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| Topic | Details |
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| Topic 1 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 2 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the modelโs operational life.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q152-Q157):
NEW QUESTION # 152
Scenario:
An enterprise is evaluating multiple third-party generative AI tools to integrate into its platform. As part of its AI governance policy, it is assessing the most effective methods to reduce risks related to bias, data misuse, and liability when using third-party solutions.
All of the following are commonly adopted processes and policies in reducing potential risks introduced by third-party AI tools or applications EXCEPT:
- A. Allowing publicly available information and personally identifiable information (PII) to be incorporated into the prompt
- B. Requiring new use cases of the generative AI tools or applications to be reviewed and approved by the generative AI governance body
- C. Including clauses in the procurement agreement for buyers of generative AI tools to put certain liabilities on the tool supplier
- D. Requiring an independent third-party bias audit for third-party generative AI tools
Answer: A
Explanation:
The correct answer is B. Allowing PII to be freely entered into prompts without safeguards is considered a major privacy and security risk and is not a responsible governance practice.
From the AIGP ILT Guide - Generative AI & Third-Party Risk Management:
"Use of personal or sensitive information in AI prompts can result in unintended exposure, regulatory breaches, and downstream liability." The AI Governance in Practice Report 2024 highlights:
"PII should be minimized or protected by design. Prompt engineering should prevent entry of personally identifiable data unless legally and technically safeguarded." A, C, and D are established best practices under responsible AI procurement and use.
NEW QUESTION # 153
A U.S. mortgage company developed an Al platform that was trained using anonymized details from mortgage applications, including the applicant's education, employment and demographic information, as well as from subsequent payment or default information. The Al platform will be used automatically grant or deny new mortgage applications, depending on whether the platform views an applicant as presenting a likely risk of default.
Which of the following laws is NOT relevant to this use case?
- A. Title VII of the Civil Rights Act of 1964.
- B. Fair Housing Act.
- C. Equal Credit Opportunity Act.
- D. Fair Credit Reporting Act.
Answer: A
Explanation:
The U.S. mortgage company's AI platform relates to housing and credit, making the Fair Housing Act (A), Fair Credit Reporting Act (B), and Equal Credit Opportunity Act (C) relevant. Title VII of the Civil Rights Act of 1964 deals with employment discrimination and is not directly relevant to the mortgage application context (D).
NEW QUESTION # 154
What is the 1956 Dartmouth summer research project on Al best known as?
- A. A meeting focused on the founding of the Al field.
- B. A research project to create a test for machine intelligence.
- C. A research project on the impacts of technology on society.
- D. A meeting focused on the impacts of the launch of the first mass-produced computer.
Answer: A
Explanation:
The 1956 Dartmouth summer research project on AI is best known as a meeting focused on the founding of the AI field. This conference is historically significant because it marked the formal beginning of artificial intelligence as an academic discipline. The term "artificial intelligence" was coined during this event, and it laid the foundation for future research and development in AI.
NEW QUESTION # 155
A Canadian company is developing an AI solution to evaluate candidates in the course of job interviews. Before offering the AI solution in the EU market, the company must take all of the following steps EXCEPT:
- A. Engage a third-party auditor to perform a bias audit.
- B. Register the AI solution in a public EU database.
- C. Draw up technical documentation and instructions for use.
- D. Establish a risk and quality management system.
Answer: A
Explanation:
While bias audits are important, the EU AI Act does not mandate engaging a third-party auditor; registration, risk management systems, and technical documentation are required.
NEW QUESTION # 156
What is the best method to proactively train an LLM so that there is mathematical proof that no specific piece of training data has more than a negligible effect on the model or its output?
- A. Clustering.
- B. Data compartmentalization.
- C. Differential privacy.
- D. Transfer learning.
Answer: C
Explanation:
Differential privacy provides mathematical guarantees that individual data points have minimal influence on model outputs, protecting privacy during training.
NEW QUESTION # 157
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