively controlled for bias?
- A. Technical details of model development processes are transparent.
- B. The organization's AI policies include a clear definition of fairness.
- C. Accuracy ranges for various demographic groups are similar.
- D. Model training is restricted to data containing real-world human decisions.
答案:C
解題說明:
The most objective evidence of bias control is "Performance Parity". If the accuracy, precision, and recall are "Similar across various demographic groups," it demonstrates that the model is functioning equitably for all users.
問題 #224
When converting data categories before training an AI model, which of the following scenarios represents the GREATEST risk?
- A. One-hot encoding the data attribute customer rewards category for the options economy, business, first class
- B. Creating dummy variables for the data attribute dog breed for the options labrador, terrier, beagle
- C. One-hot encoding the data attribute car colors for the options red, blue, green, black, white
- D. Creating dummy variables for the data attribute product flavor for the options vanilla, chocolate, strawberry, banana
答案:A
問題 #225
Which of the following AI system characteristics would BEST help an IS auditor evaluate the system's algorithm?
- A. The AI system provides multiple options for model training.
- B. The AI system algorithm uses training data to inform decision output.
- C. The AI system provides transparent justification of decisions.
- D. The AI system uses archived transaction data to provide decisions.
答案:C
問題 #226
......
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