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NEW QUESTION # 136
A large financial services organization is integrating a third-party AI solution into its critical fraud detection system. Which of the following is the BEST way for the organization to reduce risk associated with AI vendor and supply chain dependencies?
Answer: A
Explanation:
AAISM emphasizes supplier assurance through contractual obligations as the foundational control for AI supply chain risk. Contracts should require verifiable evidence of secure development practices (e.g., secure SDLC, model and data provenance documentation, SBOM/MBOM where applicable, vulnerability disclosure, patch SLAs, audit rights, incident notification, and regulatory compliance assertions). This creates enforceable, continuous assurance beyond point-in-time tests.
* A is necessary but reactive and limited to your environment.
* B addresses performance, not supply chain security.
* D is a good isolation/validation practice but does not create vendor accountability across the lifecycle.
References:* AI Security Management (AAISM) Body of Knowledge: Third-Party and Supply Chain Governance-Contractual security requirements, evidence-based assurance, right-to-audit.* AI Security Management Study Guide: Vendor due diligence artifacts, secure development evidence, lifecycle obligations for AI providers.
NEW QUESTION # 137
During the creation of a new large language model (LLM), an organization procured training data from multiple sources. Which of the following is MOST likely to address the CISO's security and privacy concerns?
Answer: C
Explanation:
AAISM guidance highlights data minimization as a critical practice for addressing both security and privacy concerns. By ensuring that only the minimum necessary data is collected and retained, the organization reduces the risk of sensitive information being exposed or misused during training. Data augmentation expands data but does not mitigate privacy risk. Classification organizes data but does not limit exposure. Data discovery helps locate sources but does not directly reduce risks. The control that directly aligns with privacy-by-design principles is data minimization.
NEW QUESTION # 138
A chatbot was found to generate low-quality and inaccurate output, and further investigation led to the discovery of insecure third-party libraries in use. Which of the following would be the BEST approach to prevent this incident from reoccurring?
Answer: C
Explanation:
Establishing secure coding practices and applying TEVV ensures that third-party libraries are properly vetted, integrated securely, and tested for vulnerabilities and performance issues before deployment, preventing similar incidents in the future.
NEW QUESTION # 139
Which of the following is a key risk indicator (KRI) for an AI system used for threat detection?
Answer: C
Explanation:
AAISM materials emphasize that in operational AI systems, key risk indicators (KRIs) must reflect risks to performance and reliability rather than technical design factors alone. In the case of threat detection, the most relevant KRI is the frequency of system overrides by human analysts, as this indicates a lack of trust, frequent false positives, or poor detection accuracy. Training epochs, model depth, and training time are technical metrics but do not directly measure operational risk. Analyst overrides represent a practical measure of system effectiveness and risk.
References:
AAISM Study Guide - AI Risk Management (Operational KRIs for AI Systems) ISACA AI Security Management - Monitoring AI Effectiveness
NEW QUESTION # 140
Which of the following is the MOST important course of action when implementing continuous monitoring and reporting for AI-based systems?
Answer: B
Explanation:
The AAISM governance framework specifies that the foundation of continuous monitoring is real- time tracking of key risk indicators. This ensures immediate detection of deviations, model drift, and operational anomalies. Automated alerts, dashboards, and reporting templates all support monitoring, but they rely on the presence of accurate, real-time KRI measurement as their source. Without live monitoring, the other controls are reactive rather than proactive. The most important course of action in establishing effective continuous monitoring is therefore real-time KRI tracking.
NEW QUESTION # 141
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