PECB ISO-14001-Lead-Auditor Schulungsangebot & ISO-14001-Lead-Auditor Fragenkatalog

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PECB ISO-14001-Lead-Auditor Exam Overview:

Certification Vendor:	PECB
Exam Name:	PECB Certified EMS ISO 14001 Lead Auditor Exam
Exam Number:	ISO-14001-Lead-Auditor
Related Certifications:	PECB Certified ISO 14001 Provisional Auditor PECB Certified ISO 14001 Auditor
Passing Score:	70%
Real Exam Qty:	68-80
Exam Price:	$300 - $500 USD (included in training course fee)
Exam Duration:	180 minutes
Available Languages:	Italian, Russian, Portuguese, French, Chinese, German, Spanish, Arabic, English
Exam Format:	Multiple Choice, Open-book, Scenario-based
Certificate Validity Period:	3 years
Recommended Training:	PECB ISO 14001 Lead Auditor Training Course
Exam Registration:	PECB Official Registration
Sample Questions:	PECB ISO-14001-Lead-Auditor Sample Questions
Exam Way:	Online proctored or Onsite / In-person
Pre Condition:	Completion of PECB-approved ISO 14001 Lead Auditor training course; basic knowledge of environmental management principles
Official Syllabus URL:	https://pecb.com/en/education-and-certification-for-individuals/iso-14001/iso-14001-lead-auditor

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PECB ISO-14001-Lead-Auditor Prüfungsplan:

Thema	Einzelheiten
Thema 1	Preparing an ISO 14001 audit: This domain measures the competence of audit consultants in planning and preparing for an ISO 14001 audit. It covers audit objectives, scope, criteria, and developing the audit plan, ensuring readiness for an efficient and objective audit.
Thema 2	Conducting an ISO 14001 audit: This part tests the practical skills of EMS auditors in executing the audit, including conducting meetings, collecting audit evidence, interviewing personnel, and documenting findings in accordance with ISO 14001 standards.
Thema 3	Fundamental audit concepts and principles: This section of the exam assesses the grasp EMS auditors have on core audit principles such as integrity, fair presentation, due professional care, and evidence-based evaluation. It ensures auditors can apply these principles consistently in the audit process.
Thema 4	Closing an ISO 14001 audit: This domain focuses on the responsibilities of audit consultants during the audit closure process. It includes evaluating findings, preparing audit conclusions, holding closing meetings, and ensuring proper reporting and communication of results.

PECB Certified EMS ISO 14001 Lead Auditor Exam ISO-14001-Lead-Auditor Prüfungsfragen mit Lösungen (Q46-Q51):

46. Frage
Which one of the following is not part of the required knowledge of a technical expert appointed to an audit team?
Technical experts should know:

A. The certification audit processes.
B. The overall certification processes.
C. How to raise a nonconformity report.
D. When to provide advice to the audit team.

Antwort: C

Begründung:
Comprehensive and Detailed Explanation From Exact Extract ISO 14001 Compliance Auditor:
The correct answer is D. How to raise a nonconformity report .
A technical expert provides specialist knowledge to support the audit team, but does not act as an auditor.
ISO 19011 defines a technical expert as a person who provides specific knowledge or expertise to the audit team and states that a technical expert does not act as an auditor. ( cdn.standards.iteh.ai ) Because the technical expert is not acting as an auditor, raising a formal nonconformity report is not their responsibility. Nonconformities are audit findings made from evaluating audit evidence against audit criteria; this is the responsibility of auditors in the audit team. ISO 19011 defines audit findings as the result of evaluating collected audit evidence against audit criteria. ( cdn.standards.iteh.ai ) Options A, B, and C are relevant because a technical expert should understand the certification and audit context well enough to support the audit properly and know when to provide advice . However, they should not independently raise nonconformities.
Therefore, the option that is not part of the required knowledge of a technical expert is D .

47. Frage
You are auditing a regional distribution depot of Park and Spend, a major retail chain. In a corner, you notice a steel drum sitting in a pool of liquid, which is slightly leaking across the passageway. You ask the Depot Manager what is in the drum and are told it is hydraulic oil for the forklift trucks. When you ask why it is kept there, you are told that it is not normally kept there, but one of the forklift trucks reversed into it during the previous shift when it was waiting to be moved to a maintenance area. He says that he will get the floor cleaned up right away.
Your audit trail leads to a possible nonconformity against clause 8.2 of ISO 14001. Select one option of evidence that would demonstrate nonconformity to this clause.

A. No spill kits were available in the depot to ensure a prompt response to oil spills
B. Inadequate fire protection was provided for the depot
C. No training in safe driving has been given to forklift drivers
D. Workers were not given personal protective equipment (PPE) to use when cleaning oil spills

Antwort: A

Begründung:
In accordance with ISO 14001:2015 Clause 8.2 (Emergency preparedness and response), the organization must establish, implement, and maintain processes needed to prepare for and respond to potential emergency situations, including accidental spills and releases. Clause 8.2 specifically requires organizations to provide necessary equipment and resources to prevent or mitigate environmental impacts during actual emergency situations or incidents.
Option C is correct because the complete absence of spill control equipment (such as spill response kits, absorbent materials, or containment booms) demonstrates a failure to provide the planned operational controls and emergency response resources needed to respond promptly to chemical or oil spills, directly violating Clause 8.2.
Option A relates to driver competence and training under Clause 7.2 (Competence) or operational controls under Clause 8.1. Option B concerns occupational health and safety protocols rather than environmental emergency response controls under ISO 14001 Clause 8.2. Option D relates to facility infrastructure and fire safety regulations, which do not address the specific evidence of uncontained hazardous chemical leakage and spill response readiness.
References: ISO 14001:2015 Clause 8.2 (Emergency preparedness and response), Annex A.8.2, and CQI- IRCA ISO 14001 Lead Auditor Curriculum (Emergency Preparedness and Response Audit Trails).

48. Frage
Whistlekleen is a national dry cleaning and laundry organisation with 50 shops. You are conducting an EMS surveillance audit of Head Office and are sampling environmental performance measurement. You find that
80 per cent of failures to meet performance criteria originate from five shops in the same region. Most of these failures relate to the release of volatile organic compounds (VOCs) that exceeded regulations. The Environmental Manager tells you that these are the oldest shops in the organisation. The cleaning equipment needs replacing but the organisation cannot afford it at the moment.
On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
When reviewing the nonconformity report files, you find that the organisation is facing a legal dispute with the environmental authority over multiple breaches of environmental legislation.
Select the three best options for how this dispute should be handled by the organisation through its EMS.

A. Offer to compensate employees for possible health implications.
B. Give an explanation to the authority of what went wrong.
C. Advise the authority that the faulty equipment will be maintained more often.
D. Conduct an internal enquiry to establish who is to blame.
E. Advise the authority that timely corrective action will be taken.
F. Monitor VOC emissions to ensure compliance with legal requirements.
G. Investigate changing the cleaning process to use chemicals with lower VOC content.
H. Ask to settle the court case by negotiation with the authority.

Antwort: E,F,G

49. Frage
Which two of the following do not participate in a second-party audit to ISO 14001?

A. An auditor employed by an external consultancy organisation
B. A certification body auditor
C. An auditor from a customer
D. An auditor trained in the CQI and IRCA scheme
E. An auditor certified by an auditor certification body
F. An auditor from an accreditation body

Antwort: B,F

Begründung:
The correct answers are D and F .
A second-party audit is an external audit carried out by an organization that has an interest in the auditee, such as a customer auditing a supplier , or by another party acting on that customer's behalf.
Therefore:
C). An auditor from a customer - participates
This is the clearest example of a second-party audit.
A). An auditor employed by an external consultancy organisation - may participate A consultancy auditor may conduct the audit on behalf of the customer or interested party, so this can still be a second-party audit.
B). An auditor certified by an auditor certification body - may participate Auditor certification is a competence credential. It does not determine whether the audit is first-party, second- party, or third-party.
E). An auditor trained in the CQI and IRCA scheme - may participate
Training or qualification does not define the audit type. Such an auditor may participate in a second-party audit if acting for the customer or interested party.
D). A certification body auditor - does not participate in a second-party audit A certification body auditor performs third-party audits , such as ISO 14001 certification audits.
F). An auditor from an accreditation body - does not participate in a second-party audit An accreditation body auditor assesses certification bodies, not suppliers or organizations as part of a customer-related second-party audit.
So, the two roles that do not participate in a second-party ISO 14001 audit are D. Certification body auditor and F. Auditor from an accreditation body .

50. Frage
An oil organisation has a natural gas treatment plant on land crossed by several small rivers. On one particular day, after heavy rainfall for 48 hours, some of those rivers burst their banks and flooded the water treatment facilities of the plant. The oil-contaminated water reached some scarcely populated areas nearby.
Soon after, an internal audit was carried out to particularly analyse this event that was considered a nonconformity. There were no records of such heavy rainfall in the past 200 years.
Which three of the following actions are 'corrections'?

A. Revise the existing emergency plan
B. Reinforce the riverbanks with cement
C. Clean up the houses of the persons affected
D. Relocate the water treatment plant to lower ground
E. Build up some additional protection to the water treatment plant
F. Send the contaminated land for processing
G. Clean up the affected land
H. Offer loans to the persons affected to build new houses far from the plant

Antwort: C,F,G

51. Frage
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