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| Section | Objectives |
|---|---|
| Topic 1: Cybersecurity Standards and Practices | - DoD cybersecurity requirements and controls - NIST SP 800-171 alignment |
| Topic 2: Compliance Implementation | - Documentation and audit readiness - Security controls implementation concepts |
| Topic 3: CMMC Framework Overview | - Purpose and scope of CMMC within DoD supply chain security - CMMC model structure and levels |
| Topic 4: Assessment & Compliance Principles | - Assessment objectives and methodology - Roles within CMMC ecosystem |
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NEW QUESTION # 188
Which code or clause requires that a contractor is meeting the basic safeguarding requirements for FCI during a Level 1 Self-Assessment?
Answer: B
Explanation:
1. Understanding Basic Safeguarding Requirements for FCI in CMMC Level 1
* Federal Contract Information (FCI) is defined as information provided by or generated for the government under a contract that isnot intended for public release.
* CMMCLevel 1is designed to ensurebasic safeguardingof FCI, aligning with15 security requirementsfound inFAR 52.204-21 (Basic Safeguarding of Covered Contractor Information Systems).
* Contractors handlingonly FCImust meetCMMC Level 1, which alignsdirectlywith the safeguarding requirements set inFAR 52.204-21.
2. FAR 52.204-21 and Its Role in CMMC Level 1 Compliance
* FAR 52.204-21establishes the baseline cybersecurity controls that contractors must implement to protectFCI.
* The15 basic safeguarding requirementsinclude:
* Limiting information accessto authorized users.
* Identifying and authenticating usersbefore allowing system access.
* Protecting transmitted FCIfrom unauthorized disclosure.
* Monitoring and controlling connectionsto external systems.
* Applying boundary protectionand cybersecurity measures.
* Sanitizing mediabefore disposal.
* Updating security configurationsto reduce vulnerabilities.
* Providing physical securityprotections.
* Controlling physical accessto systems that process FCI.
* Enforcing multi-factor authentication (MFA) where applicable.
* Patching vulnerabilitiesin software and hardware.
* Limiting the use of removable media.
* Creating and retaining system audit logs.
* Performing risk-based security assessments.
* Developing an incident response plan.
These 15 practices form thefoundationof CMMCLevel 1 Self-Assessment, ensuring contractorsmeet minimum cybersecurity expectationsfor handling FCI.
3. Why the Other Options Are Incorrect
* B. 22 CFR 120-130:
* This refers toInternational Traffic in Arms Regulations (ITAR), which controls the export of defense-related articles and services,notFCI safeguarding requirements.
* C. DFARS 252.204-7011:
* This clause refers toalternative line item structuresand does not pertain to cybersecurity or safeguarding FCI.
* D. DFARS 252.204-7021:
* This clause enforcesCMMC requirementsbut doesnot definebasic safeguarding controls. It requires compliance with CMMC but does not specify the foundational requirements (which come fromFAR 52.204-21for Level 1).
4. Official CMMC 2.0 Reference & Study Guide Alignment
* TheCMMC 2.0 model documentationconfirms that Level 1 is focused on the15 practices from FAR
52.204-21.
* TheDoD's official CMMC Assessment Guidefor Level 1 explicitly states that meeting FAR 52.204-21 is therequirement for passing a Level 1 Self-Assessment.
* TheCMMC 2.0 Scoping Guideclarifies that contractors handling onlyFCIand seekingLevel 1 certificationmust implementonly FAR 52.204-21security controls.
Final Confirmation:The correct answer isA. FAR 52.204-21, as it directly governs the basic safeguarding ofFCIand is the foundational requirement for aLevel 1 Self-Assessmentin CMMC 2.0.
NEW QUESTION # 189
A CCP is providing consulting services to a company who is an OSC. The CCP is preparing the OSC for a CMMC Level 2 assessment. The company has asked the CCP who is responsible for determining the CMMC Assessment Scope and who validates its CMMC Assessment Scope. How should the CCP respond?
Answer: B
NEW QUESTION # 190
During the review of information that was published to a publicly accessible site, an OSC correctly identifies that part of the information posted should have been restricted. Which item did the OSC MOST LIKELY identify?
Answer: D
NEW QUESTION # 191
For the purpose of determining scope, what needs to be included as part of the assessment but would NOT receive a CMMC certification unless an enterprise assessment is conducted?
Answer: A
Explanation:
Per the CMMC Scoping Guidance, External Service Providers (ESPs) must be included in scope if they process, store, or transmit CUI or FCI on behalf of the OSC. However, ESPs do not themselves receive a separate CMMC certification unless they undergo their own assessment or an enterprise-level certification is conducted. Their environment is assessed only as part of the OSC's scope.
Reference Documents:
* CMMC Scoping Guidance for Level 2
* CMMC Model v2.0 Overview
NEW QUESTION # 192
Exercising due care to ensure the information gathered during the assessment is protected even after the engagement has ended meets which code of conduct requirement?
Answer: D
Explanation:
The requirement to exercise due care in protecting information gathered during an assessment aligns with the principle ofConfidentialityunder theCMMC Code of Professional Conduct (CoPC). This ensures that sensitive assessment data, findings, and any Controlled Unclassified Information (CUI) remain protected even after the engagement concludes.
Step-by-Step Breakdown:
Definition of Confidentiality in CMMC Context:
Confidentiality refers to protecting sensitive information from unauthorized disclosure.
In the context of a CMMC assessment, it includes safeguarding assessment artifacts, findings, and other sensitive data collected during the evaluation process.
CMMC Code of Professional Conduct (CoPC) References:
TheCMMC Code of Professional Conductstates that assessors and organizations must handle all collected information with discretion andensure its protection post-engagement.
Clause on"Maintaining Confidentiality"specifies that assessors must:
Not disclose sensitive information to unauthorized parties.
Secure data in storage and transmission.
Retain and dispose of data securely in accordance with federal regulations.
Alignment with NIST 800-171 & CMMC Practices:
CMMC Level 2 incorporates NIST SP 800-171 controls, which include:
Requirement 3.1.3:"Control CUI at rest and in transit" to ensure unauthorized individuals do not gain access.
Requirement 3.1.4:"Separate the duties of individuals to reduce risk" ensures that assessment findings are only shared with authorized personnel.
These requirements align with the duty toexercise due carein protecting assessment-related information.
Why the Other Options Are Incorrect:
(A) Availability:This refers to ensuring data is accessible when needed but does not directly relate to protecting gathered information post-assessment.
(C) Information Integrity:This focuses on preventing unauthorized modifications rather than restricting disclosure.
(D) Respect for Intellectual Property:While related to ethical handling of proprietary data, it does not directly cover post-engagement confidentiality requirements.
Final Validation from CMMC Documentation:
TheCMMC Code of Professional ConductandNIST SP 800-171control requirements confirm thatConfidentialityis the correct answer, as it directly pertains to protecting information post-assessment.
Thus, the correct answer isB. Confidentiality.
NEW QUESTION # 193
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