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ISACA AAISM Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.
Topic 2
  • AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.
Topic 3
  • AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.

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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q418-Q423):

NEW QUESTION # 418
Which of the following information is MOST important to include in a centralized AI inventory?

Answer: D

Explanation:
AAISM governance practices identify ownership and accountability as the most critical element in any centralized AI inventory. An AI inventory provides oversight by cataloging all AI assets within an organization, and assigning responsibility ensures that each system has clear governance, monitoring, and compliance coverage. While use cases, training data, and registries are valuable metadata, they do not guarantee accountability. Without defined ownership, no party is responsible for addressing risk, bias, or incidents. Therefore, the most important information to include is ownership and accountability details for each AI system.
References:
AAISM Exam Content Outline - AI Governance and Program Management (AI Inventories and Oversight) AI Security Management Study Guide - Ownership and Accountability Structures


NEW QUESTION # 419
Which of the following is the MOST likely cause of model drift?

Answer: A

Explanation:
Model drift occurs when the statistical properties of input data and/or the relationship between features and outcomes change over time, causing degraded model performance. The AAISM guidance classifies data-centric causes (distribution shift, concept drift, and contamination) as the primary drivers and highlights that malicious contamination of training or incremental learning data (data poisoning) is a direct, high-likelihood driver of observable drift in production because it changes the effective data-generating process the model learns from.


NEW QUESTION # 420
Which of the following mitigation control strategies would BEST reduce the risk of introducing hidden backdoors during model fine-tuning via third-party components?

Answer: D

Explanation:
The most effective way to reduce the risk of hidden backdoors entering during fine-tuning via third-party components is to apply supply-chain aware threat modeling and integrity verification across data, code, models, and dependencies. This includes SBOM/MBOM review, cryptographic signing and hash verification, controlled provenance of datasets and model weights, dependency pinning, secure artifact repositories, and pre-deployment security testing (including backdoor scans and evals). Merely preferring open-source (Option B) does not guarantee integrity; learning paradigm changes (Option C) are unrelated to supply-chain risk; and disabling logs (Option D) reduces forensic visibility and increases risk.
References:
AAISM Body of Knowledge: Secure AI Supply Chain; Model Provenance, Integrity and SBOM/MBOM Controls; Pre-deployment Security Testing and Backdoor/Poisoning Evals.
AAISM Study Guide: AI Threat Modeling (Attack Surfaces in Training/Fine-tuning); Third-Party/Vendor Component Assurance; Cryptographic Integrity and Artifact Governance.


NEW QUESTION # 421
Which of the following MOST effectively addresses bias in generative AI models?

Answer: B

Explanation:
AAISM identifies fairness constraints as a direct mechanism to mitigate and control model bias by embedding fairness requirements into optimization objectives during training.
Data augmentation (B) helps but is not a primary anti-bias control. Adversarial training (C) focuses on robustness, not fairness. Minimization (A) reduces data, often making bias worse.
References: AAISM Study Guide - Fairness, Bias Mitigation Techniques, Ethical AI Controls.


NEW QUESTION # 422
Secure aggregation enhances federated learning security by:

Answer: B

Explanation:
AAISM explains that secure aggregation ensures the server only sees aggregated model updates--not individual client contributions--so privacy is preserved even if the server is breached.


NEW QUESTION # 423
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