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PECB ISO-IEC-27001-Lead-Auditor 中文 Exam Syllabus Topics:

SectionObjectives
Fundamentals of Information Security Auditing- Audit principles based on ISO 19011
  • 1. Integrity, fair presentation, due professional care
    • 2. Confidentiality and independence
      Closing the Audit- Audit reporting and follow-up
      • 1. Audit report preparation
        • 2. Corrective action review
          Planning and Initiating an Audit- Audit program and planning activities
          • 1. Audit team selection
            • 2. Defining audit objectives, scope, and criteria
              Information Security Management System (ISMS) based on ISO/IEC 27001- ISO/IEC 27001 requirements (Clauses 4–10)
              • 1. Improvement and corrective actions
                • 2. Planning and risk management
                  • 3. Performance evaluation
                    • 4. Operation and controls
                      • 5. Support and resources
                        • 6. Leadership and commitment
                          • 7. Context of the organization
                            Conducting an Audit- Audit execution
                            • 1. Nonconformity identification
                              • 2. Interviewing techniques
                                • 3. Evidence collection and verification

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                                  PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q130-Q135):

                                  NEW QUESTION # 130
                                  進行認證審核的審核員在製定審核計畫時不需要下列哪一份工作文件?

                                  Answer: A,D,F

                                  Explanation:
                                  According to ISO 19011:2018, which provides guidelines for auditing management systems, an auditor conducting a certification audit should prepare for an audit by reviewing relevant information about the auditee's context and processes1. This may include reviewing documented information related to the audited management system (such as policies, procedures, manuals), previous audit reports and records (such as findings, nonconformities, corrective actions), relevant legal and regulatory requirements (such as laws, standards), relevant risks and opportunities (such as internal and external issues), relevant performance indicators (such as objectives, targets), etc1. Therefore, an auditor may need work documents such as an audit plan (which defines what will be done during an audit), a sample plan (which defines how many samples will be taken from a population), and a checklist (which helps to ensure that all relevant aspects are covered during an audit)1. However, an auditor does not need work documents such as an organisation's financial statement (which is not directly related to information security management), a career history of the IT manager (which is not relevant to assessing conformity with ISO/IEC 27001:2022), or a list of external providers (which is not necessary for planning an audit)1. References: ISO 19011:2018 - Guidelines for auditing management systems


                                  NEW QUESTION # 131
                                  您正在對ABC醫療保健服務公司(一家養老院)進行ISO 27001資訊安全管理系統(ISMS)監督審核。 ABC使用供應商WeCare設計和維護的醫療保健行動應用程式來監測住戶的健康狀況。在審核過程中,您發現90%的住戶家屬每週都會收到WeCare透過電子郵件和簡訊發送的醫療器材廣告。 ABC與WeCare之間的服務協議禁止供應商使用住戶的個人資料。 ABC已收到許多住戶及其家屬的投訴。
                                  服務經理表示,這些投訴已作為資訊安全事件進行調查,調查結果顯示投訴屬實。
                                  已根據不符合項和糾正措施管理程序制定並實施了糾正措施。
                                  您撰寫了一份不符合:「ABC公司未能遵守資訊安全控制A.5.34(隱私和個人識別資訊保護),該控制涉及居民及其家屬的個人資料。供應商WeCare利用居民的個人資訊向其家屬發送廣告。」請從列出的更正和糾正措施中選擇三項,作為您期望ABC公司針對此不符合項採取的措施。
                                  * ABC 要求 ISMS 顧問測試 ABC Healthcare 行動應用程序,以防範網路犯罪。

                                  Answer: D,E,F

                                  Explanation:
                                  The three options of the corrections and corrective actions listed that you would expect ABC to make in response to the nonconformity are:
                                  * B. ABC cancels the service agreement with WeCare.
                                  * E. ABC introduces background checks on information security performance for all suppliers.
                                  * F. ABC periodically monitors compliance with all applicable legislation and contractual requirements involving third parties.
                                  * B. This option is a possible correction and corrective action that ABC could take to address the nonconformity. A correction is the action taken to eliminate a detected nonconformity, while a corrective action is the action taken to eliminate the cause of a nonconformity and to prevent its recurrence1. By cancelling the service agreement with WeCare, ABC could stop the unauthorized use of residents' personal data and protect their privacy and rights. This could also prevent further complaints and legal issues from the residents and their family members. However, this option may also have some drawbacks, such as the loss of a service provider, the need to find an alternative solution, and the potential impact on the residents' well-being.
                                  * E. This option is a possible corrective action that ABC could take to address the nonconformity. By introducing background checks on information security performance for all suppliers, ABC could ensure that they select and work with reliable and trustworthy partners who respect the confidentiality, integrity, and availability of the information they handle. This could also help ABC to comply with information security control A.15.1.1 (Information security policy for supplier relationships), which requires the organisation to agree and document information security requirements for mitigating the risks associated with supplier access to the organisation's assets2.
                                  * F. This option is a possible corrective action that ABC could take to address the nonconformity. By periodically monitoring compliance with all applicable legislation and contractual requirements involving third parties, ABC could verify that the suppliers are fulfilling their obligations and responsibilities regarding information security. This could also help ABC to comply with information security control A.18.1.1 (Identification of applicable legislation and contractual requirements), which requires the organisation to identify, document, and keep up to date the relevant legislative, regulatory, contractual, and other requirements to which the organisation is subject3.
                                  References:
                                  1: ISO 27000:2018 - Information technology - Security techniques - Information security management systems - Overview and vocabulary, clause 3.9 and 3.10 2: ISO/IEC 27001:2022 - Information technology
                                  - Security techniques - Information security management systems - Requirements, Annex A, control A.
                                  15.1.1 3: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, Annex A, control A.18.1.1


                                  NEW QUESTION # 132
                                  能夠證明所聲稱事件發生的資訊屬性。

                                  Answer: D

                                  Explanation:
                                  A property of information that has the ability to prove occurrence of a claimed event is integrity. Integrity is one of the three main objectives of information security, along with confidentiality and availability. Integrity ensures that information and systems are not corrupted, modified, or deleted by unauthorized actions or events. Integrity also implies that information and systems can be verified and validated as authentic and accurate. Electronic chain letters are not a property of information, but a type of spam or hoax message that may contain malicious or misleading content. Availability means that service should be accessible at the required time and usable only by the authorized entity. Accessibility is not a property of information, but a characteristic of usability that refers to how easy it is for users to access and interact with information and systems. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 24. : [ISO/IEC
                                  27001 Brochures | PECB], page 4. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 13.


                                  NEW QUESTION # 133
                                  當審計員使用基於機率的抽樣進行事件日誌審查時,使用了哪種類型的抽樣?

                                  Answer: B

                                  Explanation:
                                  Comprehensive and Detailed In-Depth
                                  A . Correct Answer:
                                  Statistical sampling follows probability theory and ensures objective selection.
                                  ISO 19011:2018 supports statistical sampling for unbiased audit conclusions.
                                  B . Incorrect:
                                  Judgment-based sampling is subjective, not probability-based.
                                  C . Incorrect:
                                  Multi-site sampling applies to organizations with multiple locations.
                                  Relevant Standard Reference:
                                  ISO 19011:2018 Clause 6.4.9 (Using Statistical Sampling for Audits)


                                  NEW QUESTION # 134
                                  審核過程中,審核組長透過邏輯推理和分析,及時得出結論。
                                  審計組長表現出了哪些專業行為?

                                  Answer: A

                                  Explanation:
                                  According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, one of the professional behaviours expected from an audit team leader is to be decisive, which means to "reach timely conclusions based on logical reasoning and analysis" (page 8). Being open minded, ethical, and perceptive are also desirable qualities for an audit team leader, but they do not match the description given in the question.
                                  References: PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, page 8.


                                  NEW QUESTION # 135
                                  ......

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