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| Topic | Details |
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| Topic 1 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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| Topic 2 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| Topic 3 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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ISACA Advanced in AI Audit Sample Questions (Q81-Q86):
NEW QUESTION # 81
Which control BEST mitigates the risk of a machine learning model being manipulated through adversarial input perturbations?
- A. Regular password rotation
- B. Role-based access control on the training pipeline
- C. Adversarial robustness testing during model validation
- D. Data encryption at rest
Answer: C
Explanation:
Adversarial robustness testing deliberately crafts inputs designed to fool the model, allowing teams to measure and harden against evasion attacks before deployment.
NEW QUESTION # 82
When initiating an AI governance program, which of the following is MOST critical to ensure the AI system aligns with organizational objectives and stakeholder needs?
- A. Establishing continuous AI system monitoring
- B. Prioritizing AI hardware and infrastructure acquisition
- C. Identifying specific processes for the AI use case
- D. Defining AI regulatory compliance requirements before business needs
Answer: C
Explanation:
Effective AI governance begins with "Problem Framing" and process identification. Before acquiring hardware (Option B) or setting up monitoring (Option C), the organization must clearly define the specific business processes the AI will augment or automate. This ensures that the development of the model is rooted in strategic objectives rather than technological hype. The ISACA AAIATM framework emphasizes that governance structures must first validate the "use case" to ensure it is ethical, feasible, and value-adding. Without a well-defined use case, the organization risks implementing AI that is legally compliant (Option A) but operationally irrelevant or harmful to its core mission.
NEW QUESTION # 83
Which of the following is MOST important to perform when testing an AI model for security?
- A. Regression testing
- B. Model retraining
- C. Vulnerability assessments
- D. Data validation
Answer: C
Explanation:
AI security testing must address both traditional IT vulnerabilities and AI-specific threats.
According to the AAIATM framework, "Vulnerability Assessments" are essential for identifying weaknesses in the AI pipeline, including insecure APIs, lack of input sanitization, and susceptibility to adversarial attacks. This assessment helps auditors determine if the system can resist exploitation, such as prompt injection or data poisoning.
NEW QUESTION # 84
A retail organization uses an AI model to analyze customers' purchase history in order to offer personalized discounts. Which of the following practices represents the MOST ethical use of customer data?
- A. Sharing customer purchase data with third-party vendors to improve advertising and communication
- B. Retaining and analyzing all available customer data to ensure unbiased recommendations
- C. Providing the public with access to review and audit the data set of collected customer information
- D. Utilizing customer purchase data only after obtaining explicit consent and allowing customers to opt out
Answer: D
Explanation:
The ethical use of customer data is rooted in respecting privacy, maintaining informed consent, and enabling data subjects to exercise control over their personal information. The AAIATM Study Guide clearly outlines that obtaining explicit consent and providing opt-out capabilities align with principles of data protection and ethical AI.
"Ethical AI implementation includes transparency in data collection, clear consent mechanisms, and the right of users to opt out or control their personal data usage. Retail and consumer applications must ensure that personalized services do not override these data subject rights."
NEW QUESTION # 85
An organization's system development process has been enhanced with AI. Which of the following features presents the GREATEST risk?
- A. The AI allocates resources for new system development projects.
- B. Non-technical users are validating AI results.
- C. The AI personalizes applications for the user.
- D. All codes are generated by AI without human oversight.
Answer: D
NEW QUESTION # 86
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