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| Section | Weight | Objectives |
|---|
| Governance and Management of IT | 18% | - IT Governance
- 1. Roles, responsibilities, and accountability
- 2. Alignment with business objectives
- 3. Frameworks, standards, and regulations
- IT Management
- 1. Resource management and performance monitoring
- 2. IT strategy, policies, and procedures
- 3. Legal, regulatory, and compliance requirements
|
| Information Systems Auditing Process | 18% | - Execution
- 1. Computer-assisted audit techniques
- 2. Audit project management
- 3. Evidence collection and analysis
- 4. Audit testing and sampling
- Planning
- 1. Audit standards, guidelines, codes of ethics
- 2. Risk-based audit planning
- 3. Audit scope, objectives, and methodology
- Reporting and Follow-up
- 1. Quality assurance and improvement
- 2. Communicating findings and recommendations
- 3. Follow-up on management actions
|
| Protection of Information Assets | 26% | - Security Framework and Controls
- 1. Security policies, standards, and guidelines
- 2. Network and infrastructure security
- 3. Physical and environmental security
- Access and Data Protection
- 1. Identity and access management
- 2. Data classification and protection
- 3. Encryption and privacy controls
|
| Information Systems Operations and Business Resilience | 26% | - Business Resilience
- 1. Backup, recovery, and continuity planning
- 2. Resilience testing and maintenance
- 3. Disaster recovery strategies
- Operations Management
- 1. Infrastructure and service delivery
- 2. Problem and incident management
- 3. Performance monitoring and optimization
|
| Information Systems Acquisition, Development and Implementation | 12% | - Acquisition and Development
- 1. Business case and feasibility analysis
- 2. System development methodologies
- 3. Control design and integration
- Implementation
- 1. Testing and validation
- 2. Migration and post-implementation review
- 3. Deployment and configuration management
|
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ISACA Certified Information Systems Auditor Sample Questions (Q1471-Q1476):
NEW QUESTION # 1471
An IS auditor is reviewing documentation of application systems change control and identifies several patches that were not tested before being put into production. Which of the following is the MOST significant risk from this situation?
- A. Outdated system documentation
- B. Lack of system integrity
- C. Loss of application support
- D. Developer access 1o production
Answer: B
Explanation:
Explanation
The most significant risk from not testing patches before putting them into production is the lack of system integrity. Patches are software updates that fix bugs, vulnerabilities or performance issues in an application system. However, patches may also introduce new errors, conflicts or compatibility issues that could affect the functionality, reliability or security of the system4. By not testing patches before putting them into production, the organization exposes itself to the risk of system failures, data corruption or unauthorized access. Loss of application support, outdated system documentation and developer access to production are also risks from not testing patches, but they are not as significant as the lack of system integrity. References:
CISA Review Manual, 27th Edition, page 2951
CISA Review Questions, Answers & Explanations Database - 12 Month Subscription
NEW QUESTION # 1472
Which of the following is the BEST indication of the completeness of interface control documents used for the development of a new application?
- A. Both successful and failed interface data transfers are recorded.
- B. All documents have been reviewed by end users.
- C. Failed interface data transfers prevent subsequent processes.
- D. All inputs and outputs for potential actions are included.
Answer: C
NEW QUESTION # 1473
In response to an audit finding regarding a payroll application, management implemented a new automated control. Which of the following would be MOST helpful to the IS auditor when evaluating the effectiveness of the new control?
- A. A review of tabletop exercise results
- B. Written procedures defining processes and controls
- C. Approved test scripts and results prior to implementation
- D. Approved project scope document
Answer: B
NEW QUESTION # 1474
An organization's information security department has recently created a centralized governance model to ensure that network-related findings are remediated within the service level agreement (SLA). What should the IS auditor use to assess the maturity and capability of this governance model?
- A. Key process controls
- B. Key performance indicators (KPIs)
- C. Key risk indicators (KRIs)
- D. Key data elements
Answer: B
NEW QUESTION # 1475
An advantage of object-oriented system development is that it:
- A. is easier to code than procedural languages.
- B. partitions systems into a client/server architecture.
- C. is suited to data with complex relationships.
- D. decreases the need for system documentation.
Answer: C
Explanation:
Section: Information System Acquisition, Development and Implementation
NEW QUESTION # 1476
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