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NEW QUESTION # 209
Who is responsible for ensuring that subcontractors have a valid CMMC Certification?
Answer: A
Explanation:
* The prime contractor (contractor organization)is responsible for ensuring thatits subcontractorshave the requiredCMMC certification levelbefore engaging them inDoD contracts that involve FCI or CUI.
* This requirement is enforced throughflow-down clausesinDFARS 252.204-7021, which mandates that subcontractors handlingCUImeet the necessaryCMMC Level 2 or Level 3 requirements.
Reference:
DFARS 252.204-7021(CMMC Compliance)
CMMC 2.0 Program Documentation
Step 2: Why Other Answer Choices Are IncorrectA. CMMC-AB (Incorrect):
TheCyber AB (formerly CMMC-AB)is responsible foraccrediting C3PAOs and managing the assessment process, but it does not enforce subcontractor compliance.
B: OUSDA&S (Incorrect):
TheOffice of the Under Secretary of Defense for Acquisition & Sustainment (OUSD A&S)develops and overseesCMMC policy, but it does not monitor or enforce individual subcontractor compliance.
C: DoD agency or client (Incorrect):
While theDoD sets CMMC requirements, it relies onprime contractors to ensure compliance among their subcontractorsthrough contract flow-down requirements.
Final Confirmation of Correct Answer:Prime contractors must ensure their subcontractors have the required CMMC certification level to handle FCI or CUI.
Thus, the correct answer is:D. Contractor organization
NEW QUESTION # 210
A Level 2 Assessment was conducted for an OSC, and the results are ready to be submitted. Prior to uploading the assessment results, what step MUST the C3PAO complete?
Answer: C
Explanation:
According to the CMMC Assessment Process (CAP) and the C3PAO Authorization Requirements, every assessment conducted by a Certified Third-Party Assessment Organization (C3PAO) must undergo a formal Quality Management System (QMS) review before the results are finalized and uploaded to the eMASS (Enterprise Mission Assurance Support Service) or the SPRS (Supplier Performance Risk System).
The Quality Review Requirement: The CAP explicitly states that the C3PAO is responsible for the accuracy and integrity of the assessment findings. Before the Assessment Team Lead can formally submit the package, a person or team within the C3PAO (who was ideally not part of the active assessment team to ensure objectivity) must conduct an internal review. This review ensures that the evidence collected supports the " Met " or " Not Met " determinations and that all CMMC methodology requirements were followed.
Why other options are incorrect:
Option A: While there may be administrative costs associated with maintaining C3PAO status, paying a specific " per-submission fee " is not a mandatory procedural stepwithin the assessment lifecyclethat governs the validity of the results.
Option C: The Cyber AB (CMMC-AB) provides the platform and oversight, but a " forthcoming notification
" is not a formal requirement in the CAP; the act of submission itself serves as the notification.
Option D: While a final briefing is a " best practice " and usually occurs during the " Post-Assessment " phase, the internal quality review (Option B) is the regulatory mandate that must be completed to ensure the C3PAO ' s certification of the results is valid and defensible.
Reference Documents:
CMMC Assessment Process (CAP) v1.0: Section on " Phase 4: Reporting Results, " specifically the sub- section on C3PAO Quality Assurance Review.
C3PAO Quality Management System (QMS) Requirements: Outlines the necessity for internal validation of assessment packages to maintain accreditation.
NEW QUESTION # 211
Which document BEST determines the existence of FCI and/or CUI in scoping an assessment with an OSC?
Answer: A
Explanation:
Understanding DFARS Clause 252.204-7012TheDefense Federal Acquisition Regulation Supplement (DFARS) clause 252.204-7012is a mandatory cybersecurity clause required inall DoD contracts and solicitationsthat involveControlled Unclassified Information (CUI).
Key Requirements of DFARS 252.204-7012#Implements NIST SP 800-171security controls for contractors handlingCUI.
#Requirescyber incident reportingto theDoD Cyber Crime Center (DC3)within72 hours.
#Mandatesadequate security measuresto protectDoD information systems.
#Applies toall DoD contracts, except for those exclusively acquiring COTS items.
Option A (Correct):DFARS 252.204-7012must be included in all DoD contracts and solicitationswhen CUI is involved.
Option B (Incorrect):FAR Part 12 procedures apply tocommercial item acquisitions, but DFARS 7012 appliesregardless of procurement procedures.
Option C (Incorrect):Contractssolely for COTS (Commercial Off-the-Shelf) productsare exemptfrom DFARS
7012.
Option D (Incorrect):COTS itemssold without modificationsarenot requiredto include DFARS 7012.
DFARS Clause 252.204-7012 (Safeguarding Covered Defense Information and Cyber Incident Reporting) NIST SP 800-171- The required cybersecurity standard for contractors under DFARS 7012.
Why "All DoD Solicitations and Contracts" is Correct?Official References from DoD and DFARS DocumentationFinal Verification and Conclusion
NEW QUESTION # 212
The Assessment Team has completed Phase 2 of the Assessment Process. In conducting Phase 3 of the Assessment Process, the Assessment Team is reviewing evidence to address Limited Practice Deficiency Corrections. How should the team score practices in which the evidence shows the deficiencies have been corrected?
Answer: A
NEW QUESTION # 213
In scoping a CMMC Level 1 Self-Assessment, it is determined that an ESP employee has access to FCI. What is the ESP employee considered?
Answer: C
Explanation:
* Federal Contract Information (FCI)is any informationnot intended for public releasethat is provided or generated under aU.S. Government contracttodevelop or deliver a product or service.
* Enhanced Security Personnel (ESP)refers to employees, contractors, or third parties whohave access to FCIwithin anOrganization Seeking Certification (OSC).
* UnderCMMC 2.0 Scoping Guidance, anypersonnel, system, or asset with access to FCI is considered in scopefor a CMMC Level 1 assessment.
* Since theESP employee has access to FCI, theymustbe included in the assessment scope.
* Option B (Out of scope)is incorrect because anyone with access to FCI is automatically considered part of theCMMC Level 1 boundary.
* Option C (OSC point of contact)is incorrect because thepoint of contactis typically an administrative or compliance representative, not necessarily someone with FCI access.
* Option D (Assessment Team Member)is incorrect because anESP employee is not part of the assessment team but rather a subject of the assessment.
* CMMC Level 1 Scoping Guide, Section 2 - Defining Scope for FCI
* CMMC Assessment Process (CAP) Guide - Roles and Responsibilities
* Federal Acquisition Regulation (FAR) 52.204-21(Basic Safeguarding of FCI) Understanding Scoping in CMMC Level 1 Self-AssessmentsWhy Option A (In scope) is CorrectOfficial CMMC Documentation ReferencesFinal VerificationSince theESP employee has access to FCI, they are consideredin scopefor the CMMC Level 1 self-assessment, makingOption A the correct answer.
NEW QUESTION # 214
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